REG-BARCLAYS PLC Form 8.3 - ULTRA ELECTRONICS HOLDINGS PLC

BarclaysAnnouncement

02/08/2021 15:30

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Form 8.3 - ULTRA ELECTRONICS HOLDINGS PLC

 

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION
 (a)  Full name of discloser:                                            Barclays PLC.                   
                                                                         
 (b)  Owner or controller of interest and short                                                          
      positions disclosed, if different from 1(a):                       
 (c)  Name of offeror/offeree in relation to whose                       ULTRA ELECTRONICS HOLDINGS PLC  
      relevant securities this form relates:                             
 (d)  If an exempt fund manager connected with an                                                        
      offeror/offeree, state this and specify identity of                
      offeror/offeree:                                                   
 (e)  Date position held/dealing undertaken:                             30 July 2021                    
 (f)  In addition to the company in 1(c) above, is the discloser making  NO                              
      disclosures in respect of any other party to the offer?                                            


2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.

(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
 Class of relevant security:                                    5p ordinary                             
                                                                Interests           Short Positions     
                                                                Number       (%)    Number    (%)       
 (1)             Relevant securities owned                                                              
                 and/or controlled:                             695,444      0.98%  99,577    0.14%     
                                                                                                        
 (2)             Cash-settled derivatives:                                                              
                                                                47,812       0.07%  360,868   0.51%     
                                                                                                        
 (3)             Stock-settled derivatives (including options)                                          
                 and agreements to purchase/sell:               0            0.00%  0         0.00%     
                                                                                                        
                                                                                                        
                 TOTAL:                                         743,256      1.04%  460,445   0.65%     
                                                                                                        


All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other
employee options)
 Class of relevant security in relation to which subscription right exists:       
 Details, including nature of the rights concerned and relevant percentages:      


3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales
 Class of relevant  Purchase/sale  Number of   Price per unit  
 security                          securities                  
 5p ordinary        Purchase       34          31.5600 GBP     
 5p ordinary        Purchase       189         31.5200 GBP     
 5p ordinary        Purchase       504         31.5134 GBP     
 5p ordinary        Purchase       626         31.5000 GBP     
 5p ordinary        Purchase       2,582       31.6317 GBP     
 5p ordinary        Purchase       5,025       31.6793 GBP     
 5p ordinary        Purchase       11,334      31.8229 GBP     
 5p ordinary        Purchase       35,976      31.7000 GBP     
 5p ordinary        Sale           68          31.8000 GBP     
 5p ordinary        Sale           95          31.5800 GBP     
 5p ordinary        Sale           96          31.8345 GBP     
 5p ordinary        Sale           160         31.7132 GBP     
 5p ordinary        Sale           473         31.6861 GBP     
 5p ordinary        Sale           697         31.8800 GBP     
 5p ordinary        Sale           884         31.7469 GBP     
 5p ordinary        Sale           1,533       31.7015 GBP     
 5p ordinary        Sale           1,985       31.5000 GBP     
 5p ordinary        Sale           2,083       31.8158 GBP     
 5p ordinary        Sale           2,159       31.7317 GBP     
 5p ordinary        Sale           2,345       31.8223 GBP     
 5p ordinary        Sale           2,764       31.8157 GBP     
 5p ordinary        Sale           3,445       31.8219 GBP     
 5p ordinary        Sale           5,141       31.7000 GBP     
 5p ordinary        Sale           5,944       31.7672 GBP     


(b) Cash-settled derivative transactions
 Class of     Product      Nature of dealing  Number of   Price per    
 relevant     description                     reference   unit         
 security                                     securities               
 5p ordinary  SWAP         Long               65          31.7239 GBP  
 5p ordinary  SWAP         Long               74          31.7000 GBP  
 5p ordinary  SWAP         Long               121         31.8761 GBP  
 5p ordinary  SWAP         Long               206         31.7712 GBP  
 5p ordinary  CFD          Long               560         31.6781 GBP  
 5p ordinary  SWAP         Long               1,524       31.7986 GBP  
 5p ordinary  SWAP         Long               2,011       31.7282 GBP  
 5p ordinary  SWAP         Long               2,777       31.7410 GBP  
 5p ordinary  SWAP         Long               2,962       31.7537 GBP  
 5p ordinary  SWAP         Short              1,442       31.6011 GBP  
 5p ordinary  SWAP         Short              33,806      31.7000 GBP  


(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying
 Class of relevant security  Product description e.g. call option  Writing, purchasing, selling, varying etc.  Number of securities to which option relates  Exercise price per unit  Type                           Expiry date  Option money paid/ received per unit  
                                                                                                                                                                                      
                                                                                 
                                                                                                                                                                                      e.g. American, European etc.                                                      
                                                                                                                                                                                                                                                                        


(ii) Exercise
 Class of relevant security  Product description  Exercising/ exercised against  Number of securities  Exercise price per unit  
                             
                                                                                                  
                             e.g. call option                                                                                   
                                                                                                                                
                                                                                                       
                        
                                                                                                                                


(d) Other dealings (including subscribing for new securities)
 Class of relevant security  Nature of dealing               Details  Price per unit (if applicable)  
                             
                                                                        
                             e.g. subscription, conversion                                            
                                                                                                      
                             
                                                                        
                                                                                                      


4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements
 Details of any indemnity or option arrangement, or any agreement or              
 understanding, formal or informal, relating to relevant securities which may     
 be an inducement to deal or refrain from dealing entered into by the person      
 making the disclosure and any party to the offer or any person acting in         
 concert with a party to the offer:                                               
 
                                                                                
 Irrevocable commitments and letters of intent should not be included. If there   
 are no such agreements, arrangements or understandings, state “none”             
                                                                                  
 
                                                                                
 None                                                                             
 
                                                                                
                                                                                  


(b) Agreements, arrangements or understandings relating to options or
derivatives
 Details of any agreement, arrangement or understanding, formal or informal,  
 between the person making the disclosure and any other person relating to:   
 
                                                                            
 (i) the voting rights of any relevant securities under any option; or        
 
                                                                            
 (ii) the voting rights or future acquisition or disposal of any relevant     
 securities to which any derivative is referenced:                            
 
                                                                            
 If there are no such agreements, arrangements or understandings, state       
 “none”                                                                       
                                                                              
 
                                                                            
 None                                                                         
 
                                                                            
                                                                              


(c) Attachments
 Is a Supplemental Form 8 (Open Positions) attached?  NO                                    
 Date of disclosure:                                  2 Aug 2021                            
 Contact name:                                        Large Holdings Regulatory Operations  
 Telephone number:                                    020 3134 7213                         


Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.

The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel’s
Market Surveillance Unit.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(https://cts.businesswire.com/ct/CT?id=smartlink&url=http%3A%2F%2Fwww.thetakeoverpanel.org.uk%2F&esheet=52469870&newsitemid=20210802005494&lan=en-US&anchor=www.thetakeoverpanel.org.uk&index=1&md5=6a80bb46f0e10c5b2d4e627960fb0fcb)
.



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