REG-BARCLAYS PLC Form 8.5 (EPT/NON-RI) - G4S PLC

BarclaysAnnouncement

07/05/2019 07:00

      Form 8.5 (EPT/NON-RI) - G4S PLC
    

    

      FORM 8.5 (EPT/NON-RI)
    

      PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN EXEMPT 
      PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
    

      (OR WHERE RI STATUS IS NOT APPLICABLE)
    

      Rule 8.5 of the Takeover Code (the "Code")
    

      

        

          1.
        
        

           
        
        

          KEY INFORMATION
        
        

           
        
        

           
        
      
      

        

          (a)
        
        

           
        
        

          Name of exempt principal trader:
        
        

           
        
        

          BARCLAYS CAPITAL SECURITIES LTD
        
      
      

        

          (b)
        
        

           
        
        

          Name of offeror/offeree in relation to whose
        
        

           
        
        

          G4S PLC
        
      
      

        

           
        
        

           
        
        

          relevant securities this form relates:
        
        

           
        
        

           
        
      
      

        

          (c)
        
        

        
        

          Name of the party to the offer with which exempt
        
        

        
        

          Garda World Security Corporation
        
      
      

        

           
        
        

           
        
        

          principal trader is connected
        
        

           
        
        

           
        
      
      

        

          (d)
        
        

           
        
        

          Date position held/dealing undertaken:
        
        

           
        
        

          03 May 2019
        
      
      

        

          (e)
        
        

        
        

          In addition to the company in 1(b) above, is the exempt principal
        
        

        
        

          NO
        
      
      

        

           
        
        

           
        
        

          trader making disclosures in respect of any other party to the 
          offer?
        
      
      

        

          2.
        
        

        
        

          POSITIONS OF THE EXEMPT PRINCIPAL TRADER
        
      
      

        

          (a)
        
        

        
        

          Interests and short positions in the relevant securities of the 
          offeror or offeree
        
      
      

        

        
        

        
        

          to which the disclosure relates following the dealing (if any)
        
      
    

    

      

        

          Class of relevant security:
        
        

           
        
        

           
        
        

           
        
        

          25p ordinary
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
      
      

        

        
        

           
        
        

        
        

           
        
        

          Interests
        
        

           
        
        

          Short Positions
        
      
      

        

           
        
        

           
        
        

           
        
        

           
        
        

          Number
        
        

           
        
        

          (%)
        
        

           
        
        

          Number
        
        

           
        
        

          (%)
        
      
      

        

          (1)
        
        

        
        

          Relevant securities owned
        
        

        
        

        
        

           
        
        

        
        

           
        
        

        
        

           
        
        

        
      
      

        

        
        

        
        

          and/or controlled:
        
        

        
        

          4,420,763
        
        

        
        

          0.28%
        
        

        
        

          6,149,636
        
        

        
        

          0.40%
        
      
      

        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
      
      

        

          (2)
        
        

        
        

          Cash-settled derivatives:
        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
      
      

        

        
        

        
        

        
        

        
        

          4,461,147
        
        

        
        

          0.29%
        
        

        
        

          1,837,712
        
        

        
        

          0.12%
        
      
      

        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
      
      

        

          (3)
        
        

        
        

          Stock-settled derivatives (including options)
        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
      
      

        

        
        

        
        

          and agreements to purchase/sell:
        
        

        
        

          0
        
        

        
        

          0.00%
        
        

        
        

          0
        
        

        
        

          0.00%
        
      
      

        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
      
      

        

          (4)
        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
      
      

        

        
        

        
        

          TOTAL:
        
        

        
        

          8,881,910
        
        

        
        

          0.57%
        
        

        
        

          7,987,348
        
        

        
        

          0.51%
        
      
      

        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

           
        
      
      

        

          (b)
        
        

        
        

          Rights to subscribe for new securities (including directors and 
          other executive
        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
      
      

        

           
        
        

           
        
        

          options)
        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
      
      

        

          Class of relevant security in relation to
        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
      
      

        

          which subscription right exists
        
        

           
        
        

           
        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
      
      

        

          Details, including nature of the rights
        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
      
      

        

          concerned and relevant percentages:
        
        

           
        
        

           
        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
      
    

    

      

        

          3.
        
        

           
        
        

          DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

        
        

           
        
        

        
        

           
        
        

        
        

        
      
      

        

          (a)
        
        

           
        
        

          Purchases and sales
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
      
      

        

          Class of relevant
        
        

           
        
        

          Purchase/sale
        
        

           
        
        

          Total number of
        
        

           
        
        

          Highest price per unit
        
        

           
        
        

          Lowest price per unit
        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
      
      

        

          security
        
        

           
        
        

           
        
        

           
        
        

          securities
        
        

           
        
        

          paid/received
        
        

           
        
        

          paid/received
        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
      
      

        

          25p ordinary
        
        

           
        
        

          Purchase
        
        

           
        
        

          196,646
        
        

           
        
        

          18.9800 DKK
        
        

           
        
        

          18.9032 DKK
        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
      
      

        

          25p ordinary
        
        

           
        
        

          Purchase
        
        

           
        
        

          353,030
        
        

           
        
        

          2.1635 GBP
        
        

           
        
        

          2.1348 GBP
        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
      
      

        

          25p ordinary
        
        

           
        
        

          Sale
        
        

           
        
        

          196,646
        
        

           
        
        

          18.9742 DKK
        
        

           
        
        

          18.9032 DKK
        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
      
      

        

          25p ordinary
        
        

           
        
        

          Sale
        
        

           
        
        

          377,406
        
        

           
        
        

          2.1661 GBP
        
        

           
        
        

          2.1515 GBP
        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
      
      

        

        
        

           
        
        

        
        

           
        
        

        
        

           
        
        

        
        

           
        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
      
      

        

          (b)
        
        

           
        
        

          Cash-settled derivative transactions
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
      
      

        

          Class of
        
        

        
        

          Product
        
        

        
        

          Nature of dealing
        
        

        
        

          Number of
        
        

        
        

          Price per
        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
      
      

        

          relevant
        
        

        
        

          description
        
        

        
        

        
        

        
        

          reference
        
        

        
        

          unit
        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
      
      

        

          security
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

          securities
        
        

           
        
        

           
        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
      
      

        

          25p ordinary
        
        

           
        
        

          SWAP
        
        

           
        
        

          Long
        
        

           
        
        

          817
        
        

           
        
        

          2.1661 GBP
        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
      
      

        

          25p ordinary
        
        

           
        
        

          CFD
        
        

           
        
        

          Long
        
        

           
        
        

          7,090
        
        

           
        
        

          2.1546 GBP
        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
      
      

        

          25p ordinary
        
        

           
        
        

          CFD
        
        

           
        
        

          Long
        
        

           
        
        

          13,400
        
        

           
        
        

          2.1591 GBP
        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
      
      

        

          25p ordinary
        
        

           
        
        

          SWAP
        
        

           
        
        

          Long
        
        

           
        
        

          14,681
        
        

           
        
        

          2.1551 GBP
        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
      
      

        

          25p ordinary
        
        

           
        
        

          CFD
        
        

           
        
        

          Long
        
        

           
        
        

          15,498
        
        

           
        
        

          2.1585 GBP
        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
      
      

        

          25p ordinary
        
        

           
        
        

          SWAP
        
        

           
        
        

          Long
        
        

           
        
        

          16,585
        
        

           
        
        

          2.1598 GBP
        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
      
      

        

          25p ordinary
        
        

           
        
        

          CFD
        
        

           
        
        

          Long
        
        

           
        
        

          23,659
        
        

           
        
        

          2.1587 GBP
        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
      
      

        

          25p ordinary
        
        

           
        
        

          SWAP
        
        

           
        
        

          Long
        
        

           
        
        

          34,098
        
        

           
        
        

          2.1599 GBP
        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
      
      

        

          25p ordinary
        
        

           
        
        

          SWAP
        
        

           
        
        

          Long
        
        

           
        
        

          63,367
        
        

           
        
        

          2.1594 GBP
        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
      
      

        

          25p ordinary
        
        

           
        
        

          CFD
        
        

           
        
        

          Short
        
        

           
        
        

          73
        
        

           
        
        

          2.1612 GBP
        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
      
      

        

          25p ordinary
        
        

           
        
        

          CFD
        
        

           
        
        

          Short
        
        

           
        
        

          300
        
        

           
        
        

          2.1470 GBP
        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
      
      

        

          25p ordinary
        
        

           
        
        

          CFD
        
        

           
        
        

          Short
        
        

           
        
        

          10,920
        
        

           
        
        

          2.1611 GBP
        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
      
      

        

          25p ordinary
        
        

           
        
        

          SWAP
        
        

           
        
        

          Short
        
        

           
        
        

          16,367
        
        

           
        
        

          2.1585 GBP
        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
      
      

        

          25p ordinary
        
        

           
        
        

          SWAP
        
        

           
        
        

          Short
        
        

           
        
        

          34,098
        
        

           
        
        

          2.1600 GBP
        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
      
      

        

          25p ordinary
        
        

           
        
        

          CFD
        
        

           
        
        

          Short
        
        

           
        
        

          37,199
        
        

           
        
        

          2.1601 GBP
        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
      
      

        

          25p ordinary
        
        

           
        
        

          CFD
        
        

           
        
        

          Short
        
        

           
        
        

          41,753
        
        

           
        
        

          2.1616 GBP
        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
      
      

        

          25p ordinary
        
        

           
        
        

          CFD
        
        

           
        
        

          Short
        
        

           
        
        

          183,901
        
        

           
        
        

          2.1586 GBP
        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
      
      

        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

           
        
      
      

        

          (c)
        
        

        
        

          Stock-settled derivative transactions (including options)
        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
      
      

        

          (i)
        
        

           
        
        

          Writing, selling, purchasing or varying
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

        
      
      

        

          Class
        
        

        
        

          Product
        
        

        
        

          Writing,
        
        

        
        

          Number
        
        

        
        

          Exercise
        
        

        
        

          Type
        
        

        
        

          Expiry
        
        

        
        

          Option
        
        

        
      
      

        

          of
        
        

        
        

          description
        
        

        
        

          purchasing,
        
        

        
        

          of
        
        

        
        

          price
        
        

        
        

        
        

        
        

          date
        
        

        
        

          money
        
        

        
      
      

        

          relevant
        
        

        
        

        
        

        
        

          selling,
        
        

        
        

          securities
        
        

        
        

          per unit
        
        

        
        

        
        

        
        

        
        

        
        

          paid/
        
        

        
      
      

        

          security
        
        

        
        

        
        

        
        

          varying etc
        
        

        
        

          to which
        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

          received
        
        

        
      
      

        

        
        

        
        

        
        

        
        

        
        

        
        

          option
        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

          per unit
        
        

        
      
      

        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

          relates
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

        
      
      

        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

        
      
      

        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

           
        
      
      

        

          (ii)
        
        

           
        
        

          Exercising
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
      
      

        

          Class of relevant
        
        

        
        

          Product description
        
        

        
        

          Exercising/ exercised against
        
        

        
        

          Number of
        
        

        
        

          Exercise price per
        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
      
      

        

          security
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

          securities
        
        

           
        
        

          unit
        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
      
      

        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
      
      

        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

           
        
      
      

        

          (d)
        
        

           
        
        

          Other dealings (including subscribing for new securities)
        
        

           
        
        

           
        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
      
      

        

          Class of relevant
        
        

        
        

          Nature of Dealings
        
        

        
        

          Details
        
        

        
        

          Price per unit (if
        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
      
      

        

          security
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

          applicable)
        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
      
    

    

      

        

          4.
        
        

           
        
        

          OTHER INFORMATION
        
      
      

        

          (a)
        
        

        
        

          Indemnity and other dealings arrangements
        
      
      

        

          Details of any indemnity or option arrangement, or any agreement 
          or understanding,
        
        

        
        

        
      
      

        

          formal or informal, relating to relevant securities which may be 
          an inducement to deal
        
        

        
        

        
      
      

        

          or refrain from dealing entered into by the exempt principal 
          trader making the disclosure and any party
        
        

        
        

        
      
      

        

          to the offer or any person acting in concert with a party to the 
          offer:
        
        

        
        

           
        
      
      

        

          NONE
        
        

        
        

        
      
      

        

          (b)
        
        

        
        

          Agreements, arrangements or understandings relating to options or 
          derivatives
        
      
      

        

          Details of any agreement, arrangement or understanding, formal or 
          informal, between
        
        

        
        

        
      
      

        

          the exempt principal trader making the disclosure and any other 
          person relating to:
        
        

        
        

        
      
      

        

          (i) the voting rights of any relevant securities under any 
          option; or
        
        

        
        

        
      
      

        

          (ii) the voting rights of future acquisition or disposal of any 
          relevant securities to which
        
        

        
        

        
      
      

        

          any derivative is referenced:
        
        

        
        

        
      
      

        

          NONE
        
        

        
        

        
      
      

        

          (c)
        
        

        
        

          Attachments
        
      
      

        

          Is a Supplemental Form 8 (Open Positions) attached?
        
        

        
        

          NO
        
      
      

        

          Date of disclosure:
        
        

        
        

          6 May 2019
        
      
      

        

          Contact name:
        
        

        
        

          Large Holdings Regulatory Operations
        
      
      

        

          Telephone number:
        
        

        
        

          020 3134 7213
        
      
    

    

    
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