REG - Barclays PLC Qualcomm Inc - Form 8.5 EPT/Non RI QUALCOMM INC

BarclaysAnnouncement

11/06/2025 12:15

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RNS Number : 4272M  Barclays PLC  11 June 2025

 FORM 8.5 (EPT/NON-RI)
 PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
 EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
 (OR WHERE RI STATUS IS NOT APPLICABLE)
 Rule 8.5 of the Takeover Code (the "Code")
 1.                 KEY INFORMATION
 (a)                Name of exempt principal trader:                                                     BARCLAYS CAPITAL SECURITIES LTD
 (b)                Name of offeror/offeree in relation to whose                                         AQUA ACQUISITION SUB LLC (AN INDIRECT WHOLLY-OWNED SUBSIDIARY OF QUALCOMM

                                                                                    INCORPORATED)

 relevant securities this form relates:
 (c)                Name of the party to the offer with which exempt                                     ALPHAWAVE IP GROUP PLC

 principal trader is connected
 (d)                Date position held/dealing undertaken:                                               10 Jun 2025
 (e)                In addition to the company in 1(b) above, is the exempt principal                    YES:

 trader making disclosures in respect of any other party to the offer?
 AQUA ACQUISITION SUB LLC (AN INDIRECT WHOLLY-OWNED SUBSIDIARY OF QUALCOMM
                                                                                                         INCORPORATED)
 2.                 POSITIONS OF THE EXEMPT PRINCIPAL TRADER
 (a)                Interests and short positions in the relevant securities of the offeror or
                    offeree
                    to which the disclosure relates following the dealing (if any)
 Class of relevant security:                                                                             USD 0.0001 common
                                                                                                         Interests                                   Short Positions
                    Number                     (%)                            Number                     (%)
 (1) Relevant securities owned and/or controlled:                                                        6,434,681             0.59%                 5,177,885             0.47%
 (2) Cash-settled derivatives:                                                                           1,060,144             0.10%                 87,960                0.01%
 (3) Stock-settled derivatives (including options) and agreements to                                     1,093,100             0.10%                 7,873,107             0.72%
 purchase/sell:
                                                                                                         8,587,925             0.79%                 13,138,952            1.20%

 TOTAL:

 

 (b)                Rights to subscribe for new securities (including directors and other
                    executive options)
 Class of relevant security in relation to

 which subscription right exists
 Details, including nature of the rights

 concerned and relevant percentages:
 3.                 DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
 (a)                Purchase and sales
 Class of relevant  Purchase/sale              Total number of                Highest price per unit     Lowest price per unit

 security
 securities
 paid/received
 paid/received
 USD 0.0001 common  Purchase                   90                             137.5497  EUR              137.5497  EUR
 USD 0.0001 common  Sale                       410                            138.2380  EUR              136.4981  EUR
 USD 0.0001 common  Purchase                   805560                         159.2300  USD              156.0700  USD
 USD 0.0001 common  Sale                       768150                         159.2980  USD              155.7500  USD

 (b)                Cash-settled derivative transactions
 Class of           Product  description       Nature of dealing              Number of                  Price per

 relevant
 reference
 unit

 security
 securities
 USD 0.0001 common  SWAP                       Decreasing Short               195                        136.4981  EUR
 USD 0.0001 common  SWAP                       Decreasing Short               8                          136.6800  EUR
 USD 0.0001 common  SWAP                       Decreasing Short               112                        136.7101  EUR
 USD 0.0001 common  SWAP                       Decreasing Short               5                          138.2379  EUR
 USD 0.0001 common  SWAP                       Increasing Long                14                         159.0988  USD

 (c)                Stock-settled derivative transactions  (including options)
 (i)                Writing, selling, purchasing or varying
 Class              Product                    Writing,                       Number                     Exercise              Type                  Expiry                Option

 of
 description
 purchasing,
 of
 price
 date
 money

 relevant
 selling,
 securities
 per unit
 paid/

 security
 varying etc
 to which
 received

 option
 per unit

 relates

 (ii)               Exercising
 Class of relevant  Product description        Exercising/ exercised against  Number of                  Exercise price per

 security
 securities
 unit

 (d)                Other dealings (including subscribing for new securities)
 Class of relevant  Nature of Dealings         Details                        Price per unit (if

 security
 applicable)

 4.                 OTHER INFORMATION
 (a)                Indemnity and other dealings arrangements
 Details of any indemnity or option arrangement, or any agreement or
 understanding,

 formal or informal, relating to relevant securities which may be an
 inducement to deal or refrain from dealing entered into by

 the exempt principal trader making the disclosure and any party

 to the offer or any person acting in concert with a party to the offer:
 NONE
 (b)                Agreements, arrangements or understandings relating to options or derivatives
 Details of any agreement, arrangement or understanding, formal or informal,
 between

 the exempt principal trader making the disclosure and any other person
 relating to:

 (i)   the voting rights of any relevant securities under any option; or

 (ii)   the voting rights of future acquisition or disposal of any relevant
 securities to which

 any derivative is referenced:
 NONE
 (c)                Attachments
 Is a Supplemental Form 8 (Open Positions) attached?                                                     YES
 Date of disclosure:                                                                                     11 Jun 2025
 Contact name:                                                                                           Large Holdings Regulatory Operations
 Telephone number:                                                                                       020 3134 7213

 SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
 DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO
 PURCHASE OR SELL ETC.
 Note 5(i) on Rule 8 of the Takeover Code (the "Code")
 1.    KEY INFORMATION
 Identity of the person whose positions/dealings                                                                               BARCLAYS CAPITAL SECURITIES LTD

 are being disclosed:
 Name of offeror/offeree in relation to whose                                                                                  QUALCOMM INC

 relevant securities this from relates:

 2.    OPTIONS AND DERIVATIVES
 Class              Product                    Writing,                       Number                     Exercise              Type                  Expiry

 of
 description
 purchasing,
 of
 price
 date

 relevant
 selling,
 securities
 per unit

 security
 varying etc
 to which

 option

 relates
 USD 0.0001 common  Put Options                Purchased                      -200,000                   100.0000              American              18-Dec-26
 USD 0.0001 common  Put Options                Purchased                      -170,000                   160.0000              American              16-Jan-26
 USD 0.0001 common  Put Options                Purchased                      -55,900                    100.0000              American              16-Jan-26
 USD 0.0001 common  Put Options                Purchased                      -53,600                    105.0000              American              16-Jan-26
 USD 0.0001 common  Put Options                Purchased                      -38,900                    140.0000              American              20-Jun-25
 USD 0.0001 common  Put Options                Purchased                      -37,400                    110.0000              American              20-Mar-26
 USD 0.0001 common  Put Options                Purchased                      -35,700                    130.0000              American              20-Jun-25
 USD 0.0001 common  Put Options                Purchased                      -29,000                    170.0000              American              16-Jan-26
 USD 0.0001 common  Put Options                Purchased                      -22,200                    110.0000              American              16-Jan-26
 USD 0.0001 common  Put Options                Purchased                      -20,600                    115.0000              American              20-Jun-25
 USD 0.0001 common  Put Options                Purchased                      -19,700                    150.0000              American              20-Jun-25
 USD 0.0001 common  Put Options                Purchased                      -12,200                    145.0000              American              20-Jun-25
 USD 0.0001 common  Put Options                Purchased                      -11,400                    175.0000              American              20-Jun-25
 USD 0.0001 common  Put Options                Purchased                      -11,000                    110.0000              American              18-Jun-26
 USD 0.0001 common  Put Options                Purchased                      -10,200                    155.0000              American              20-Jun-25
 USD 0.0001 common  Put Options                Purchased                      -10,000                    120.0000              American              20-Jun-25
 USD 0.0001 common  Put Options                Purchased                      -9,900                     185.0000              American              20-Jun-25
 USD 0.0001 common  Put Options                Purchased                      -7,800                     110.0000              American              20-Jun-25
 USD 0.0001 common  Put Options                Purchased                      -7,100                     105.0000              American              20-Mar-26
 USD 0.0001 common  Put Options                Purchased                      -6,500                     100.0000              American              18-Jun-26
 USD 0.0001 common  Put Options                Purchased                      -5,300                     180.0000              American              20-Jun-25
 USD 0.0001 common  Put Options                Purchased                      -5,100                     190.0000              American              20-Jun-25
 USD 0.0001 common  Put Options                Purchased                      -2,900                     95.0000               American              20-Mar-26
 USD 0.0001 common  Put Options                Purchased                      -2,500                     115.0000              American              18-Jun-26
 USD 0.0001 common  Put Options                Purchased                      -2,300                     105.0000              American              18-Jun-26
 USD 0.0001 common  Put Options                Purchased                      -2,100                     165.0000              American              20-Jun-25
 USD 0.0001 common  Put Options                Purchased                      -2,000                     115.0000              American              20-Mar-26
 USD 0.0001 common  Put Options                Purchased                      -1,500                     170.0000              American              20-Jun-25
 USD 0.0001 common  Put Options                Purchased                      -500                       160.0000              American              20-Jun-25
 USD 0.0001 common  Put Options                Purchased                      -100                       200.0000              American              20-Jun-25
 USD 0.0001 common  Call Options               Purchased                      100                        310.0000              American              20-Jun-25
 USD 0.0001 common  Call Options               Purchased                      200                        240.0000              American              20-Jun-25
 USD 0.0001 common  Call Options               Purchased                      2,200                      210.0000              American              20-Jun-25
 USD 0.0001 common  Call Options               Purchased                      2,500                      250.0000              American              20-Jun-25
 USD 0.0001 common  Call Options               Purchased                      2,600                      185.0000              American              20-Jun-25
 USD 0.0001 common  Call Options               Purchased                      2,600                      195.0000              American              16-Jan-26
 USD 0.0001 common  Call Options               Purchased                      3,300                      190.0000              American              20-Jun-25
 USD 0.0001 common  Call Options               Purchased                      4,300                      270.0000              American              20-Jun-25
 USD 0.0001 common  Call Options               Purchased                      8,800                      260.0000              American              20-Jun-25
 USD 0.0001 common  Call Options               Purchased                      9,600                      200.0000              American              20-Jun-25
 USD 0.0001 common  Call Options               Purchased                      11,900                     195.0000              American              20-Jun-25
 USD 0.0001 common  Call Options               Purchased                      21,600                     185.0000              American              16-Jan-26
 USD 0.0001 common  Call Options               Purchased                      30,000                     150.0000              American              20-Jun-25
 USD 0.0001 common  Call Options               Purchased                      31,100                     190.0000              American              16-Jan-26
 USD 0.0001 common  Call Options               Written                        -744,647                   177.7289              European              19-Aug-25
 USD 0.0001 common  Call Options               Written                        -695,489                   141.1743              European              22-Jul-25
 USD 0.0001 common  Call Options               Written                        -563,168                   180.9207              European              8-Aug-25
 USD 0.0001 common  Call Options               Written                        -501,447                   178.9218              European              12-Aug-25
 USD 0.0001 common  Call Options               Written                        -460,512                   186.1018              European              18-Jun-25
 USD 0.0001 common  Call Options               Written                        -455,240                   191.4793              European              24-Jun-25
 USD 0.0001 common  Call Options               Written                        -452,760                   179.3946              European              7-Aug-25
 USD 0.0001 common  Call Options               Written                        -436,363                   179.2639              European              24-Oct-25
 USD 0.0001 common  Call Options               Written                        -341,130                   145.7435              European              17-Jun-25
 USD 0.0001 common  Call Options               Written                        -340,342                   186.3984              European              23-Oct-25
 USD 0.0001 common  Call Options               Written                        -333,243                   141.0187              European              6-Apr-26
 USD 0.0001 common  Call Options               Written                        -317,375                   163.5057              European              24-Jun-25
 USD 0.0001 common  Call Options               Written                        -311,455                   173.3688              European              15-Oct-25
 USD 0.0001 common  Call Options               Written                        -305,529                   143.8098              European              18-Aug-25
 USD 0.0001 common  Call Options               Written                        -216,163                   143.2774              European              6-Apr-26
 USD 0.0001 common  Call Options               Written                        -191,840                   150.8670              European              14-Oct-25
 USD 0.0001 common  Call Options               Written                        -177,206                   143.1938              European              15-Apr-26
 USD 0.0001 common  Call Options               Written                        -100,098                   153.1754              European              15-Apr-26
 USD 0.0001 common  Call Options               Written                        -8,600                     220.0000              American              20-Jun-25
 USD 0.0001 common  Call Options               Written                        -6,900                     170.0000              American              20-Jun-25
 USD 0.0001 common  Call Options               Written                        -5,300                     180.0000              American              20-Jun-25
 USD 0.0001 common  Call Options               Written                        -2,800                     165.0000              American              20-Jun-25
 USD 0.0001 common  Call Options               Written                        -700                       175.0000              American              20-Jun-25
 USD 0.0001 common  Put Options                Written                        100                        170.0000              American              19-Sep-25
 USD 0.0001 common  Put Options                Written                        1,000                      150.0000              American              19-Sep-25
 USD 0.0001 common  Put Options                Written                        2,200                      120.0000              American              19-Sep-25
 USD 0.0001 common  Put Options                Written                        2,500                      175.0000              American              19-Sep-25
 USD 0.0001 common  Put Options                Written                        2,500                      165.0000              American              19-Sep-25
 USD 0.0001 common  Put Options                Written                        2,900                      160.0000              American              19-Sep-25
 USD 0.0001 common  Put Options                Written                        4,800                      140.0000              American              19-Sep-25
 USD 0.0001 common  Put Options                Written                        5,700                      135.0000              American              20-Jun-25
 USD 0.0001 common  Put Options                Written                        5,900                      145.0000              American              19-Sep-25
 USD 0.0001 common  Put Options                Written                        9,400                      95.0000               American              19-Sep-25
 USD 0.0001 common  Put Options                Written                        11,700                     100.0000              American              19-Sep-25
 USD 0.0001 common  Put Options                Written                        17,100                     125.0000              American              20-Jun-25
 USD 0.0001 common  Put Options                Written                        27,000                     120.0000              American              16-Jan-26
 USD 0.0001 common  Put Options                Written                        28,900                     105.0000              American              20-Jun-25
 USD 0.0001 common  Put Options                Written                        30,000                     140.0000              American              15-Aug-25
 USD 0.0001 common  Put Options                Written                        30,000                     130.0000              American              15-Jan-27
 USD 0.0001 common  Put Options                Written                        30,000                     150.0000              American              20-Jun-25
 USD 0.0001 common  Put Options                Written                        30,000                     130.0000              American              16-Jan-26
 USD 0.0001 common  Put Options                Written                        40,000                     135.0000              American              18-Jul-25
 USD 0.0001 common  Put Options                Written                        40,000                     150.0000              American              18-Jul-25
 USD 0.0001 common  Put Options                Written                        70,000                     120.0000              American              18-Dec-26
 USD 0.0001 common  Put Options                Written                        200,000                    135.0000              American              18-Dec-26
 USD 0.0001 common  Put Options                Written                        318,300                    140.0000              American              16-Jan-26

 3.    AGREEMENTS TO PURCHASE OR SELL ETC.
 Full details should be given so that the nature of the interest or position
 can be fully understood:

 

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