REG-BARCLAYS PLC Form 8.3 - ULTRA ELECTRONICS HOLDINGS PLC
02/02/2022 12:35
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Form 8.3 - ULTRA ELECTRONICS HOLDINGS PLC
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose ULTRA ELECTRONICS HOLDINGS PLC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 01 February 2022
(f) In addition to the company in 1(c) above, is the discloser making NO
disclosures in respect of any other party to the offer?
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: 5p ordinary
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 1,324,386 1.85% 18,440 0.03%
(2) Cash-settled derivatives:
0 0.00% 932,890 1.31%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 1,324,386 1.85% 951,330 1.33%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other
employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
5p ordinary Purchase 18 29.5000 GBP
5p ordinary Purchase 21 29.4600 GBP
5p ordinary Purchase 46 29.4669 GBP
5p ordinary Purchase 87 29.4200 GBP
5p ordinary Purchase 141 29.4852 GBP
5p ordinary Purchase 196 29.4534 GBP
5p ordinary Purchase 310 29.3200 GBP
5p ordinary Purchase 373 29.4219 GBP
5p ordinary Purchase 1,918 29.3928 GBP
5p ordinary Purchase 2,354 29.5200 GBP
5p ordinary Purchase 3,562 29.5009 GBP
5p ordinary Purchase 8,064 29.4988 GBP
5p ordinary Sale 19 29.3231 GBP
5p ordinary Sale 57 29.4877 GBP
5p ordinary Sale 76 29.4800 GBP
5p ordinary Sale 87 29.4236 GBP
5p ordinary Sale 97 29.5200 GBP
5p ordinary Sale 108 29.4200 GBP
5p ordinary Sale 111 29.5400 GBP
5p ordinary Sale 112 29.4951 GBP
5p ordinary Sale 190 29.4751 GBP
5p ordinary Sale 258 29.4827 GBP
5p ordinary Sale 291 29.3229 GBP
5p ordinary Sale 297 29.5000 GBP
5p ordinary Sale 315 29.4269 GBP
5p ordinary Sale 807 29.5153 GBP
5p ordinary Sale 1,000 29.4000 GBP
5p ordinary Sale 1,688 29.4731 GBP
5p ordinary Sale 2,227 29.5122 GBP
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
5p ordinary CFD Long 111 29.5360 GBP
5p ordinary CFD Long 112 29.4950 GBP
5p ordinary SWAP Long 134 29.4662 GBP
5p ordinary CFD Long 190 29.4751 GBP
5p ordinary SWAP Long 269 29.4798 GBP
5p ordinary SWAP Long 1,441 29.4739 GBP
5p ordinary SWAP Short 85 29.4737 GBP
5p ordinary SWAP Short 449 28.9023 GBP
5p ordinary SWAP Short 495 29.4433 GBP
5p ordinary SWAP Short 1,684 29.5300 GBP
5p ordinary SWAP Short 8,064 29.4988 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state “none”
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
“none”
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 2 Feb 2022
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel’s
Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
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.
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