REG - Barclays PLC NortonLifeLock Inc. Avast PLC - Form 8.3 - Avast plc Amendment

BarclaysAnnouncement

13/04/2022 15:00

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RNS Number : 3111I  Barclays PLC  13 April 2022

 FORM 8.3  Amendment to Sale

 PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
 A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR
 MORE
 Rule 8.3 of the Takeover Code (the "Code")

 

 1.                                                                           KEY INFORMATION
 (a)                   Full name of discloser:                                                          Barclays PLC.

 (b)                   Owner or controller of interest and short
                       positions disclosed, if different from 1(a):
 (c)                   Name of offeror/offeree in relation to whose                                     AVAST PLC
                       relevant securities this form relates:
 (d)                   If an exempt fund manager connected with an
                       offeror/offeree, state this and specify identity of
                       offeror/offeree:
 (e)                   Date position held/dealing undertaken:                                           11 April 2022
 (f)                   In addition to the company in 1(c) above, is the discloser making                YES:
                       disclosures in respect of any other party to the offer?                          NORTONLIFELOCK INC
 2.                                                                                        POSITIONS OF THE PERSON MAKING THE DISCLOSURE
 (a)     Interests and short positions in the relevant securities of the offeror or
         offeree
         to which the disclosure relates following the dealing (if any)
 Class of relevant security:                                     10p ordinary
                                                                 Interests                                       Short Positions
                                                                 Number                    (%)                   Number      (%)
 (1)     Relevant securities owned
         and/or controlled:                                      43,647,864                4.19%                 758,122     0.07%

 (2)     Cash-settled derivatives:
                                                                 682,366                   0.07%                 39,715,504  3.82%

 (3)     Stock-settled derivatives (including options)
         and agreements to purchase/sell:                        0                         0.00%                 0           0.00%

         TOTAL:                                                  44,330,230                4.26%                 40,473,626  3.89%

 

 (b)          Rights to subscribe for new securities (including directors and other
              executive
              options)
 Class of relevant security in relation to
 which subscription right exists
 Details, including nature of the rights
 concerned and relevant percentages:

 

 3.                                                  DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
 (a)                Purchases and sales
 Class of relevant           Purchase/sale           Number of           Price per unit
 security                                            securities
 10p ordinary                Purchase                2                   5.5850 GBP
 10p ordinary                Purchase                4                   5.5822 GBP
 10p ordinary                Purchase                6                   5.5790 GBP
 10p ordinary                Purchase                11                  5.5785 GBP
 10p ordinary                Purchase                329                 5.5799 GBP
 10p ordinary                Purchase                532                 5.5801 GBP
 10p ordinary                Purchase                1,127               5.5898 GBP
 10p ordinary                Purchase                1,639               5.5920 GBP
 10p ordinary                Purchase                2,462               5.5842 GBP
 10p ordinary                Purchase                2,965               5.5815 GBP
 10p ordinary                Purchase                5,306               5.5899 GBP
 10p ordinary                Purchase                49,089              5.5380 GBP
 10p ordinary                Purchase                62,504              5.5569 GBP
 10p ordinary                Purchase                135,000             5.5719 GBP
 10p ordinary                Sale                    903                 5.5801 GBP
 10p ordinary                Sale                    1,477               5.5833 GBP
 10p ordinary                Sale                    1,539               5.5816 GBP
 10p ordinary                Sale                    1,854               5.5774 GBP
 10p ordinary                Sale                    2,513               5.5896 GBP
 10p ordinary                Sale                    2,559               5.5848 GBP
 10p ordinary                Sale                    3,476               5.5829 GBP
 10p ordinary                Sale                    5,468               5.5866 GBP
 10p ordinary                Sale                    12,199              5.5380 GBP
 10p ordinary                Sale                    12,561              5.5768 GBP
 10p ordinary                Sale                    14,876              166.5429 CZK
 10p ordinary                Sale                    32,270              5.5382 GBP
 10p ordinary                Sale                    113,867             5.5643 GBP
 10p ordinary                Sale                    139,865             5.5795 GBP

 

 (b)       Cash-settled derivative transactions
 Class of           Product               Nature of dealing           Number of   Price per
 relevant           description                                       reference   unit
 security                                                             securities
 10p ordinary        SWAP                 Long                        182         5.5880 GBP
 10p ordinary        SWAP                 Long                        194         5.5900 GBP
 10p ordinary        SWAP                 Long                        241         5.5980 GBP
 10p ordinary        SWAP                 Long                        264         5.5960 GBP
 10p ordinary        SWAP                 Long                        2,146       5.5380 GBP
 10p ordinary        SWAP                 Long                        5,468       5.5866 GBP
 10p ordinary        CFD                  Long                        14,876      166.4263 CZK
 10p ordinary        CFD                  Long                        15,000      5.5690 GBP
 10p ordinary        SWAP                 Long                        34,280      5.5826 GBP
 10p ordinary        SWAP                 Long                        52,547      5.5780 GBP
 10p ordinary        SWAP                 Long                        67,504      5.5787 GBP
 10p ordinary        SWAP                 Short                       1,943       5.5380 GBP
 10p ordinary        SWAP                 Short                       2,965       5.5815 GBP
 10p ordinary        CFD                  Short                       15,000      162.8029 CZK
 10p ordinary        CFD                  Short                       16,626      5.5849 GBP
 10p ordinary        SWAP                 Short                       20,965      5.5381 GBP
 10p ordinary        SWAP                 Short                       31,042      5.5647 GBP

 

 (c)            Stock-settled derivative transactions (including options)
 (i)            Writing, selling, purchasing or varying
 Class          Product        Writing,            Number         Exercise         Type             Expiry              Option
 of             description    purchasing,         of             price                             date                money
 relevant                      selling,            securities     per unit                                              paid/
 security                      varying etc         to which                                                             received
                                                   option                                                               per unit
                                                   relates

 (ii)           Exercising
 Class of relevant             Product description                Exercising/ exercised against     Number of           Exercise price per
 security                                                                          securities       unit

 (d)            Other dealings (including subscribing for new securities)
 Class of relevant             Nature of Dealings                 Details                           Price per unit (if
 security                                                                          applicable)

 4.                                                               OTHER INFORMATION
 (a)            Indemnity and other dealings arrangements
 Details of any indemnity or option arrangement, or any agreement or
 understanding,
 formal or informal, relating to relevant securities which may be an inducement
 to deal
 or refrain from dealing entered into by the person making the disclosure and
 any party
 to the offer or any person acting in concert with a party to the offer:
 NONE
 (b)            Agreements, arrangements or understandings relating to options or derivatives
 Details of any agreement, arrangement or understanding, formal or informal,
 between
 the person making the disclosure and any other person relating to:
 (i)   the voting rights of any relevant securities under any option; or
 (ii)   the voting rights of future acquisition or disposal of any relevant
 securities to which
 any derivative is referenced:
 NONE
 (c)            Attachments
 Is a Supplemental Form 8 (Open Positions) attached?              NO
 Date of disclosure:                                              13 Apr 2022
 Contact name:                                                    Large Holdings Regulatory Operations
 Telephone number:                                                020 3134 7213

 

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