REG-BARCLAYS PLC FORM 8.3 – ULTRA ELECTRONICS HOLDINGS PLC
19/08/2021 12:45
For best results when printing this announcement, please click on link below:
http://newsfile.refinitiv.com/getnewsfile/v1/story?guid=urn:newsml:reuters.com:20210819:nBw8d5Vgga&default-theme=true
FORM 8.3 – ULTRA ELECTRONICS HOLDINGS PLC
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose ULTRA ELECTRONICS HOLDINGS PLC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 18 August 2021
(f) In addition to the company in 1(c) above, is the discloser making NO
disclosures in respect of any other party to the offer?
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: 5p ordinary
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 705,681 0.99% 56,940 0.08%
(2) Cash-settled derivatives:
36,571 0.05% 452,868 0.64%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 742,252 1.04% 509,808 0.72%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other
employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
5p ordinary Purchase 92 33.4800 GBP
5p ordinary Purchase 102 33.6354 GBP
5p ordinary Purchase 108 33.6327 GBP
5p ordinary Purchase 112 33.5531 GBP
5p ordinary Purchase 126 33.5387 GBP
5p ordinary Purchase 126 33.5400 GBP
5p ordinary Purchase 128 33.6400 GBP
5p ordinary Purchase 138 33.4900 GBP
5p ordinary Purchase 176 33.5200 GBP
5p ordinary Purchase 224 33.6453 GBP
5p ordinary Purchase 249 33.5933 GBP
5p ordinary Purchase 362 33.6000 GBP
5p ordinary Purchase 544 33.6275 GBP
5p ordinary Purchase 970 33.6026 GBP
5p ordinary Purchase 1,095 33.6587 GBP
5p ordinary Purchase 1,134 33.6632 GBP
5p ordinary Purchase 1,169 33.6271 GBP
5p ordinary Purchase 1,186 33.6520 GBP
5p ordinary Purchase 1,315 33.5000 GBP
5p ordinary Purchase 2,017 33.4992 GBP
5p ordinary Purchase 2,582 33.6383 GBP
5p ordinary Purchase 2,867 33.6337 GBP
5p ordinary Purchase 4,192 33.6381 GBP
5p ordinary Purchase 7,536 33.6194 GBP
5p ordinary Purchase 31,254 33.6430 GBP
5p ordinary Sale 75 33.7200 GBP
5p ordinary Sale 126 33.5400 GBP
5p ordinary Sale 427 33.6368 GBP
5p ordinary Sale 789 33.6196 GBP
5p ordinary Sale 880 33.6638 GBP
5p ordinary Sale 1,359 33.6534 GBP
5p ordinary Sale 2,500 33.6080 GBP
5p ordinary Sale 2,720 33.6327 GBP
5p ordinary Sale 2,807 33.6400 GBP
5p ordinary Sale 3,482 33.5187 GBP
5p ordinary Sale 5,200 33.6175 GBP
5p ordinary Sale 18,516 33.6345 GBP
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
5p ordinary SWAP Long 396 33.5964 GBP
5p ordinary SWAP Long 427 33.6368 GBP
5p ordinary CFD Long 538 33.7159 GBP
5p ordinary SWAP Long 1,068 33.5270 GBP
5p ordinary SWAP Long 2,133 33.6377 GBP
5p ordinary SWAP Long 4,831 33.6438 GBP
5p ordinary SWAP Long 12,653 33.6406 GBP
5p ordinary SWAP Short 166 33.6675 GBP
5p ordinary SWAP Short 3,714 33.6619 GBP
5p ordinary SWAP Short 4,988 33.6355 GBP
5p ordinary SWAP Short 5,723 33.6303 GBP
5p ordinary SWAP Short 6,263 33.6292 GBP
5p ordinary SWAP Short 27,540 33.6404 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state “none”
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
“none”
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 19 Aug 2021
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel’s
Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(https://cts.businesswire.com/ct/CT?id=smartlink&url=http%3A%2F%2Fwww.thetakeoverpanel.org.uk%2F&esheet=52479075&newsitemid=20210819005417&lan=en-US&anchor=www.thetakeoverpanel.org.uk&index=1&md5=008e20d77bfb4b028be657cab59074b5)
.
View source version on businesswire.com:
https://www.businesswire.com/news/home/20210819005417/en/
(https://www.businesswire.com/news/home/20210819005417/en/)
BARCLAYS PLC
Copyright Business Wire 2021Recent news on Barclays
See all newsREG - Stock Exch Notice - Admission to Trading - 05/03/2026
AnnouncementREG - Wizz Air Holdings Barclays PLC - Holding(s) in Company
AnnouncementREG - Barclays PLC - Notice of redemption of securities
AnnouncementREG - Barclays PLC Wood Group (John)PLC - Form 8.3 WOOD GROUP (JOHN) PLC
AnnouncementREG - Barclays PLC Intnl Personal Fin - Form 8.3 INTERNATIONAL PERSONAL FINANCE PLC
Announcement