REG-BARCLAYS PLC Form 8.3 - ULTRA ELECTRONICS HOLDINGS PLC
05/08/2021 11:50
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Form 8.3 - ULTRA ELECTRONICS HOLDINGS PLC
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose ULTRA ELECTRONICS HOLDINGS PLC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 04 August 2021
(f) In addition to the company in 1(c) above, is the discloser making NO
disclosures in respect of any other party to the offer?
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: 5p ordinary
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 656,802 0.92% 58,118 0.08%
(2) Cash-settled derivatives:
37,648 0.05% 361,960 0.51%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 694,450 0.97% 420,078 0.59%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other
employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
5p ordinary Purchase 1 31.6400 GBP
5p ordinary Purchase 48 31.6168 GBP
5p ordinary Purchase 133 31.5600 GBP
5p ordinary Purchase 133 32.0200 GBP
5p ordinary Purchase 190 31.5662 GBP
5p ordinary Purchase 230 31.5568 GBP
5p ordinary Purchase 412 31.6252 GBP
5p ordinary Purchase 702 31.5464 GBP
5p ordinary Purchase 1,652 31.5400 GBP
5p ordinary Purchase 2,244 31.5423 GBP
5p ordinary Purchase 2,483 31.5351 GBP
5p ordinary Purchase 2,845 31.6429 GBP
5p ordinary Sale 20 32.0230 GBP
5p ordinary Sale 48 31.6200 GBP
5p ordinary Sale 53 31.6713 GBP
5p ordinary Sale 93 31.5200 GBP
5p ordinary Sale 113 32.0231 GBP
5p ordinary Sale 122 31.4900 GBP
5p ordinary Sale 133 31.5600 GBP
5p ordinary Sale 133 32.0200 GBP
5p ordinary Sale 151 31.4862 GBP
5p ordinary Sale 316 31.5400 GBP
5p ordinary Sale 337 31.5223 GBP
5p ordinary Sale 381 31.5317 GBP
5p ordinary Sale 448 31.5468 GBP
5p ordinary Sale 473 31.6360 GBP
5p ordinary Sale 480 31.5921 GBP
5p ordinary Sale 559 31.7401 GBP
5p ordinary Sale 688 31.5748 GBP
5p ordinary Sale 738 31.6651 GBP
5p ordinary Sale 1,103 31.5415 GBP
5p ordinary Sale 1,346 31.5168 GBP
5p ordinary Sale 1,481 31.5544 GBP
5p ordinary Sale 5,400 31.5095 GBP
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
5p ordinary SWAP Long 43 31.6800 GBP
5p ordinary SWAP Long 334 31.5248 GBP
5p ordinary SWAP Long 742 31.5794 GBP
5p ordinary SWAP Long 1,093 31.5354 GBP
5p ordinary SWAP Long 2,426 31.5462 GBP
5p ordinary CFD Short 412 31.6252 GBP
5p ordinary SWAP Short 517 31.5402 GBP
5p ordinary SWAP Short 756 31.5610 GBP
5p ordinary SWAP Short 1,305 31.5353 GBP
5p ordinary SWAP Short 1,544 31.5344 GBP
5p ordinary SWAP Short 1,727 31.5429 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state “none”
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
“none”
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 5 Aug 2021
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel’s
Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(https://cts.businesswire.com/ct/CT?id=smartlink&url=http%3A%2F%2Fwww.thetakeoverpanel.org.uk%2F&esheet=52472388&newsitemid=20210805005553&lan=en-US&anchor=www.thetakeoverpanel.org.uk&index=1&md5=8e4bc7c951ab2552663013a638839c12)
.
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