REG-BARCLAYS PLC FORM 8.5 (EPT/NON-RI) - G4S PLC
27/11/2020 11:45
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FORM 8.5 (EPT/NON-RI) - G4S PLC
FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR
WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Name of exempt principal trader: BARCLAYS CAPITAL SECURITIES LTD
(b) Name of offeror/offeree in relation to whose relevant securities this form G4S PLC
relates:
Use a separate form for each offeror/offeree
(c) Name of the party to the offer with which exempt principal trader is Fleming Capital Securities, Inc. (a wholly-owned subsidiary of Garda World
connected: Security Corporation)
(d) Date position held/dealing undertaken: 26 Nov 2020
For an opening position disclosure, state the latest practicable date prior to
the disclosure
(e) In addition to the company in 1(b) above, is the exempt principal trader NO
making disclosures in respect of any other party to the offer?
If it is a cash offer or possible cash offer, state “N/A”
2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(b), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: 25p ordinary
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 27,557,362 1.78% 5,290,390 0.34%
(2) Cash-settled derivatives:
3,632,156 0.23% 26,212,466 1.69%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 31,189,518 2.01% 31,502,856 2.03%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other
employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant Purchase/sale Total number of Highest price per unit Lowest price per unit
security securities paid/received paid/received
25p ordinary Purchase 199,029 19.0842 DKK 19.0738 DKK
25p ordinary Purchase 1,177,646 2.3080 GBP 2.2781 GBP
25p ordinary Sale 9,618 19.1133 DKK 19.08 DKK
25p ordinary Sale 906,867 2.3081 GBP 2.2886 GBP
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
25p ordinary SWAP Long 9 2.2926 GBP
25p ordinary SWAP Long 9 2.2961 GBP
25p ordinary SWAP Long 23 2.2928 GBP
25p ordinary CFD Long 200 19.1189 DKK
25p ordinary SWAP Long 261 2.2956 GBP
25p ordinary CFD Long 1,046 19.0274 DKK
25p ordinary SWAP Long 1,272 2.2893 GBP
25p ordinary SWAP Long 1,411 2.2932 GBP
25p ordinary SWAP Long 1,416 2.2913 GBP
25p ordinary SWAP Long 1,589 2.2895 GBP
25p ordinary SWAP Long 2,077 2.3078 GBP
25p ordinary SWAP Long 2,167 2.2894 GBP
25p ordinary SWAP Long 2,353 2.2884 GBP
25p ordinary CFD Long 3,530 19.1165 DKK
25p ordinary SWAP Long 3,535 2.2947 GBP
25p ordinary SWAP Long 8,291 2.2938 GBP
25p ordinary SWAP Long 9,085 2.3080 GBP
25p ordinary SWAP Long 10,284 2.2918 GBP
25p ordinary SWAP Long 10,793 2.2892 GBP
25p ordinary SWAP Long 11,429 2.2930 GBP
25p ordinary SWAP Long 13,290 2.2898 GBP
25p ordinary SWAP Long 17,970 2.3020 GBP
25p ordinary SWAP Long 18,397 2.2936 GBP
25p ordinary SWAP Long 22,185 2.3079 GBP
25p ordinary SWAP Long 24,522 2.3008 GBP
25p ordinary SWAP Long 39,971 2.2953 GBP
25p ordinary SWAP Long 68,051 2.2937 GBP
25p ordinary CFD Long 74,281 2.3078 GBP
25p ordinary SWAP Long 101,765 2.2945 GBP
25p ordinary CFD Long 320,313 2.2881 GBP
25p ordinary CFD Short 1,001 2.2797 GBP
25p ordinary CFD Short 1,480 19.0467 DKK
25p ordinary CFD Short 3,169 19.0878 DKK
25p ordinary SWAP Short 5,361 2.2862 GBP
25p ordinary SWAP Short 11,162 2.3080 GBP
25p ordinary CFD Short 18,706 2.2952 GBP
25p ordinary SWAP Short 128,714 2.2885 GBP
25p ordinary CFD Short 185,020 19.0776 DKK
25p ordinary SWAP Short 250,000 2.2821 GBP
25p ordinary SWAP Short 600,000 2.2781 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the exempt
principal trader making the disclosure and any party to the offer or any
person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state “none”
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
“none”
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 27 Nov 2020
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk/) .
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