REG-BARCLAYS PLC Form 8.5 (EPT/NON-RI) - G4S PLC
18/11/2020 12:50
For best results when printing this announcement, please click on link below:
http://newsfile.refinitiv.com/getnewsfile/v1/story?guid=urn:newsml:reuters.com:20201118:nBw3rjDtda
Form 8.5 (EPT/NON-RI) - G4S PLC
FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR
WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Name of exempt principal trader: BARCLAYS CAPITAL SECURITIES LTD
(b) Name of offeror/offeree in relation to whose G4S PLC
relevant securities this form relates:
(c) Name of the party to the offer with which exempt Fleming Capital Securities, Inc. (a wholly-owned subsidiary of Garda World Security Corporation)
principal trader is connected
(d) Date position held/dealing undertaken: 17 November 2020
(e) In addition to the company in 1(b) above, is the exempt principal NO
trader making disclosures in respect of any other party to the offer?
2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(b), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: 25p ordinary
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 26,115,488 1.68% 4,456,264 0.29%
(2) Cash-settled derivatives:
3,430,285 0.22% 24,963,593 1.61%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 29,545,773 1.90% 29,419,857 1.90%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other
employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant Purchase/sale Total number of Highest price per unit Lowest price per unit
security securities paid/received paid/received
25p ordinary Purchase 205,714 18.2525 DKK 18.1991 DKK
25p ordinary Purchase 709,643 2.2007 GBP 2.1924 GBP
25p ordinary Sale 29,406 18.2750 DKK 18.205 DKK
25p ordinary Sale 1,463,562 2.2017 GBP 2.18 GBP
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
25p ordinary SWAP Long 12 2.1904 GBP
25p ordinary CFD Long 41 18.2490 DKK
25p ordinary SWAP Long 44 2.1906 GBP
25p ordinary SWAP Long 442 2.1909 GBP
25p ordinary SWAP Long 516 2.1903 GBP
25p ordinary SWAP Long 799 2.1938 GBP
25p ordinary SWAP Long 2,066 2.1950 GBP
25p ordinary SWAP Long 4,977 2.1915 GBP
25p ordinary SWAP Long 5,124 2.1930 GBP
25p ordinary SWAP Long 6,171 2.1954 GBP
25p ordinary CFD Long 6,875 18.2999 DKK
25p ordinary SWAP Long 9,890 2.1959 GBP
25p ordinary SWAP Long 12,606 2.1946 GBP
25p ordinary SWAP Long 13,873 2.1941 GBP
25p ordinary CFD Long 16,551 18.1919 DKK
25p ordinary SWAP Long 21,775 2.1936 GBP
25p ordinary SWAP Long 27,805 2.1957 GBP
25p ordinary SWAP Long 36,472 2.1952 GBP
25p ordinary CFD Long 60,393 2.1998 GBP
25p ordinary SWAP Long 93,507 2.1935 GBP
25p ordinary SWAP Long 94,386 2.1955 GBP
25p ordinary SWAP Long 105,801 2.1972 GBP
25p ordinary SWAP Long 131,606 2.1963 GBP
25p ordinary CFD Long 194,294 2.1928 GBP
25p ordinary SWAP Long 208,787 2.1923 GBP
25p ordinary SWAP Long 373,302 2.1983 GBP
25p ordinary CFD Short 87 2.1952 GBP
25p ordinary CFD Short 358 18.0016 DKK
25p ordinary SWAP Short 1,143 2.1879 GBP
25p ordinary SWAP Short 1,265 2.1800 GBP
25p ordinary CFD Short 3,642 18.2225 DKK
25p ordinary SWAP Short 10,184 2.1955 GBP
25p ordinary CFD Short 12,511 2.1953 GBP
25p ordinary CFD Short 15,070 2.1965 GBP
25p ordinary SWAP Short 16,776 2.1950 GBP
25p ordinary SWAP Short 93,250 2.1966 GBP
25p ordinary SWAP Short 147,716 2.1931 GBP
25p ordinary CFD Short 195,775 18.2086 DKK
25p ordinary SWAP Short 352,727 2.1963 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state “none”
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
“none”
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 18 Nov 2020
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(https://cts.businesswire.com/ct/CT?id=smartlink&url=http%3A%2F%2Fwww.thetakeoverpanel.org.uk%2F&esheet=52331079&newsitemid=20201118005621&lan=en-US&anchor=www.thetakeoverpanel.org.uk&index=1&md5=0ec0431a2b905fb9f9b4699bcc958171)
.
View source version on businesswire.com:
https://www.businesswire.com/news/home/20201118005621/en/
(https://www.businesswire.com/news/home/20201118005621/en/)
BARCLAYS PLC
Copyright Business Wire 2020Recent news on Barclays
See all newsREG - Barclays PLC Qualcomm Inc - Form 8.5 EPT/Non RI QUALCOMM INC
AnnouncementREG - Vodafone Group Plc Barclays PLC - Major Shareholding Notification
AnnouncementREG - Barclays PLC Alphawave IP Group - Form 8.5 EPT/Non RI ALPHAWAVE IP GROUP PLC
AnnouncementREG - Barclays PLC Assura plc - Form 8.5 EPT/Non RI ASSURA PLC
AnnouncementREG - Barclays PLC Dowlais Group PLC - Form 8.5 EPT/Non RI DOWLAIS GROUP PLC
Announcement