REG-BARCLAYS PLC Form 8.3 - ULTRA ELECTRONICS HOLDINGS PLC
22/07/2021 12:55
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Form 8.3 - ULTRA ELECTRONICS HOLDINGS PLC
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose ULTRA ELECTRONICS HOLDINGS PLC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 21 July 2021
(f) In addition to the company in 1(c) above, is the discloser making NO
disclosures in respect of any other party to the offer?
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: 5p ordinary
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 658,962 0.92% 109,743 0.15%
(2) Cash-settled derivatives:
80,125 0.11% 341,602 0.48%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 739,087 1.04% 451,345 0.63%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other
employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
5p ordinary Purchase 22 24.5400 GBP
5p ordinary Purchase 30 24.5668 GBP
5p ordinary Purchase 31 24.5403 GBP
5p ordinary Purchase 81 24.5200 GBP
5p ordinary Purchase 89 24.5300 GBP
5p ordinary Purchase 126 24.5414 GBP
5p ordinary Purchase 140 24.6100 GBP
5p ordinary Purchase 233 24.5254 GBP
5p ordinary Purchase 1,298 24.5360 GBP
5p ordinary Purchase 2,111 24.5129 GBP
5p ordinary Purchase 3,836 24.4732 GBP
5p ordinary Purchase 3,920 24.5487 GBP
5p ordinary Sale 5 24.6200 GBP
5p ordinary Sale 179 24.5896 GBP
5p ordinary Sale 195 24.5200 GBP
5p ordinary Sale 201 24.5493 GBP
5p ordinary Sale 267 24.5000 GBP
5p ordinary Sale 283 24.5260 GBP
5p ordinary Sale 298 24.5412 GBP
5p ordinary Sale 501 24.5470 GBP
5p ordinary Sale 515 24.5216 GBP
5p ordinary Sale 527 24.4989 GBP
5p ordinary Sale 829 24.5169 GBP
5p ordinary Sale 941 24.5428 GBP
5p ordinary Sale 1,006 24.5517 GBP
5p ordinary Sale 2,161 24.5400 GBP
5p ordinary Sale 5,406 24.5273 GBP
5p ordinary Sale 9,025 24.5315 GBP
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
5p ordinary SWAP Long 10 24.5397 GBP
5p ordinary SWAP Long 62 24.5222 GBP
5p ordinary SWAP Long 107 24.5485 GBP
5p ordinary SWAP Long 141 24.4714 GBP
5p ordinary SWAP Long 201 24.5492 GBP
5p ordinary SWAP Long 941 24.5428 GBP
5p ordinary SWAP Long 1,006 24.5517 GBP
5p ordinary SWAP Long 1,936 24.5445 GBP
5p ordinary SWAP Long 3,551 24.5555 GBP
5p ordinary SWAP Long 4,425 24.5083 GBP
5p ordinary SWAP Short 30 24.5668 GBP
5p ordinary SWAP Short 31 24.5402 GBP
5p ordinary SWAP Short 307 24.5309 GBP
5p ordinary CFD Short 564 24.5244 GBP
5p ordinary SWAP Short 1,230 24.5313 GBP
5p ordinary SWAP Short 1,667 24.5147 GBP
5p ordinary CFD Short 3,934 24.5542 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state “none”
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
“none”
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 22 Jul 2021
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel’s
Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(https://cts.businesswire.com/ct/CT?id=smartlink&url=http%3A%2F%2Fwww.thetakeoverpanel.org.uk%2F&esheet=52463997&newsitemid=20210722005561&lan=en-US&anchor=www.thetakeoverpanel.org.uk&index=1&md5=3a0aab198c81126f5ade659275bfc448)
.
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