REG-BARCLAYS PLC FORM 8.3 - ULTRA ELECTRONICS HOLDINGS PLC
25/01/2022 13:10
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FORM 8.3 - ULTRA ELECTRONICS HOLDINGS PLC
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose ULTRA ELECTRONICS HOLDINGS PLC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 24 January 2022
(f) In addition to the company in 1(c) above, is the discloser making NO
disclosures in respect of any other party to the offer?
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: 5p ordinary
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 1,113,948 1.56% 19,977 0.03%
(2) Cash-settled derivatives:
0 0.00% 749,402 1.05%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
(4)
TOTAL: 1,113,948 1.56% 769,379 1.08%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other
employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
5p ordinary Purchase 3 29.7400 GBP
5p ordinary Purchase 7 29.8000 GBP
5p ordinary Purchase 38 29.1000 GBP
5p ordinary Purchase 48 29.4700 GBP
5p ordinary Purchase 74 29.6343 GBP
5p ordinary Purchase 81 29.0400 GBP
5p ordinary Purchase 89 29.8700 GBP
5p ordinary Purchase 144 29.5000 GBP
5p ordinary Purchase 171 29.7217 GBP
5p ordinary Purchase 226 29.5585 GBP
5p ordinary Purchase 244 29.5245 GBP
5p ordinary Purchase 303 29.6114 GBP
5p ordinary Purchase 320 29.8200 GBP
5p ordinary Purchase 443 29.8160 GBP
5p ordinary Purchase 651 29.7159 GBP
5p ordinary Purchase 1,161 29.6867 GBP
5p ordinary Purchase 1,280 29.6145 GBP
5p ordinary Purchase 1,657 29.6162 GBP
5p ordinary Purchase 1,868 29.7607 GBP
5p ordinary Purchase 2,000 29.6318 GBP
5p ordinary Purchase 2,770 29.6304 GBP
5p ordinary Purchase 2,806 29.6635 GBP
5p ordinary Purchase 4,102 29.6283 GBP
5p ordinary Purchase 8,408 29.7995 GBP
5p ordinary Sale 13 29.5030 GBP
5p ordinary Sale 18 29.5027 GBP
5p ordinary Sale 37 29.5029 GBP
5p ordinary Sale 66 29.7800 GBP
5p ordinary Sale 76 29.5028 GBP
5p ordinary Sale 112 29.8350 GBP
5p ordinary Sale 477 29.6275 GBP
5p ordinary Sale 674 29.7000 GBP
5p ordinary Sale 806 29.7147 GBP
5p ordinary Sale 1,022 29.8017 GBP
5p ordinary Sale 3,414 29.7435 GBP
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
5p ordinary CFD Long 81 29.7759 GBP
5p ordinary CFD Long 112 29.8350 GBP
5p ordinary SWAP Long 765 29.7060 GBP
5p ordinary SWAP Long 806 29.7147 GBP
5p ordinary SWAP Long 1,623 29.7344 GBP
5p ordinary SWAP Long 2,444 29.7617 GBP
5p ordinary SWAP Short 38 29.1000 GBP
5p ordinary SWAP Short 79 29.7000 GBP
5p ordinary SWAP Short 366 29.6098 GBP
5p ordinary SWAP Short 649 29.7465 GBP
5p ordinary SWAP Short 1,152 29.7164 GBP
5p ordinary SWAP Short 1,261 29.7214 GBP
5p ordinary CFD Short 1,660 29.7900 GBP
5p ordinary SWAP Short 2,000 29.6318 GBP
5p ordinary SWAP Short 8,408 29.7995 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state “none”
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
“none”
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 25 Jan 2022
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel’s
Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(https://cts.businesswire.com/ct/CT?id=smartlink&url=http%3A%2F%2Fwww.thetakeoverpanel.org.uk%2F&esheet=52568264&newsitemid=20220125005732&lan=en-US&anchor=www.thetakeoverpanel.org.uk&index=1&md5=4c319c11a85d23af360bdbad2085a85e)
.
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