REG - Barclays PLC LXI REIT PLC - Form 8.5 (EPT/NON-RI) LXi REIT plc

BarclaysAnnouncement

17/05/2022 10:45

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RNS Number : 7782L  Barclays PLC  17 May 2022

 FORM 8.5 (EPT/NON-RI)
 PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
 EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
 (OR WHERE RI STATUS IS NOT APPLICABLE)
 Rule 8.5 of the Takeover Code (the "Code")
 1.                                                                                    KEY INFORMATION
 (a)     Name of exempt principal trader:                                                                      BARCLAYS CAPITAL SECURITIES LTD
 (b)     Name of offeror/offeree in relation to whose                                                          LXI REIT PLC
         relevant securities this form relates:
 (c)     Name of the party to the offer with which exempt                                                      LXi REIT plc
         principal trader is connected
 (d)     Date position held/dealing undertaken:                                                                16 May 2022
 (e)     In addition to the company in 1(b) above, is the exempt principal                                     YES:
         trader making disclosures in respect of any other party to the offer?                                 SECURE INCOME REIT PLC
 2.                                                                                                POSITIONS OF THE EXEMPT PRINCIPAL TRADER
 (a)                 Interests and short positions in the relevant securities of the offeror or
                     offeree
                     to which the disclosure relates following the dealing (if any)
 Class of relevant security:                                               1p ordinary
                                                                           Interests                                  Short Positions
                                                                           Number                  (%)                Number                                    (%)
 (1)                 Relevant securities owned
                     and/or controlled:                                    6,199,403               0.68%              558,598                                   0.06%

 (2)                 Cash-settled derivatives:
                                                                           3,982,081               0.44%              4,491,144                                 0.49%

 (3)                 Stock-settled derivatives (including options)
                     and agreements to purchase/sell:                      0                       0.00%              0                                         0.00%

                     TOTAL:                                                10,181,484              1.12%              5,049,742                                 0.55%

 (b)                                   Rights to subscribe for new securities (including directors and other
                                       executive
                                       options)
 Class of relevant security in relation to
 which subscription right exists
 Details, including nature of the rights
 concerned and relevant percentages:

 

 3.                                               DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
 (a)                Purchases and sales
 Class of relevant          Purchase/sale         Total number of                 Highest price per unit  Lowest price per unit
 security                                         securities                      paid/received           paid/received
 1p ordinary                Purchase              221,823                         1.4540 GBP              1.4327 GBP
 1p ordinary                Sale                  406,051                         1.4560 GBP              1.4386 GBP

 

 (b)       Cash-settled derivative transactions
 Class of            Product                Nature of dealing             Number of   Price per
 relevant            description                                          reference   unit
 security                                                                 securities
 1p ordinary          SWAP                  Decreasing Long               20          1.4399 GBP
 1p ordinary          SWAP                  Decreasing Long               436         1.4458 GBP
 1p ordinary          SWAP                  Decreasing Long               6,268       1.4418 GBP
 1p ordinary          SWAP                  Decreasing Short              715         1.4440 GBP
 1p ordinary          SWAP                  Decreasing Short              832         1.4381 GBP
 1p ordinary          SWAP                  Decreasing Short              59,979      1.4386 GBP
 1p ordinary          SWAP                  Increasing Short              70          1.4100 GBP
 1p ordinary          SWAP                  Increasing Short              633         1.4420 GBP
 1p ordinary          SWAP                  Increasing Short              698         1.4430 GBP
 1p ordinary          SWAP                  Increasing Short              1,047       1.4540 GBP
 1p ordinary          SWAP                  Increasing Short              3,330       1.4380 GBP
 1p ordinary          SWAP                  Increasing Short              5,263       1.4327 GBP
 1p ordinary          SWAP                  Increasing Short              8,406       1.4421 GBP
 1p ordinary          CFD                   Increasing Short              20,000      1.4433 GBP
 1p ordinary          SWAP                  Increasing Short              31,237      1.4362 GBP
 1p ordinary          SWAP                  Opening Short                 57,741      1.4540 GBP

 

 (c)                Stock-settled derivative transactions (including options)
 (i)                Writing, selling, purchasing or varying
 Class              Product        Writing,            Number         Exercise         Type             Expiry              Option
 of                 description    purchasing,         of             price                             date                money
 relevant                          selling,            securities     per unit                                              paid/
 security                          varying etc         to which                                                             received
                                                       option                                                               per unit
                                                       relates

 (ii)               Exercising
 Class of relevant                 Product description                Exercising/ exercised against     Number of           Exercise price per
 security                                                                              securities       unit

 (d)                Other dealings (including subscribing for new securities)
 Class of relevant                 Nature of Dealings                 Details                           Price per unit (if
 security                                                                              applicable)

 4.                                                                   OTHER INFORMATION
 (a)                Indemnity and other dealings arrangements
 Details of any indemnity or option arrangement, or any agreement or
 understanding,
 formal or informal, relating to relevant securities which may be an inducement
 to deal
 or refrain from dealing entered into by the exempt principal trader making the
 disclosure and any party
 to the offer or any person acting in concert with a party to the offer:
 NONE
 (b)                Agreements, arrangements or understandings relating to options or derivatives
 Details of any agreement, arrangement or understanding, formal or informal,
 between
 the exempt principal trader making the disclosure and any other person
 relating to:
 (i)   the voting rights of any relevant securities under any option; or
 (ii)   the voting rights of future acquisition or disposal of any relevant
 securities to which
 any derivative is referenced:
 NONE
 (c)                Attachments
 Is a Supplemental Form 8 (Open Positions) attached?                  NO
 Date of disclosure:                                                  17 May 2022
 Contact name:                                                        Large Holdings Regulatory Operations
 Telephone number:                                                    020 3134 7213

 

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