REG-BARCLAYS PLC FORM 8.3 - ULTRA ELECTRONICS HOLDINGS PLC
20/08/2021 12:05
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FORM 8.3 - ULTRA ELECTRONICS HOLDINGS PLC
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose ULTRA ELECTRONICS HOLDINGS PLC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 19 August 2021
(f) In addition to the company in 1(c) above, is the discloser making NO
disclosures in respect of any other party to the offer?
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: 5p ordinary
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 671,711 0.94% 40,012 0.06%
(2) Cash-settled derivatives:
19,646 0.03% 451,053 0.63%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 691,357 0.97% 491,065 0.69%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other
employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
5p ordinary Purchase 9 33.0455 GBP
5p ordinary Purchase 16 33.0725 GBP
5p ordinary Purchase 76 33.0600 GBP
5p ordinary Purchase 77 33.0800 GBP
5p ordinary Purchase 79 32.9200 GBP
5p ordinary Purchase 83 32.9000 GBP
5p ordinary Purchase 85 32.8800 GBP
5p ordinary Purchase 87 33.0100 GBP
5p ordinary Purchase 136 32.9267 GBP
5p ordinary Purchase 149 33.1200 GBP
5p ordinary Purchase 162 32.9097 GBP
5p ordinary Purchase 170 33.1300 GBP
5p ordinary Purchase 194 32.8900 GBP
5p ordinary Purchase 202 33.0424 GBP
5p ordinary Purchase 212 32.9289 GBP
5p ordinary Purchase 258 33.0536 GBP
5p ordinary Purchase 262 33.0806 GBP
5p ordinary Purchase 289 33.2205 GBP
5p ordinary Purchase 323 33.0000 GBP
5p ordinary Purchase 328 32.9648 GBP
5p ordinary Purchase 336 32.9349 GBP
5p ordinary Purchase 372 33.2000 GBP
5p ordinary Purchase 391 33.0513 GBP
5p ordinary Purchase 432 33.0423 GBP
5p ordinary Purchase 438 32.9426 GBP
5p ordinary Purchase 501 32.9864 GBP
5p ordinary Purchase 600 33.0605 GBP
5p ordinary Purchase 626 33.1247 GBP
5p ordinary Purchase 683 32.9272 GBP
5p ordinary Purchase 692 32.9819 GBP
5p ordinary Purchase 701 33.0950 GBP
5p ordinary Purchase 764 33.1070 GBP
5p ordinary Purchase 835 33.0922 GBP
5p ordinary Purchase 839 32.9294 GBP
5p ordinary Purchase 1,004 33.0400 GBP
5p ordinary Purchase 1,427 33.0915 GBP
5p ordinary Purchase 2,393 33.0315 GBP
5p ordinary Purchase 3,057 33.0747 GBP
5p ordinary Purchase 3,577 33.1122 GBP
5p ordinary Purchase 10,651 32.9659 GBP
5p ordinary Sale 52 33.0835 GBP
5p ordinary Sale 79 32.9200 GBP
5p ordinary Sale 83 32.9000 GBP
5p ordinary Sale 149 33.1200 GBP
5p ordinary Sale 157 33.1433 GBP
5p ordinary Sale 163 33.0241 GBP
5p ordinary Sale 277 33.0432 GBP
5p ordinary Sale 372 33.2000 GBP
5p ordinary Sale 568 32.9397 GBP
5p ordinary Sale 686 33.1538 GBP
5p ordinary Sale 697 33.1445 GBP
5p ordinary Sale 727 33.0409 GBP
5p ordinary Sale 758 33.0753 GBP
5p ordinary Sale 1,004 33.0400 GBP
5p ordinary Sale 1,145 33.0059 GBP
5p ordinary Sale 1,191 33.1147 GBP
5p ordinary Sale 1,414 33.0092 GBP
5p ordinary Sale 2,788 33.0140 GBP
5p ordinary Sale 2,805 33.0139 GBP
5p ordinary Sale 2,946 33.0800 GBP
5p ordinary Sale 4,226 33.1800 GBP
5p ordinary Sale 4,228 33.1600 GBP
5p ordinary Sale 4,242 33.0534 GBP
5p ordinary Sale 4,690 33.0192 GBP
5p ordinary Sale 5,200 33.0145 GBP
5p ordinary Sale 5,915 33.0200 GBP
5p ordinary Sale 6,370 33.0102 GBP
5p ordinary Sale 6,378 32.9754 GBP
5p ordinary Sale 6,818 33.1001 GBP
5p ordinary Sale 11,000 32.9729 GBP
5p ordinary Sale 17,040 33.0196 GBP
5p ordinary Sale 18,397 33.0203 GBP
5p ordinary Sale 25,392 33.0000 GBP
5p ordinary Sale 49,317 33.0198 GBP
5p ordinary Sale 63,284 33.0005 GBP
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
5p ordinary SWAP Long 52 33.0835 GBP
5p ordinary SWAP Long 166 33.0800 GBP
5p ordinary CFD Long 568 32.9397 GBP
5p ordinary SWAP Long 626 33.0718 GBP
5p ordinary SWAP Long 1,301 33.0542 GBP
5p ordinary SWAP Long 1,558 33.1426 GBP
5p ordinary SWAP Long 2,246 33.1458 GBP
5p ordinary SWAP Long 3,228 33.0869 GBP
5p ordinary SWAP Short 432 33.0423 GBP
5p ordinary CFD Short 466 33.0646 GBP
5p ordinary SWAP Short 3,564 32.9414 GBP
5p ordinary SWAP Short 3,585 32.9469 GBP
5p ordinary SWAP Short 4,743 32.9932 GBP
5p ordinary SWAP Short 5,736 33.0874 GBP
5p ordinary SWAP Short 6,329 33.0840 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state “none”
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
“none”
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 20 Aug 2021
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel’s
Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(https://cts.businesswire.com/ct/CT?id=smartlink&url=http%3A%2F%2Fwww.thetakeoverpanel.org.uk%2F&esheet=52479086&newsitemid=20210820005150&lan=en-US&anchor=www.thetakeoverpanel.org.uk&index=1&md5=3ca1b69afbbf019426a8afc17b722b99)
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