REG - Barclays PLC NortonLifeLock Inc. Avast PLC - Form 8.3 - NortonLifeLock Inc.

BarclaysAnnouncement

04/04/2022 11:15

For best results when printing this announcement, please click on link below:
http://newsfile.refinitiv.com/getnewsfile/v1/story?guid=urn:newsml:reuters.com:20220404:nRSD1480Ha&default-theme=true

RNS Number : 1480H  Barclays PLC  04 April 2022

 FORM 8.3

 PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
 A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR
 MORE
 Rule 8.3 of the Takeover Code (the "Code")

 

 1.                                                            KEY INFORMATION
 (a)  Full name of discloser:                                                     Barclays PLC.

 (b)  Owner or controller of interest and short
      positions disclosed, if different from 1(a):
 (c)  Name of offeror/offeree in relation to whose                                NORTONLIFELOCK INC
      relevant securities this form relates:
 (d)  If an exempt fund manager connected with an
      offeror/offeree, state this and specify identity of
      offeror/offeree:
 (e)  Date position held/dealing undertaken:                                      01 April 2022
 (f)  In addition to the company in 1(c) above, is the discloser making           YES:
      disclosures in respect of any other party to the offer?                     AVAST PLC

 

 2.                                                                         POSITIONS OF THE PERSON MAKING THE DISCLOSURE
 (a)         Interests and short positions in the relevant securities of the offeror or
             offeree
             to which the disclosure relates following the dealing (if any)
 Class of relevant security:                                   USD 0.01 common
                                                               Interests                  Short Positions
                                                               Number       (%)           Number        (%)
 (1)         Relevant securities owned
             and/or controlled:                                1,211,552    0.21%         855,966       0.15%

 (2)         Cash-settled derivatives:
                                                               412,448      0.07%         1,865,388     0.32%

 (3)         Stock-settled derivatives (including options)
             and agreements to purchase/sell:                  0            0.00%         0             0.00%

             TOTAL:                                            1,624,000    0.28%         2,721,354     0.47%

 

 (b)          Rights to subscribe for new securities (including directors and other
              executive
              options)
 Class of relevant security in relation to
 which subscription right exists
 Details, including nature of the rights
 concerned and relevant percentages:

 

 3.                                                   DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
 (a)                Purchases and sales
 Class of relevant              Purchase/sale         Number of                       Price per unit
 security                                             securities
 Convertible Bond               Purchase              11,000                          132.0195 USD
 Convertible Bond               Sale                  22,000                          132.0195 USD
 USD 0.01 common                Purchase              2                               26.3900 USD
 USD 0.01 common                Purchase              4                               26.8850 USD
 USD 0.01 common                Purchase              24                              26.6600 USD
 USD 0.01 common                Purchase              26                              26.6065 USD
 USD 0.01 common                Purchase              27                              26.4128 USD
 USD 0.01 common                Purchase              29                              26.4005 USD
 USD 0.01 common                Purchase              58                              26.6362 USD
 USD 0.01 common                Purchase              59                              26.5920 USD
 USD 0.01 common                Purchase              64                              26.6791 USD
 USD 0.01 common                Purchase              69                              26.5367 USD
 USD 0.01 common                Purchase              100                             26.7800 USD
 USD 0.01 common                Purchase              100                             26.5050 USD
 USD 0.01 common                Purchase              100                             26.6750 USD
 USD 0.01 common                Purchase              108                             26.5233 USD
 USD 0.01 common                Purchase              124                             26.5800 USD
 USD 0.01 common                Purchase              125                             26.8743 USD
 USD 0.01 common                Purchase              127                             26.8717 USD
 USD 0.01 common                Purchase              159                             26.8397 USD
 USD 0.01 common                Purchase              164                             26.8621 USD
 USD 0.01 common                Purchase              200                             26.6050 USD
 USD 0.01 common                Purchase              210                             26.6654 USD
 USD 0.01 common                Purchase              216                             26.6768 USD
 USD 0.01 common                Purchase              235                             26.6463 USD
 USD 0.01 common                Purchase              296                             26.6124 USD
 USD 0.01 common                Purchase              300                             26.6200 USD
 USD 0.01 common                Purchase              300                             26.5000 USD
 USD 0.01 common                Purchase              500                             26.8100 USD
 USD 0.01 common                Purchase              500                             26.5360 USD
 USD 0.01 common                Purchase              500                             26.5180 USD
 USD 0.01 common                Purchase              662                             26.9325 USD
 USD 0.01 common                Purchase              697                             26.5836 USD
 USD 0.01 common                Purchase              886                             26.7080 USD
 USD 0.01 common                Purchase              910                             26.6086 USD
 USD 0.01 common                Purchase              1,000                           26.8500 USD
 USD 0.01 common                Purchase              1,000                           26.5560 USD
 USD 0.01 common                Purchase              1,079                           26.8458 USD
 USD 0.01 common                Purchase              1,158                           26.6121 USD
 USD 0.01 common                Purchase              1,212                           26.8576 USD
 USD 0.01 common                Purchase              1,230                           26.7283 USD
 USD 0.01 common                Purchase              1,300                           26.5746 USD
 USD 0.01 common                Purchase              1,586                           26.7385 USD
 USD 0.01 common                Purchase              1,600                           26.5931 USD
 USD 0.01 common                Purchase              1,898                           26.7270 USD
 USD 0.01 common                Purchase              3,358                           26.8569 USD
 USD 0.01 common                Purchase              4,179                           26.6000 USD
 USD 0.01 common                Purchase              12,648                          26.6749 USD
 USD 0.01 common                Purchase              13,320                          26.6989 USD
 USD 0.01 common                Purchase              30,372                          26.9378 USD
 USD 0.01 common                Purchase              36,045                          26.7146 USD
 USD 0.01 common                Purchase              76,951                          26.8175 USD
 USD 0.01 common                Purchase              80,522                          26.8072 USD
 USD 0.01 common                Purchase              120,628                         26.9400 USD
 USD 0.01 common                Purchase              168,763                         26.7618 USD
 USD 0.01 common                Sale                  2                               26.5500 USD
 USD 0.01 common                Sale                  29                              26.4005 USD
 USD 0.01 common                Sale                  31                              26.9700 USD
 USD 0.01 common                Sale                  35                              26.8400 USD
 USD 0.01 common                Sale                  70                              26.8350 USD
 USD 0.01 common                Sale                  92                              26.5800 USD
 USD 0.01 common                Sale                  105                             26.8512 USD
 USD 0.01 common                Sale                  120                             26.6927 USD
 USD 0.01 common                Sale                  164                             26.8621 USD
 USD 0.01 common                Sale                  178                             26.8312 USD
 USD 0.01 common                Sale                  210                             26.8300 USD
 USD 0.01 common                Sale                  296                             26.6124 USD
 USD 0.01 common                Sale                  430                             26.9050 USD
 USD 0.01 common                Sale                  535                             26.8500 USD
 USD 0.01 common                Sale                  566                             26.6132 USD
 USD 0.01 common                Sale                  775                             26.7735 USD
 USD 0.01 common                Sale                  2,564                           26.8429 USD
 USD 0.01 common                Sale                  3,607                           26.7825 USD
 USD 0.01 common                Sale                  4,199                           26.6973 USD
 USD 0.01 common                Sale                  5,407                           26.6726 USD
 USD 0.01 common                Sale                  6,390                           26.8430 USD
 USD 0.01 common                Sale                  6,548                           26.5863 USD
 USD 0.01 common                Sale                  6,927                           26.7631 USD
 USD 0.01 common                Sale                  10,203                          26.6437 USD
 USD 0.01 common                Sale                  14,923                          26.9294 USD
 USD 0.01 common                Sale                  15,101                          26.7993 USD
 USD 0.01 common                Sale                  19,000                          26.5593 USD
 USD 0.01 common                Sale                  19,100                          26.8523 USD
 USD 0.01 common                Sale                  29,117                          26.7031 USD
 USD 0.01 common                Sale                  37,394                          26.6897 USD
 USD 0.01 common                Sale                  46,007                          26.7573 USD
 USD 0.01 common                Sale                  46,661                          26.9365 USD
 USD 0.01 common                Sale                  75,084                          26.7387 USD
 USD 0.01 common                Sale                  109,826                         26.8601 USD
 USD 0.01 common                Sale                  127,966                         26.9400 USD

 

 (b)            Cash-settled derivative transactions
 Class of relevant             Product                            Nature of dealing                   Number of           Price per unit
 security                      description                                                            reference
                                                                                                      securities

 (c)            Stock-settled derivative transactions (including options)
 (i)            Writing, selling, purchasing or varying
 Class          Product        Writing,            Number         Exercise           Type             Expiry              Option
 of             description    purchasing,         of             price                               date                money
 relevant                      selling,            securities     per unit                                                paid/
 security                      varying etc         to which                                                               received
                                                   option                                                                 per unit
                                                   relates

 (ii)           Exercising
 Class of relevant             Product description                Exercising/ exercised against       Number of           Exercise price per
 security                                                                            securities       unit

 (d)            Other dealings (including subscribing for new securities)
 Class of relevant             Nature of Dealings                 Details                             Price per unit (if
 security                                                                            applicable)

 4.                                                               OTHER INFORMATION
 (a)            Indemnity and other dealings arrangements
 Details of any indemnity or option arrangement, or any agreement or
 understanding,
 formal or informal, relating to relevant securities which may be an inducement
 to deal
 or refrain from dealing entered into by the person making the disclosure and
 any party
 to the offer or any person acting in concert with a party to the offer:
 NONE
 (b)            Agreements, arrangements or understandings relating to options or derivatives
 Details of any agreement, arrangement or understanding, formal or informal,
 between
 the person making the disclosure and any other person relating to:
 (i)   the voting rights of any relevant securities under any option; or
 (ii)   the voting rights of future acquisition or disposal of any relevant
 securities to which
 any derivative is referenced:
 NONE
 (c)            Attachments
 Is a Supplemental Form 8 (Open Positions) attached?              NO
 Date of disclosure:                                              4 Apr 2022
 Contact name:                                                    Large Holdings Regulatory Operations
 Telephone number:                                                020 3134 7213

 

This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact
rns@lseg.com (mailto:rns@lseg.com)
 or visit
www.rns.com (http://www.rns.com/)
.

RNS may use your IP address to confirm compliance with the terms and conditions, to analyse how you engage with the information contained in this communication, and to share such analysis on an anonymised basis with others as part of our commercial services. For further information about how RNS and the London Stock Exchange use the personal data you provide us, please see our
Privacy Policy (https://www.lseg.com/privacy-and-cookie-policy)
.   END  RETBKQBDKBKDDQK