REG - Barclays PLC Qualcomm Inc - Form 8.5 EPT/Non RI QUALCOMM INC
Tue 12:00
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RNS Number : 1333G Barclays PLC 04 November 2025
FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: BARCLAYS CAPITAL SECURITIES LTD
(b) Name of offeror/offeree in relation to whose AQUA ACQUISITION SUB LLC (AN INDIRECT WHOLLY-OWNED SUBSIDIARY OF QUALCOMM
INCORPORATED)
relevant securities this form relates:
(c) Name of the party to the offer with which exempt ALPHAWAVE IP GROUP PLC
principal trader is connected
(d) Date position held/dealing undertaken: 03 Nov 2025
(e) In addition to the company in 1(b) above, is the exempt principal YES:
trader making disclosures in respect of any other party to the offer? ALPHAWAVE IP GROUP PLC
2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a) Interests and short positions in the relevant securities of the offeror or
offeree
to which the disclosure relates following the dealing (if any)
Class of relevant security: USD 0.0001 common
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 6,918,231 0.64% 6,811,282 0.63%
(2) Cash-settled derivatives:
and/or controlled: 928,282 0.09% 82,044 0.01%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 730,600 0.06% 3,208,039 0.29%
TOTAL: 8,577,113 0.79% 10,101,365 0.93%
(b) Rights to subscribe for new securities (including directors and other
executive
options)
Class of relevant security in relation to
which subscription right exists
Details, including nature of the rights
concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant Purchase/sale Total number of Highest price per unit Lowest price per unit
security securities paid/received paid/received
USD 0.0001 common Purchase 452 158.7000 EUR 155.6600 EUR
USD 0.0001 common Sale 773 158.7000 EUR 155.6600 EUR
USD 0.0001 common Purchase 629,554 183.1100 USD 179.2600 USD
USD 0.0001 common Sale 622,717 182.8800 USD 179.3400 USD
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
USD 0.0001 common SWAP Decreasing Short 111 180.7200 USD
USD 0.0001 common SWAP Decreasing Short 5,922 180.7471 USD
USD 0.0001 common SWAP Increasing Short 111 180.7200 USD
USD 0.0001 common SWAP Increasing Short 11,844 180.7471 USD
USD 0.0001 common SWAP Decreasing Short 127 156.1006 EUR
USD 0.0001 common SWAP Decreasing Short 253 157.9888 EUR
USD 0.0001 common SWAP Increasing Short 16 155.8200 EUR
USD 0.0001 common SWAP Increasing Short 8 155.8287 EUR
USD 0.0001 common SWAP Increasing Short 35 158.0000 EUR
USD 0.0001 common SWAP Decreasing Short 1,095 180.5749 USD
USD 0.0001 common SWAP Increasing Long 8,194 180.2081 USD
USD 0.0001 common SWAP Increasing Long 2,742 180.2580 USD
USD 0.0001 common SWAP Increasing Long 686 180.5096 USD
USD 0.0001 common SWAP Increasing Long 3,006 180.5774 USD
USD 0.0001 common SWAP Decreasing Long 400 182.1700 USD
USD 0.0001 common SWAP Increasing Short 1,060 180.4162 USD
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry Option
of description purchasing, of price date money
relevant selling, securities per unit paid/
security varying etc to which received
option per unit
relates
(ii) Exercising
Class of relevant Product description Exercising/ exercised against Number of Exercise price per
security securities unit
(d) Other dealings (including subscribing for new securities)
Class of relevant Nature of Dealings Details Price per unit (if
security applicable)
4. OTHER INFORMATION
(a) Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding,
formal or informal, relating to relevant securities which may be an inducement
to deal
or refrain from dealing entered into by the exempt principal trader making the
disclosure and any party
to the offer or any person acting in concert with a party to the offer:
NONE
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between
the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights of future acquisition or disposal of any relevant
securities to which
any derivative is referenced:
NONE
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure: 04 Nov 2025
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO
PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1. KEY INFORMATION
Identity of the person whose positions/dealings BARCLAYS CAPITAL SECURITIES LTD
are being disclosed:
Name of offeror/offeree in relation to whose AQUA ACQUISITION SUB LLC (AN INDIRECT WHOLLY-OWNED SUBSIDIARY OF QUALCOMM
INCORPORATED)
relevant securities this from relates:
2. OPTIONS AND DERIVATIVES
Class of relevant security Product description Writing, purchasing, selling, varying etc Number of securities to which option relates Exercise price per unit Type Expiry date
USD 0.0001 common Put Options Purchased -200,000 100.0000 American 18 Dec 2026
USD 0.0001 common Put Options Purchased -170,000 160.0000 American 16 Jan 2026
USD 0.0001 common Put Options Purchased -55,900 100.0000 American 16 Jan 2026
USD 0.0001 common Put Options Purchased -53,600 105.0000 American 16 Jan 2026
USD 0.0001 common Put Options Purchased -37,400 110.0000 American 20 Mar 2026
USD 0.0001 common Put Options Purchased -29,000 170.0000 American 16 Jan 2026
USD 0.0001 common Put Options Purchased -22,200 110.0000 American 16 Jan 2026
USD 0.0001 common Put Options Purchased -11,000 110.0000 American 18 Jun 2026
USD 0.0001 common Put Options Purchased -7,100 105.0000 American 20 Mar 2026
USD 0.0001 common Put Options Purchased -6,500 100.0000 American 18 Jun 2026
USD 0.0001 common Put Options Purchased -2,900 95.0000 American 20 Mar 2026
USD 0.0001 common Put Options Purchased -2,500 115.0000 American 18 Jun 2026
USD 0.0001 common Put Options Purchased -2,300 105.0000 American 18 Jun 2026
USD 0.0001 common Put Options Purchased -2,000 115.0000 American 20-Mar-26
USD 0.0001 common Call Options Purchased 2,600 195.0000 American 16 Jan 2026
USD 0.0001 common Call Options Purchased 21,600 185.0000 American 16 Jan 2026
USD 0.0001 common Call Options Purchased 31,100 190.0000 American 16 Jan 2026
USD 0.0001 common Call Options Written -1,112,330 160.6078 European 30 Apr 2026
USD 0.0001 common Call Options Written -403,618 229.1571 European 30 Oct 2026
USD 0.0001 common Call Options Written -317,375 163.5100 European 06 Apr 2026
USD 0.0001 common Call Options Written -233,923 185.6400 European 12 Oct 2026
USD 0.0001 common Call Options Written -191,840 150.8700 European 06 Apr 2026
USD 0.0001 common Call Options Written -89,341 220.1516 European 29 Oct 2026
USD 0.0001 common Call Options Written -157,114 146.5400 European 04 Dec 2025
USD 0.0001 common Call Options Written -100,098 153.1800 European 15 Apr 2026
USD 0.0001 common Put Options Written 27,000 120.0000 American 16 Jan 2026
USD 0.0001 common Put Options Written 30,000 130.0000 American 15 Jan 2027
USD 0.0001 common Put Options Written 30,000 130.0000 American 16 Jan 2026
USD 0.0001 common Put Options Written 70,000 120.0000 American 18 Dec 2026
USD 0.0001 common Put Options Written 200,000 135.0000 American 18 Dec 2026
USD 0.0001 common Put Options Written 318,300 140.0000 American 16 Jan 2026
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position
can be fully understood:
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