REG-BARCLAYS PLC National Express Group plc
11/10/2021 13:10
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National Express Group plc
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose NATIONAL EXPRESS GROUP PLC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 08 October 2021
(f) In addition to the company in 1(c) above, is the discloser making YES:
disclosures in respect of any other party to the offer? STAGECOACH GROUP PLC
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: 5p ordinary
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 1,753,116 0.29% 4,846,522 0.79%
(2) Cash-settled derivatives:
4,415,001 0.72% 1,475,060 0.24%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 6,168,117 1.00% 6,321,582 1.03%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other
employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
5p ordinary Purchase 175 2.3022 GBP
5p ordinary Purchase 239 2.3237 GBP
5p ordinary Purchase 244 2.3040 GBP
5p ordinary Purchase 512 2.3177 GBP
5p ordinary Purchase 512 2.3057 GBP
5p ordinary Purchase 1,558 2.3180 GBP
5p ordinary Purchase 1,585 2.3127 GBP
5p ordinary Purchase 2,370 2.3111 GBP
5p ordinary Purchase 2,517 2.3087 GBP
5p ordinary Purchase 2,814 2.3044 GBP
5p ordinary Purchase 3,243 2.3223 GBP
5p ordinary Purchase 4,006 2.3100 GBP
5p ordinary Purchase 4,433 2.3118 GBP
5p ordinary Purchase 4,512 2.3105 GBP
5p ordinary Purchase 4,765 2.3052 GBP
5p ordinary Purchase 5,752 2.3114 GBP
5p ordinary Purchase 7,913 2.3216 GBP
5p ordinary Purchase 12,496 2.3240 GBP
5p ordinary Purchase 13,743 2.3104 GBP
5p ordinary Purchase 26,062 2.3135 GBP
5p ordinary Sale 14 2.3064 GBP
5p ordinary Sale 89 2.3018 GBP
5p ordinary Sale 119 2.3205 GBP
5p ordinary Sale 203 2.3086 GBP
5p ordinary Sale 647 2.3054 GBP
5p ordinary Sale 1,104 2.3058 GBP
5p ordinary Sale 1,112 2.3102 GBP
5p ordinary Sale 1,257 2.3239 GBP
5p ordinary Sale 1,558 2.3180 GBP
5p ordinary Sale 3,429 2.3025 GBP
5p ordinary Sale 3,638 2.3002 GBP
5p ordinary Sale 3,991 2.3176 GBP
5p ordinary Sale 4,006 2.3100 GBP
5p ordinary Sale 5,339 2.3175 GBP
5p ordinary Sale 6,028 2.3106 GBP
5p ordinary Sale 7,266 2.3240 GBP
5p ordinary Sale 7,913 2.3217 GBP
5p ordinary Sale 10,316 2.3130 GBP
5p ordinary Sale 70,189 2.3223 GBP
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
5p ordinary SWAP Long 1 2.3039 GBP
5p ordinary SWAP Long 14 2.3066 GBP
5p ordinary SWAP Long 89 2.3018 GBP
5p ordinary SWAP Long 119 2.3206 GBP
5p ordinary SWAP Long 203 2.3086 GBP
5p ordinary SWAP Long 211 2.3019 GBP
5p ordinary SWAP Long 511 2.3100 GBP
5p ordinary SWAP Long 1,257 2.3239 GBP
5p ordinary SWAP Long 3,637 2.3002 GBP
5p ordinary SWAP Long 3,894 2.3114 GBP
5p ordinary SWAP Long 6,600 2.3057 GBP
5p ordinary SWAP Long 16,625 2.3225 GBP
5p ordinary CFD Long 21,678 2.3238 GBP
5p ordinary CFD Long 25,850 2.3232 GBP
5p ordinary SWAP Long 26,832 2.3133 GBP
5p ordinary SWAP Short 5 2.3018 GBP
5p ordinary SWAP Short 16 2.3021 GBP
5p ordinary SWAP Short 16 2.3062 GBP
5p ordinary SWAP Short 41 2.2980 GBP
5p ordinary SWAP Short 46 2.3113 GBP
5p ordinary SWAP Short 51 2.3019 GBP
5p ordinary SWAP Short 55 2.3058 GBP
5p ordinary SWAP Short 57 2.3110 GBP
5p ordinary SWAP Short 58 2.3043 GBP
5p ordinary SWAP Short 65 2.3101 GBP
5p ordinary SWAP Short 73 2.3129 GBP
5p ordinary SWAP Short 76 2.3108 GBP
5p ordinary SWAP Short 87 2.3016 GBP
5p ordinary SWAP Short 137 2.3131 GBP
5p ordinary SWAP Short 144 2.3088 GBP
5p ordinary SWAP Short 234 2.3085 GBP
5p ordinary SWAP Short 237 2.3109 GBP
5p ordinary SWAP Short 243 2.3099 GBP
5p ordinary SWAP Short 274 2.3123 GBP
5p ordinary SWAP Short 282 2.3050 GBP
5p ordinary SWAP Short 428 2.3124 GBP
5p ordinary SWAP Short 429 2.3119 GBP
5p ordinary SWAP Short 710 2.3045 GBP
5p ordinary SWAP Short 753 2.3106 GBP
5p ordinary SWAP Short 1,268 2.3122 GBP
5p ordinary SWAP Short 1,339 2.3115 GBP
5p ordinary SWAP Short 1,806 2.3114 GBP
5p ordinary SWAP Short 1,821 2.3084 GBP
5p ordinary SWAP Short 1,942 2.3116 GBP
5p ordinary SWAP Short 2,046 2.3044 GBP
5p ordinary SWAP Short 2,138 2.3117 GBP
5p ordinary SWAP Short 3,027 2.3075 GBP
5p ordinary SWAP Short 3,235 2.3048 GBP
5p ordinary CFD Short 3,385 2.3103 GBP
5p ordinary SWAP Short 3,711 2.3103 GBP
5p ordinary SWAP Short 4,057 2.3111 GBP
5p ordinary CFD Short 4,735 2.3240 GBP
5p ordinary SWAP Short 6,226 2.3120 GBP
5p ordinary SWAP Short 10,707 2.3240 GBP
5p ordinary SWAP Short 14,127 2.3102 GBP
5p ordinary SWAP Short 15,918 2.3151 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state “none”
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
“none”
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 11 Oct 2021
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel’s
Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk/) .
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