REG-BARCLAYS PLC FORM 8.3 – ULTRA ELECTRONICS HOLDINGS PLC
18/08/2021 10:25
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FORM 8.3 – ULTRA ELECTRONICS HOLDINGS PLC
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose ULTRA ELECTRONICS HOLDINGS PLC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 17 August 2021
(f) In addition to the company in 1(c) above, is the discloser making NO
disclosures in respect of any other party to the offer?
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: 5p ordinary
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 681,824 0.96% 54,006 0.08%
(2) Cash-settled derivatives:
33,928 0.05% 423,877 0.59%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 715,752 1.00% 477,883 0.67%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other
employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
5p ordinary Purchase 33 33.7366 GBP
5p ordinary Purchase 181 33.6508 GBP
5p ordinary Purchase 188 33.7000 GBP
5p ordinary Purchase 205 33.6342 GBP
5p ordinary Purchase 214 33.6028 GBP
5p ordinary Purchase 224 33.5065 GBP
5p ordinary Purchase 227 33.7289 GBP
5p ordinary Purchase 281 33.7400 GBP
5p ordinary Purchase 768 33.5882 GBP
5p ordinary Purchase 966 33.7300 GBP
5p ordinary Purchase 984 33.6983 GBP
5p ordinary Purchase 1,125 33.5487 GBP
5p ordinary Purchase 1,262 33.6820 GBP
5p ordinary Purchase 1,540 33.7068 GBP
5p ordinary Purchase 2,035 33.5850 GBP
5p ordinary Purchase 2,962 33.6480 GBP
5p ordinary Purchase 5,439 33.6076 GBP
5p ordinary Purchase 91,161 33.6723 GBP
5p ordinary Purchase 115,880 33.5770 GBP
5p ordinary Purchase 175,000 33.6777 GBP
5p ordinary Sale 10 33.7016 GBP
5p ordinary Sale 11 33.5400 GBP
5p ordinary Sale 30 33.7500 GBP
5p ordinary Sale 145 33.5653 GBP
5p ordinary Sale 236 33.7027 GBP
5p ordinary Sale 247 33.7300 GBP
5p ordinary Sale 449 33.6630 GBP
5p ordinary Sale 512 33.7000 GBP
5p ordinary Sale 729 33.7033 GBP
5p ordinary Sale 2,128 33.6688 GBP
5p ordinary Sale 2,822 33.6571 GBP
5p ordinary Sale 5,200 33.6002 GBP
5p ordinary Sale 5,533 33.6103 GBP
5p ordinary Sale 5,803 33.6067 GBP
5p ordinary Sale 9,383 33.6324 GBP
5p ordinary Sale 18,421 33.6702 GBP
5p ordinary Sale 18,853 33.6790 GBP
5p ordinary Sale 26,278 33.4400 GBP
5p ordinary Sale 66,244 33.6768 GBP
5p ordinary Sale 126,118 33.6345 GBP
5p ordinary Sale 126,330 33.6302 GBP
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
5p ordinary CFD Long 1 33.6200 GBP
5p ordinary SWAP Long 14 33.7000 GBP
5p ordinary SWAP Long 83 33.7286 GBP
5p ordinary SWAP Long 355 33.4357 GBP
5p ordinary SWAP Long 595 33.6452 GBP
5p ordinary SWAP Long 2,443 33.6242 GBP
5p ordinary CFD Long 16,281 33.6509 GBP
5p ordinary SWAP Long 26,278 33.4400 GBP
5p ordinary CFD Long 28,069 33.6214 GBP
5p ordinary SWAP Long 42,041 33.6984 GBP
5p ordinary SWAP Short 14 33.6014 GBP
5p ordinary SWAP Short 15 33.7020 GBP
5p ordinary SWAP Short 61 33.7000 GBP
5p ordinary SWAP Short 1,152 33.7002 GBP
5p ordinary SWAP Short 2,406 33.7410 GBP
5p ordinary SWAP Short 3,756 33.6560 GBP
5p ordinary SWAP Short 5,718 33.6133 GBP
5p ordinary SWAP Short 6,318 33.6103 GBP
5p ordinary SWAP Short 87,603 33.6700 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state “none”
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
“none”
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 18 Aug 2021
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel’s
Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
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