REG-BARCLAYS PLC Form 8.3 - ULTRA ELECTRONICS HOLDINGS PLC
31/01/2022 10:05
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Form 8.3 - ULTRA ELECTRONICS HOLDINGS PLC
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose ULTRA ELECTRONICS HOLDINGS PLC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 28 January 2022
(f) In addition to the company in 1(c) above, is the discloser making NO
disclosures in respect of any other party to the offer?
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: 5p ordinary
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 1,277,761 1.79% 25,599 0.04%
(2) Cash-settled derivatives:
0 0.00% 895,708 1.25%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 1,277,761 1.79% 921,307 1.29%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other
employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
5p ordinary Purchase 35 29.8200 GBP
5p ordinary Purchase 95 29.7600 GBP
5p ordinary Purchase 97 29.8430 GBP
5p ordinary Purchase 99 29.7900 GBP
5p ordinary Purchase 110 29.5200 GBP
5p ordinary Purchase 196 29.6362 GBP
5p ordinary Purchase 254 29.7779 GBP
5p ordinary Purchase 286 29.6423 GBP
5p ordinary Purchase 382 29.7327 GBP
5p ordinary Purchase 579 29.7312 GBP
5p ordinary Purchase 715 29.7302 GBP
5p ordinary Purchase 835 29.8052 GBP
5p ordinary Purchase 885 29.7172 GBP
5p ordinary Purchase 936 29.7249 GBP
5p ordinary Purchase 3,701 29.2000 GBP
5p ordinary Purchase 4,007 29.7561 GBP
5p ordinary Purchase 8,907 29.2924 GBP
5p ordinary Purchase 14,579 29.7202 GBP
5p ordinary Purchase 19,017 29.1970 GBP
5p ordinary Purchase 21,148 29.2250 GBP
5p ordinary Purchase 41,513 29.2025 GBP
5p ordinary Sale 69 29.7600 GBP
5p ordinary Sale 90 29.5600 GBP
5p ordinary Sale 115 29.7400 GBP
5p ordinary Sale 274 29.7611 GBP
5p ordinary Sale 291 29.7200 GBP
5p ordinary Sale 307 29.7800 GBP
5p ordinary Sale 7,051 29.4391 GBP
5p ordinary Sale 11,173 29.2000 GBP
5p ordinary Sale 19,145 29.2016 GBP
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
5p ordinary SWAP Long 197 29.5603 GBP
5p ordinary SWAP Long 612 29.2000 GBP
5p ordinary SWAP Long 686 29.7979 GBP
5p ordinary SWAP Long 877 29.7768 GBP
5p ordinary SWAP Long 1,310 29.6780 GBP
5p ordinary CFD Long 4,751 29.3576 GBP
5p ordinary SWAP Short 142 29.7900 GBP
5p ordinary SWAP Short 1,152 29.8455 GBP
5p ordinary SWAP Short 1,261 29.8270 GBP
5p ordinary SWAP Short 3,231 29.2495 GBP
5p ordinary SWAP Short 4,007 29.7561 GBP
5p ordinary SWAP Short 30,394 29.5751 GBP
5p ordinary SWAP Short 38,377 29.2000 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state “none”
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
“none”
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 31 Jan 2022
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel’s
Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(https://cts.businesswire.com/ct/CT?id=smartlink&url=http%3A%2F%2Fwww.thetakeoverpanel.org.uk%2F&esheet=52571144&newsitemid=20220131005374&lan=en-US&anchor=www.thetakeoverpanel.org.uk&index=1&md5=72d78051e785dd449aeedb1f4e32c4e2)
.
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