REG-BARCLAYS PLC Form 8.3 - WM MORRISON SUPERMARKETS PLC - Amendment
14/10/2021 13:25
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Form 8.3 - WM MORRISON SUPERMARKETS PLC - Amendment
FORM 8.3 - Amendment to Purchase
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose WM MORRISON SUPERMARKETS PLC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 12 October 2021
(f) In addition to the company in 1(c) above, is the discloser making NO
disclosures in respect of any other party to the offer?
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: 10p ordinary
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 39,385,504 1.63% 2,884,462 0.12%
(2) Cash-settled derivatives:
1,228,313 0.05% 18,291,876 0.76%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 40,613,817 1.68% 21,176,338 0.88%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other
employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
10p ordinary Purchase 5,822 2.8532 GBP
10p ordinary Purchase 11,343 2.8521 GBP
10p ordinary Purchase 12,621 2.8524 GBP
10p ordinary Purchase 29,113 2.8526 GBP
10p ordinary Purchase 54,747 2.8517 GBP
10p ordinary Purchase 56,469 2.8515 GBP
10p ordinary Purchase 65,977 2.8508 GBP
10p ordinary Purchase 193,306 2.8510 GBP
10p ordinary Purchase 518,634 2.8519 GBP
10p ordinary Purchase 694,597 2.8513 GBP
10p ordinary Purchase 1,046,966 2.8514 GBP
10p ordinary Purchase 3,000,000 2.8500 GBP
10p ordinary Purchase 8,462,212 2.8520 GBP
10p ordinary Sale 50 2.8507 GBP
10p ordinary Sale 1,388 2.8505 GBP
10p ordinary Sale 2,733 2.8516 GBP
10p ordinary Sale 5,822 2.8527 GBP
10p ordinary Sale 38,390 2.8510 GBP
10p ordinary Sale 44,323 2.8513 GBP
10p ordinary Sale 147,288 2.8509 GBP
10p ordinary Sale 151,479 2.8519 GBP
10p ordinary Sale 175,953 2.8511 GBP
10p ordinary Sale 515,731 2.8515 GBP
10p ordinary Sale 695,212 2.8512 GBP
10p ordinary Sale 1,024,995 2.8514 GBP
10p ordinary Sale 1,113,489 2.8524 GBP
10p ordinary Sale 1,610,368 2.8520 GBP
ADR Purchase 43 19.2600 USD
ADR Sale 43 19.2600 USD
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
10p ordinary CFD Long 50 2.8508 GBP
10p ordinary CFD Long 215 2.8497 GBP
10p ordinary SWAP Long 500 2.8529 GBP
10p ordinary SWAP Long 1,705 2.8518 GBP
10p ordinary SWAP Long 5,822 2.8527 GBP
10p ordinary SWAP Long 10,551 2.8522 GBP
10p ordinary SWAP Long 40,001 2.8520 GBP
10p ordinary SWAP Long 68,483 2.8515 GBP
10p ordinary SWAP Long 113,503 2.8508 GBP
10p ordinary SWAP Long 139,150 2.8509 GBP
10p ordinary SWAP Short 5,822 2.8532 GBP
10p ordinary CFD Short 48,438 2.8510 GBP
10p ordinary SWAP Short 257,702 2.8521 GBP
10p ordinary SWAP Short 606,610 2.8510 GBP
10p ordinary SWAP Short 1,046,966 2.8514 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state “none”
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
“none”
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 14 Oct 2021
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel’s
Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(https://cts.businesswire.com/ct/CT?id=smartlink&url=http%3A%2F%2Fwww.thetakeoverpanel.org.uk%2F&esheet=52509372&newsitemid=20211014005655&lan=en-US&anchor=www.thetakeoverpanel.org.uk&index=1&md5=07f47ab02a12b96b840f2d2805bb6d34)
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