REG-BARCLAYS PLC FORM 8.3 - ULTRA ELECTRONICS HOLDINGS PLC
20/07/2021 12:30
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FORM 8.3 - ULTRA ELECTRONICS HOLDINGS PLC
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose ULTRA ELECTRONICS HOLDINGS PLC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 19 July 2021
(f) In addition to the company in 1(c) above, is the discloser making NO
disclosures in respect of any other party to the offer?
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: 5p ordinary
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 672,048 0.94% 94,861 0.13%
(2) Cash-settled derivatives:
68,098 0.10% 345,665 0.49%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
(4)
TOTAL: 740,146 1.04% 440,526 0.62%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other
employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
5p ordinary Purchase 7 23.6576 GBP
5p ordinary Purchase 106 23.6801 GBP
5p ordinary Purchase 123 23.6302 GBP
5p ordinary Purchase 584 23.6496 GBP
5p ordinary Purchase 645 23.6064 GBP
5p ordinary Purchase 995 23.5666 GBP
5p ordinary Purchase 1,182 23.6009 GBP
5p ordinary Purchase 2,212 23.5800 GBP
5p ordinary Sale 14 23.6100 GBP
5p ordinary Sale 88 23.6400 GBP
5p ordinary Sale 89 23.5600 GBP
5p ordinary Sale 102 23.6360 GBP
5p ordinary Sale 139 23.6153 GBP
5p ordinary Sale 146 23.5164 GBP
5p ordinary Sale 153 23.6600 GBP
5p ordinary Sale 164 23.6500 GBP
5p ordinary Sale 174 23.6137 GBP
5p ordinary Sale 176 23.5268 GBP
5p ordinary Sale 190 23.6383 GBP
5p ordinary Sale 199 23.6000 GBP
5p ordinary Sale 269 23.6200 GBP
5p ordinary Sale 389 23.6125 GBP
5p ordinary Sale 578 23.6454 GBP
5p ordinary Sale 584 23.6496 GBP
5p ordinary Sale 1,086 23.6306 GBP
5p ordinary Sale 1,254 23.6358 GBP
5p ordinary Sale 2,043 23.5811 GBP
5p ordinary Sale 3,499 23.5994 GBP
5p ordinary Sale 4,215 23.5875 GBP
5p ordinary Sale 4,368 23.5935 GBP
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
5p ordinary CFD Long 34 24.3179 GBP
5p ordinary SWAP Long 226 23.4729 GBP
5p ordinary SWAP Long 266 23.6284 GBP
5p ordinary SWAP Long 1,067 23.6191 GBP
5p ordinary SWAP Long 1,086 23.6306 GBP
5p ordinary SWAP Long 1,254 23.6358 GBP
5p ordinary CFD Long 1,340 23.6251 GBP
5p ordinary SWAP Long 5,832 23.5846 GBP
5p ordinary CFD Short 41 23.6251 GBP
5p ordinary SWAP Short 106 23.6801 GBP
5p ordinary SWAP Short 165 23.6538 GBP
5p ordinary SWAP Short 217 23.5865 GBP
5p ordinary SWAP Short 412 23.5698 GBP
5p ordinary SWAP Short 599 23.5705 GBP
5p ordinary SWAP Short 644 23.6177 GBP
5p ordinary SWAP Short 867 23.5856 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state “none”
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
“none”
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 20 Jul 2021
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel’s
Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
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