REG-BARCLAYS PLC FORM 8.3 - ULTRA ELECTRONICS HOLDINGS PLC
14/07/2021 13:35
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FORM 8.3 - ULTRA ELECTRONICS HOLDINGS PLC
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose ULTRA ELECTRONICS HOLDINGS PLC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 13 July 2021
(f) In addition to the company in 1(c) above, is the discloser making NO
disclosures in respect of any other party to the offer?
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: 5p ordinary
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 687,006 0.96% 92,540 0.13%
(2) Cash-settled derivatives:
70,123 0.10% 356,383 0.50%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
(4)
TOTAL: 757,129 1.06% 448,923 0.63%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other
employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
5p ordinary Purchase 85 23.6576 GBP
5p ordinary Purchase 88 23.6400 GBP
5p ordinary Purchase 91 23.7000 GBP
5p ordinary Purchase 249 23.6800 GBP
5p ordinary Purchase 265 23.7100 GBP
5p ordinary Purchase 288 23.6627 GBP
5p ordinary Purchase 363 23.6933 GBP
5p ordinary Purchase 674 23.6818 GBP
5p ordinary Purchase 1,055 23.7130 GBP
5p ordinary Purchase 1,242 23.6757 GBP
5p ordinary Purchase 1,257 23.7138 GBP
5p ordinary Purchase 1,449 23.6765 GBP
5p ordinary Purchase 2,421 23.7200 GBP
5p ordinary Purchase 3,936 23.7063 GBP
5p ordinary Sale 91 23.6200 GBP
5p ordinary Sale 94 23.7100 GBP
5p ordinary Sale 108 23.7300 GBP
5p ordinary Sale 110 23.6527 GBP
5p ordinary Sale 173 23.6800 GBP
5p ordinary Sale 209 23.6819 GBP
5p ordinary Sale 265 23.7056 GBP
5p ordinary Sale 349 23.6985 GBP
5p ordinary Sale 631 23.7084 GBP
5p ordinary Sale 776 23.7211 GBP
5p ordinary Sale 798 23.6482 GBP
5p ordinary Sale 1,242 23.6756 GBP
5p ordinary Sale 1,515 23.7200 GBP
5p ordinary Sale 5,946 23.6798 GBP
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
5p ordinary SWAP Long 34 23.6800 GBP
5p ordinary CFD Long 638 23.7168 GBP
5p ordinary SWAP Long 1,003 23.6903 GBP
5p ordinary SWAP Long 5,238 23.6764 GBP
5p ordinary SWAP Short 68 23.7200 GBP
5p ordinary SWAP Short 118 23.6741 GBP
5p ordinary SWAP Short 152 23.6618 GBP
5p ordinary SWAP Short 242 23.6802 GBP
5p ordinary SWAP Short 474 23.6736 GBP
5p ordinary SWAP Short 812 23.6862 GBP
5p ordinary SWAP Short 1,228 23.7093 GBP
5p ordinary CFD Short 4,203 23.7150 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state “none”
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
“none”
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 14 Jul 2021
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel’s
Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
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