REG - Barclays PLC Qualcomm Inc - Form 8.5 EPT/Non RI QUALCOMM INC
Yesterday 12:15
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RNS Number : 0209N Barclays PLC 16 June 2025
FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: BARCLAYS CAPITAL SECURITIES LTD
(b) Name of offeror/offeree in relation to whose AQUA ACQUISITION SUB LLC (AN INDIRECT WHOLLY-OWNED SUBSIDIARY OF QUALCOMM
INCORPORATED)
relevant securities this form relates:
(c) Name of the party to the offer with which exempt ALPHAWAVE IP GROUP PLC
principal trader is connected
(d) Date position held/dealing undertaken: 13 Jun 2025
(e) In addition to the company in 1(b) above, is the exempt principal YES:
trader making disclosures in respect of any other party to the offer? AQUA ACQUISITION SUB LLC (AN INDIRECT WHOLLY-OWNED SUBSIDIARY OF QUALCOMM
INCORPORATED)
2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a) Interests and short positions in the relevant securities of the offeror or
offeree
to which the disclosure relates following the dealing (if any)
Class of relevant security: USD 0.0001 common
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 6,674,925 0.61% 5,344,744 0.49%
(2) Cash-settled derivatives:
and/or controlled: 1,057,047 0.10% 87,668 0.01%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 1,243,100 0.11% 7,972,976 0.73%
TOTAL: 8,975,072 0.82% 13,405,388 1.22%
(b) Rights to subscribe for new securities (including directors and other
executive
options)
Class of relevant security in relation to
which subscription right exists
Details, including nature of the rights
concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant Purchase/sale Total number of Highest price per unit Lowest price per unit
security securities paid/received paid/received
USD 0.0001 common Sale 350 135.5943 EUR 134.4978 EUR
USD 0.0001 common Purchase 621,494 156.9481 USD 154.6700 USD
USD 0.0001 common Sale 814,190 156.6966 USD 154.6700 USD
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
USD 0.0001 common SWAP Decreasing Short 38 134.4979 EUR
USD 0.0001 common SWAP Decreasing Short 5 134.5259 EUR
USD 0.0001 common SWAP Decreasing Short 46 134.9656 EUR
USD 0.0001 common SWAP Decreasing Short 130 135.3393 EUR
USD 0.0001 common CFD Opening Long 17 134.9000 EUR
USD 0.0001 common SWAP Increasing Long 58 154.7174 USD
USD 0.0001 common SWAP Increasing Long 17 154.7176 USD
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry Option
of description purchasing, of price date money
relevant selling, securities per unit paid/
security varying etc to which received
option per unit
relates
(ii) Exercising
Class of relevant Product description Exercising/ exercised against Number of Exercise price per
security securities unit
(d) Other dealings (including subscribing for new securities)
Class of relevant Nature of Dealings Details Price per unit (if
security applicable)
4. OTHER INFORMATION
(a) Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding,
formal or informal, relating to relevant securities which may be an inducement
to deal
or refrain from dealing entered into by the exempt principal trader making the
disclosure and any party
to the offer or any person acting in concert with a party to the offer:
NONE
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between
the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights of future acquisition or disposal of any relevant
securities to which
any derivative is referenced:
NONE
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure: 16 Jun 2025
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO
PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1. KEY INFORMATION
Identity of the person whose positions/dealings BARCLAYS CAPITAL SECURITIES LTD
are being disclosed:
Name of offeror/offeree in relation to whose AQUA ACQUISITION SUB LLC (AN INDIRECT WHOLLY-OWNED SUBSIDIARY OF QUALCOMM
INCORPORATED)
relevant securities this from relates:
2. OPTIONS AND DERIVATIVES
Class of relevant security Product description Writing, purchasing, selling, varying etc Number of securities to which option relates Exercise price per unit Type Expiry date
USD 0.0001 common Put Options Purchased -200,000 100.0000 American 18 Dec 2026
USD 0.0001 common Put Options Purchased -170,000 160.0000 American 16 Jan 2026
USD 0.0001 common Put Options Purchased -55,900 100.0000 American 16 Jan 2026
USD 0.0001 common Put Options Purchased -53,600 105.0000 American 16 Jan 2026
USD 0.0001 common Put Options Purchased -50,000 135.0000 American 16 Jan 2026
USD 0.0001 common Put Options Purchased -38,900 140.0000 American 20 Jun 2025
USD 0.0001 common Put Options Purchased -37,400 110.0000 American 20 Mar 2026
USD 0.0001 common Put Options Purchased -35,700 130.0000 American 20 Jun 2025
USD 0.0001 common Put Options Purchased -29,000 170.0000 American 16 Jan 2026
USD 0.0001 common Put Options Purchased -22,200 110.0000 American 16 Jan 2026
USD 0.0001 common Put Options Purchased -20,600 115.0000 American 20 Jun 2025
USD 0.0001 common Put Options Purchased -19,700 150.0000 American 20 Jun 2025
USD 0.0001 common Put Options Purchased -12,200 145.0000 American 20 Jun 2025
USD 0.0001 common Put Options Purchased -11,400 175.0000 American 20 Jun 2025
USD 0.0001 common Put Options Purchased -11,000 110.0000 American 18 Jun 2026
USD 0.0001 common Put Options Purchased -10,200 155.0000 American 20 Jun 2025
USD 0.0001 common Put Options Purchased -10,000 120.0000 American 20 Jun 2025
USD 0.0001 common Put Options Purchased -9,900 185.0000 American 20 Jun 2025
USD 0.0001 common Put Options Purchased -7,800 110.0000 American 20 Jun 2025
USD 0.0001 common Put Options Purchased -7,100 105.0000 American 20 Mar 2026
USD 0.0001 common Put Options Purchased -6,500 100.0000 American 18 Jun 2026
USD 0.0001 common Put Options Purchased -5,300 180.0000 American 20 Jun 2025
USD 0.0001 common Put Options Purchased -5,100 190.0000 American 20 Jun 2025
USD 0.0001 common Put Options Purchased -2,900 95.0000 American 20 Mar 2026
USD 0.0001 common Put Options Purchased -2,500 115.0000 American 18 Jun 2026
USD 0.0001 common Put Options Purchased -2,300 105.0000 American 18 Jun 2026
USD 0.0001 common Put Options Purchased -2,100 165.0000 American 20 Jun 2025
USD 0.0001 common Put Options Purchased -2,000 115.0000 American 20 Mar 2026
USD 0.0001 common Put Options Purchased -1,500 170.0000 American 20 Jun 2025
USD 0.0001 common Put Options Purchased -500 160.0000 American 20 Jun 2025
USD 0.0001 common Put Options Purchased -100 200.0000 American 20 Jun 2025
USD 0.0001 common Call Options Purchased 100 310.0000 American 20 Jun 2025
USD 0.0001 common Call Options Purchased 200 240.0000 American 20 Jun 2025
USD 0.0001 common Call Options Purchased 2,200 210.0000 American 20 Jun 2025
USD 0.0001 common Call Options Purchased 2,500 250.0000 American 20 Jun 2025
USD 0.0001 common Call Options Purchased 2,600 195.0000 American 16 Jan 2026
USD 0.0001 common Call Options Purchased 2,600 185.0000 American 20 Jun 2025
USD 0.0001 common Call Options Purchased 3,300 190.0000 American 20 Jun 2025
USD 0.0001 common Call Options Purchased 4,300 270.0000 American 20 Jun 2025
USD 0.0001 common Call Options Purchased 8,800 260.0000 American 20 Jun 2025
USD 0.0001 common Call Options Purchased 9,600 200.0000 American 20 Jun 2025
USD 0.0001 common Call Options Purchased 11,900 195.0000 American 20 Jun 2025
USD 0.0001 common Call Options Purchased 21,600 185.0000 American 16 Jan 2026
USD 0.0001 common Call Options Purchased 30,000 150.0000 American 20 Jun 2025
USD 0.0001 common Call Options Purchased 31,100 190.0000 American 16 Jan 2026
USD 0.0001 common Call Options Purchased 70,000 150.0000 American 16 Jan 2026
USD 0.0001 common Call Options Written -744,652 177.7289 European 23 Jun 2025
USD 0.0001 common Call Options Written -695,419 141.1743 European 19 Aug 2025
USD 0.0001 common Call Options Written -563,174 180.9207 European 22 Jul 2025
USD 0.0001 common Call Options Written -501,444 178.9218 European 08 Aug 2025
USD 0.0001 common Call Options Written -460,511 186.1018 European 12 Aug 2025
USD 0.0001 common Call Options Written -455,232 191.4793 European 18 Jun 2025
USD 0.0001 common Call Options Written -452,741 179.3946 European 24 Jun 2025
USD 0.0001 common Call Options Written -436,357 179.2639 European 07 Aug 2025
USD 0.0001 common Call Options Written -341,105 145.7435 European 24 Oct 2025
USD 0.0001 common Call Options Written -340,343 186.3984 European 17 Jun 2025
USD 0.0001 common Call Options Written -333,213 141.0187 European 23 Oct 2025
USD 0.0001 common Call Options Written -317,375 163.5057 European 06 Apr 2026
USD 0.0001 common Call Options Written -311,457 173.3688 European 24 Jun 2025
USD 0.0001 common Call Options Written -305,527 143.8098 European 15 Oct 2025
USD 0.0001 common Call Options Written -216,152 143.2774 European 18 Aug 2025
USD 0.0001 common Call Options Written -191,842 150.8670 European 06 Apr 2026
USD 0.0001 common Call Options Written -177,234 143.1938 European 14 Oct 2025
USD 0.0001 common Call Options Written -100,098 153.1754 European 15 Apr 2026
USD 0.0001 common Call Options Written -50,000 170.0000 American 16 Jan 2026
USD 0.0001 common Call Options Written -8,600 220.0000 American 20 Jun 2025
USD 0.0001 common Call Options Written -6,900 170.0000 American 20 Jun 2025
USD 0.0001 common Call Options Written -5,300 180.0000 American 20 Jun 2025
USD 0.0001 common Call Options Written -2,800 165.0000 American 20 Jun 2025
USD 0.0001 common Call Options Written -700 175.0000 American 20 Jun 2025
USD 0.0001 common Put Options Written 100 170.0000 American 19 Sep 2025
USD 0.0001 common Put Options Written 1,000 150.0000 American 19 Sep 2025
USD 0.0001 common Put Options Written 2,200 120.0000 American 19 Sep 2025
USD 0.0001 common Put Options Written 2,500 165.0000 American 19 Sep 2025
USD 0.0001 common Put Options Written 2,500 175.0000 American 19 Sep 2025
USD 0.0001 common Put Options Written 2,900 160.0000 American 19 Sep 2025
USD 0.0001 common Put Options Written 4,800 140.0000 American 19 Sep 2025
USD 0.0001 common Put Options Written 5,700 135.0000 American 20 Jun 2025
USD 0.0001 common Put Options Written 5,900 145.0000 American 19 Sep 2025
USD 0.0001 common Put Options Written 9,400 95.0000 American 19 Sep 2025
USD 0.0001 common Put Options Written 11,700 100.0000 American 19 Sep 2025
USD 0.0001 common Put Options Written 17,100 125.0000 American 20 Jun 2025
USD 0.0001 common Put Options Written 20,000 120.0000 American 15 Jan 2027
USD 0.0001 common Put Options Written 27,000 120.0000 American 16 Jan 2026
USD 0.0001 common Put Options Written 28,900 105.0000 American 20 Jun 2025
USD 0.0001 common Put Options Written 30,000 150.0000 American 20 Jun 2025
USD 0.0001 common Put Options Written 30,000 140.0000 American 15 Aug 2025
USD 0.0001 common Put Options Written 30,000 130.0000 American 16 Jan 2026
USD 0.0001 common Put Options Written 30,000 130.0000 American 15 Jan 2027
USD 0.0001 common Put Options Written 40,000 135.0000 American 18 Jul 2025
USD 0.0001 common Put Options Written 40,000 150.0000 American 18 Jul 2025
USD 0.0001 common Put Options Written 60,000 135.0000 American 18 Jun 2026
USD 0.0001 common Put Options Written 70,000 120.0000 American 18 Dec 2026
USD 0.0001 common Put Options Written 200,000 135.0000 American 18 Dec 2026
USD 0.0001 common Put Options Written 318,300 140.0000 American 16 Jan 2026
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position
can be fully understood:
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