REG - Barclays PLC Qualcomm Inc - Form 8.5 EPT/Non RI QUALCOMM INC
13/06/2025 12:00
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RNS Number : 8154M Barclays PLC 13 June 2025
FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: BARCLAYS CAPITAL SECURITIES LTD
(b) Name of offeror/offeree in relation to whose Aqua Acquisition Sub LLC (an indirect wholly-owned subsidiary of Qualcomm
Incorporated)
relevant securities this form relates:
(c) Name of the party to the offer with which exempt ALPHAWAVE IP GROUP PLC
principal trader is connected
(d) Date position held/dealing undertaken: 12 Jun 2025
(e) In addition to the company in 1(b) above, is the exempt principal YES:
trader making disclosures in respect of any other party to the offer?
Aqua Acquisition Sub LLC (an indirect wholly-owned subsidiary of Qualcomm
Incorporated)
2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a) Interests and short positions in the relevant securities of the offeror or
offeree
to which the disclosure relates following the dealing (if any)
Class of relevant security: USD 0.0001 common
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned and/or controlled: 6,664,799 0.61% 5,141,572 0.47%
(2) Cash-settled derivatives: 1,057,030 0.10% 87,962 0.01%
(3) Stock-settled derivatives (including options) and agreements to 1,093,100 0.11% 7,873,107 0.73%
purchase/sell:
8,814,929 0.82% 13,102,641 1.20%
TOTAL:
(b) Rights to subscribe for new securities (including directors and other
executive options)
Class of relevant security in relation to
which subscription right exists
Details, including nature of the rights
concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a) Purchase and sales
Class of relevant Purchase/sale Total number of Highest price per unit Lowest price per unit
security
securities
paid/received
paid/received
USD 0.0001 common Purchase 262 137.2958 EUR 136.6200 EUR
USD 0.0001 common Sale 167 137.1200 EUR 136.8983 EUR
USD 0.0001 common Purchase 449832 158.9971 USD 158.1300 USD
USD 0.0001 common Sale 410809 159.4205 USD 158.0566 USD
(b) Cash-settled derivative transactions
Class of Product description Nature of dealing Number of Price per
relevant
reference
unit
security
securities
USD 0.0001 common SWAP Decreasing Short 6 136.8979 EUR
USD 0.0001 common SWAP Decreasing Short 59 136.9090 EUR
USD 0.0001 common SWAP Decreasing Short 8 137.0579 EUR
USD 0.0001 common SWAP Increasing Short 159 137.2958 EUR
USD 0.0001 common CFD Closing Long 9 136.6200 EUR
USD 0.0001 common SWAP Decreasing Long 14 158.7000 USD
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry Option
of
description
purchasing,
of
price
date
money
relevant
selling,
securities
per unit
paid/
security
varying etc
to which
received
option
per unit
relates
(ii) Exercising
Class of relevant Product description Exercising/ exercised against Number of Exercise price per
security
securities
unit
(d) Other dealings (including subscribing for new securities)
Class of relevant Nature of Dealings Details Price per unit (if
security
applicable)
4. OTHER INFORMATION
(a) Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding,
formal or informal, relating to relevant securities which may be an
inducement to deal or refrain from dealing entered into by
the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
NONE
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between
the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights of future acquisition or disposal of any relevant
securities to which
any derivative is referenced:
NONE
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure: 13 Jun 2025
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO
PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1. KEY INFORMATION
Identity of the person whose positions/dealings BARCLAYS CAPITAL SECURITIES LTD
are being disclosed:
Name of offeror/offeree in relation to whose QUALCOMM INC
relevant securities this from relates:
2. OPTIONS AND DERIVATIVES
Class Product Writing, Number Exercise Type Expiry
of
description
purchasing,
of
price
date
relevant
selling,
securities
per unit
security
varying etc
to which
option
relates
USD 0.0001 common Put Options Purchased -200,000 100 American 18-Dec-26
USD 0.0001 common Put Options Purchased -170,000 160 American 16-Jan-26
USD 0.0001 common Put Options Purchased -55,900 100 American 16-Jan-26
USD 0.0001 common Put Options Purchased -53,600 105 American 16-Jan-26
USD 0.0001 common Put Options Purchased -38,900 140 American 20-Jun-25
USD 0.0001 common Put Options Purchased -37,400 110 American 20-Mar-26
USD 0.0001 common Put Options Purchased -36,200 155 American 19-Sep-25
USD 0.0001 common Put Options Purchased -35,700 130 American 20-Jun-25
USD 0.0001 common Put Options Purchased -29,000 170 American 16-Jan-26
USD 0.0001 common Put Options Purchased -22,400 140 American 19-Sep-25
USD 0.0001 common Put Options Purchased -22,200 110 American 16-Jan-26
USD 0.0001 common Put Options Purchased -20,600 115 American 20-Jun-25
USD 0.0001 common Put Options Purchased -19,700 150 American 20-Jun-25
USD 0.0001 common Put Options Purchased -12,600 130 American 19-Sep-25
USD 0.0001 common Put Options Purchased -12,200 145 American 20-Jun-25
USD 0.0001 common Put Options Purchased -11,400 175 American 20-Jun-25
USD 0.0001 common Put Options Purchased -11,000 110 American 18-Jun-26
USD 0.0001 common Put Options Purchased -10,600 150 American 19-Sep-25
USD 0.0001 common Put Options Purchased -10,200 155 American 20-Jun-25
USD 0.0001 common Put Options Purchased -10,000 120 American 20-Jun-25
USD 0.0001 common Put Options Purchased -9,900 185 American 20-Jun-25
USD 0.0001 common Put Options Purchased -8,800 160 American 19-Sep-25
USD 0.0001 common Put Options Purchased -7,800 110 American 20-Jun-25
USD 0.0001 common Put Options Purchased -7,100 105 American 20-Mar-26
USD 0.0001 common Put Options Purchased -6,500 100 American 18-Jun-26
USD 0.0001 common Put Options Purchased -5,300 180 American 20-Jun-25
USD 0.0001 common Put Options Purchased -5,100 190 American 20-Jun-25
USD 0.0001 common Put Options Purchased -3,900 135 American 19-Sep-25
USD 0.0001 common Put Options Purchased -3,000 145 American 19-Sep-25
USD 0.0001 common Put Options Purchased -2,900 95 American 20-Mar-26
USD 0.0001 common Put Options Purchased -2,500 115 American 18-Jun-26
USD 0.0001 common Put Options Purchased -2,300 105 American 18-Jun-26
USD 0.0001 common Put Options Purchased -2,100 165 American 20-Jun-25
USD 0.0001 common Put Options Purchased -2,000 115 American 20-Mar-26
USD 0.0001 common Put Options Purchased -1,500 170 American 20-Jun-25
USD 0.0001 common Put Options Purchased -500 160 American 20-Jun-25
USD 0.0001 common Put Options Purchased -100 200 American 20-Jun-25
USD 0.0001 common Call Options Purchased 100 310 American 20-Jun-25
USD 0.0001 common Call Options Purchased 200 240 American 20-Jun-25
USD 0.0001 common Call Options Purchased 2,200 210 American 20-Jun-25
USD 0.0001 common Call Options Purchased 2,500 250 American 20-Jun-25
USD 0.0001 common Call Options Purchased 2,600 195 American 16-Jan-26
USD 0.0001 common Call Options Purchased 2,600 185 American 20-Jun-25
USD 0.0001 common Call Options Purchased 3,300 190 American 20-Jun-25
USD 0.0001 common Call Options Purchased 4,300 270 American 20-Jun-25
USD 0.0001 common Call Options Purchased 8,000 155 American 19-Sep-25
USD 0.0001 common Call Options Purchased 8,800 260 American 20-Jun-25
USD 0.0001 common Call Options Purchased 9,600 200 American 20-Jun-25
USD 0.0001 common Call Options Purchased 11,900 195 American 20-Jun-25
USD 0.0001 common Call Options Purchased 12,000 160 American 19-Sep-25
USD 0.0001 common Call Options Purchased 21,600 185 American 16-Jan-26
USD 0.0001 common Call Options Purchased 30,000 150 American 20-Jun-25
USD 0.0001 common Call Options Purchased 31,100 190 American 16-Jan-26
USD 0.0001 common Call Options Written -744,654 177.7289 European 23-Jun-25
USD 0.0001 common Call Options Written -695,597 141.1743 European 19-Aug-25
USD 0.0001 common Call Options Written -563,158 180.9207 European 22-Jul-25
USD 0.0001 common Call Options Written -501,439 178.9218 European 8-Aug-25
USD 0.0001 common Call Options Written -460,512 186.1018 European 12-Aug-25
USD 0.0001 common Call Options Written -455,236 191.4793 European 18-Jun-25
USD 0.0001 common Call Options Written -452,758 179.3946 European 24-Jun-25
USD 0.0001 common Call Options Written -436,366 179.2639 European 7-Aug-25
USD 0.0001 common Call Options Written -341,120 145.7435 European 24-Oct-25
USD 0.0001 common Call Options Written -340,350 186.3984 European 17-Jun-25
USD 0.0001 common Call Options Written -333,190 141.0187 European 23-Oct-25
USD 0.0001 common Call Options Written -317,375 163.5057 European 6-Apr-26
USD 0.0001 common Call Options Written -311,460 173.3688 European 24-Jun-25
USD 0.0001 common Call Options Written -305,543 143.8098 European 15-Oct-25
USD 0.0001 common Call Options Written -216,183 143.2774 European 18-Aug-25
USD 0.0001 common Call Options Written -191,844 150.867 European 6-Apr-26
USD 0.0001 common Call Options Written -177,227 143.1938 European 14-Oct-25
USD 0.0001 common Call Options Written -100,098 153.1754 European 15-Apr-26
USD 0.0001 common Call Options Written -8,600 220 American 20-Jun-25
USD 0.0001 common Call Options Written -8,000 190 American 20-Jun-25
USD 0.0001 common Call Options Written -6,900 170 American 20-Jun-25
USD 0.0001 common Call Options Written -5,900 195 American 20-Jun-25
USD 0.0001 common Call Options Written -5,300 180 American 20-Jun-25
USD 0.0001 common Call Options Written -2,800 165 American 20-Jun-25
USD 0.0001 common Call Options Written -700 175 American 20-Jun-25
USD 0.0001 common Put Options Written 100 170 American 19-Sep-25
USD 0.0001 common Put Options Written 1,000 150 American 19-Sep-25
USD 0.0001 common Put Options Written 2,200 120 American 19-Sep-25
USD 0.0001 common Put Options Written 2,500 165 American 19-Sep-25
USD 0.0001 common Put Options Written 2,500 175 American 19-Sep-25
USD 0.0001 common Put Options Written 2,900 160 American 19-Sep-25
USD 0.0001 common Put Options Written 4,800 140 American 19-Sep-25
USD 0.0001 common Put Options Written 5,700 135 American 20-Jun-25
USD 0.0001 common Put Options Written 5,900 145 American 19-Sep-25
USD 0.0001 common Put Options Written 6,600 150 American 16-Jan-26
USD 0.0001 common Put Options Written 6,700 145 American 16-Jan-26
USD 0.0001 common Put Options Written 7,000 160 American 16-Jan-26
USD 0.0001 common Put Options Written 9,400 95 American 19-Sep-25
USD 0.0001 common Put Options Written 11,700 100 American 19-Sep-25
USD 0.0001 common Put Options Written 12,000 155 American 16-Jan-26
USD 0.0001 common Put Options Written 17,100 125 American 20-Jun-25
USD 0.0001 common Put Options Written 27,000 120 American 16-Jan-26
USD 0.0001 common Put Options Written 28,900 105 American 20-Jun-25
USD 0.0001 common Put Options Written 30,000 130 American 16-Jan-26
USD 0.0001 common Put Options Written 30,000 130 American 15-Jan-27
USD 0.0001 common Put Options Written 30,000 150 American 20-Jun-25
USD 0.0001 common Put Options Written 30,000 140 American 15-Aug-25
USD 0.0001 common Put Options Written 40,000 150 American 18-Jul-25
USD 0.0001 common Put Options Written 40,000 135 American 18-Jul-25
USD 0.0001 common Put Options Written 70,000 120 American 18-Dec-26
USD 0.0001 common Put Options Written 200,000 135 American 18-Dec-26
USD 0.0001 common Put Options Written 318,300 140 American 16-Jan-26
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position
can be fully understood:
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