REG-BARCLAYS PLC Form 8.3 - ULTRA ELECTRONICS HOLDINGS PLC
21/07/2021 13:00
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Form 8.3 - ULTRA ELECTRONICS HOLDINGS PLC
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose ULTRA ELECTRONICS HOLDINGS PLC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 20 July 2021
(f) In addition to the company in 1(c) above, is the discloser making NO
disclosures in respect of any other party to the offer?
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: 5p ordinary
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 668,303 0.94% 108,662 0.15%
(2) Cash-settled derivatives:
74,312 0.10% 340,406 0.48%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 742,615 1.04% 449,068 0.63%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other
employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
5p ordinary Purchase 48 24.2200 GBP
5p ordinary Purchase 84 23.7800 GBP
5p ordinary Purchase 94 24.1800 GBP
5p ordinary Purchase 96 24.0600 GBP
5p ordinary Purchase 97 24.1187 GBP
5p ordinary Purchase 137 24.0983 GBP
5p ordinary Purchase 157 24.1999 GBP
5p ordinary Purchase 162 23.8401 GBP
5p ordinary Purchase 177 24.1105 GBP
5p ordinary Purchase 188 23.9400 GBP
5p ordinary Purchase 260 24.2130 GBP
5p ordinary Purchase 284 24.0737 GBP
5p ordinary Purchase 444 24.0176 GBP
5p ordinary Purchase 502 24.1379 GBP
5p ordinary Purchase 590 24.0017 GBP
5p ordinary Purchase 780 24.0474 GBP
5p ordinary Purchase 857 23.9974 GBP
5p ordinary Purchase 930 24.1932 GBP
5p ordinary Purchase 1,042 23.9465 GBP
5p ordinary Purchase 1,391 24.0517 GBP
5p ordinary Purchase 1,520 23.8670 GBP
5p ordinary Purchase 1,632 24.1744 GBP
5p ordinary Purchase 5,451 24.0778 GBP
5p ordinary Purchase 11,918 24.2136 GBP
5p ordinary Sale 12 24.0416 GBP
5p ordinary Sale 20 24.0850 GBP
5p ordinary Sale 24 24.2000 GBP
5p ordinary Sale 82 23.9000 GBP
5p ordinary Sale 88 23.9598 GBP
5p ordinary Sale 94 24.0800 GBP
5p ordinary Sale 110 24.1318 GBP
5p ordinary Sale 123 24.0600 GBP
5p ordinary Sale 159 24.1975 GBP
5p ordinary Sale 164 24.2400 GBP
5p ordinary Sale 172 24.1627 GBP
5p ordinary Sale 176 24.1600 GBP
5p ordinary Sale 189 24.2200 GBP
5p ordinary Sale 212 24.1800 GBP
5p ordinary Sale 250 24.1266 GBP
5p ordinary Sale 258 24.1186 GBP
5p ordinary Sale 346 24.1619 GBP
5p ordinary Sale 440 24.2091 GBP
5p ordinary Sale 667 24.2029 GBP
5p ordinary Sale 812 24.1481 GBP
5p ordinary Sale 1,303 23.8347 GBP
5p ordinary Sale 2,313 24.2212 GBP
5p ordinary Sale 3,353 23.9758 GBP
5p ordinary Sale 7,473 24.2188 GBP
5p ordinary Sale 9,090 24.2224 GBP
5p ordinary Sale 18,457 24.1582 GBP
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
5p ordinary SWAP Long 88 23.9597 GBP
5p ordinary SWAP Long 250 24.1266 GBP
5p ordinary CFD Long 594 23.9796 GBP
5p ordinary SWAP Long 812 24.1481 GBP
5p ordinary SWAP Long 934 23.8842 GBP
5p ordinary CFD Long 2,777 24.2180 GBP
5p ordinary SWAP Long 3,352 24.0075 GBP
5p ordinary SWAP Long 10,894 24.2200 GBP
5p ordinary CFD Short 81 24.1832 GBP
5p ordinary CFD Short 100 24.2022 GBP
5p ordinary SWAP Short 162 23.8401 GBP
5p ordinary SWAP Short 186 24.0147 GBP
5p ordinary SWAP Short 442 23.8978 GBP
5p ordinary SWAP Short 743 24.0134 GBP
5p ordinary SWAP Short 2,021 24.1063 GBP
5p ordinary SWAP Short 2,148 24.0570 GBP
5p ordinary SWAP Short 2,345 24.0859 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state “none”
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
“none”
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 21 Jul 2021
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel’s
Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(https://cts.businesswire.com/ct/CT?id=smartlink&url=http%3A%2F%2Fwww.thetakeoverpanel.org.uk%2F&esheet=52463483&newsitemid=20210721005522&lan=en-US&anchor=www.thetakeoverpanel.org.uk&index=1&md5=bf03f4b0a5ba9bc5a158b76289892e65)
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