REG - Barclays PLC Schroders PLC - Form 8.5 EPT/Non RI SCHRODERS PLC
Today 08:45
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RNS Number : 7742W Barclays PLC 16 March 2026
FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: BARCLAYS CAPITAL SECURITIES LTD
(b) Name of offeror/offeree in relation to whose SCHRODERS PLC
relevant securities this form relates:
(c) Name of the party to the offer with which exempt SCHRODERS PLC
principal trader is connected
(d) Date position held/dealing undertaken: 13 Mar 2026
(e) In addition to the company in 1(b) above, is the exempt principal NO
trader making disclosures in respect of any other party to the offer?
2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a) Interests and short positions in the relevant securities of the offeror or
offeree
to which the disclosure relates following the dealing (if any)
Class of relevant security: 20p ordinary
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 42,831,699 2.66% 1,689,470 0.10%
(2) Cash-settled derivatives:
and/or controlled: 508,253 0.03% 40,699,842 2.53%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 43,339,952 2.69% 42,389,312 2.63%
(b) Rights to subscribe for new securities (including directors and other
executive
options)
Class of relevant security in relation to
which subscription right exists
Details, including nature of the rights
concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant Purchase/sale Total number of Highest price per unit Lowest price per unit
security securities paid/received paid/received
20p ordinary Purchase 2,343,951 5.7150 GBP 5.7050 GBP
20p ordinary Sale 2,480,316 5.7150 GBP 5.7050 GBP
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
20p ordinary SWAP Decreasing Short 49,480 5.7047 GBP
20p ordinary SWAP Decreasing Short 53,253 5.7050 GBP
20p ordinary SWAP Decreasing Short 5,294 5.7051 GBP
20p ordinary SWAP Decreasing Short 127,296 5.7052 GBP
20p ordinary SWAP Decreasing Short 60,213 5.7054 GBP
20p ordinary SWAP Decreasing Short 52,218 5.7057 GBP
20p ordinary SWAP Decreasing Short 6,878 5.7063 GBP
20p ordinary SWAP Decreasing Short 13,960 5.7068 GBP
20p ordinary SWAP Decreasing Short 25,357 5.7077 GBP
20p ordinary SWAP Decreasing Short 53,189 5.7082 GBP
20p ordinary SWAP Decreasing Short 9,277 5.7087 GBP
20p ordinary SWAP Decreasing Short 15,810 5.7092 GBP
20p ordinary SWAP Decreasing Short 761 5.7095 GBP
20p ordinary SWAP Decreasing Short 211 5.7097 GBP
20p ordinary SWAP Decreasing Short 82,420 5.7099 GBP
20p ordinary SWAP Decreasing Short 22,642 5.7100 GBP
20p ordinary SWAP Decreasing Short 2,526 5.7104 GBP
20p ordinary SWAP Decreasing Short 290,367 5.7109 GBP
20p ordinary SWAP Decreasing Short 291 5.7128 GBP
20p ordinary SWAP Increasing Short 49,382 5.7050 GBP
20p ordinary SWAP Increasing Short 517 5.7061 GBP
20p ordinary SWAP Increasing Short 672 5.7075 GBP
20p ordinary SWAP Increasing Short 125,542 5.7078 GBP
20p ordinary SWAP Increasing Short 3,301 5.7083 GBP
20p ordinary SWAP Increasing Short 37,994 5.7089 GBP
20p ordinary SWAP Increasing Short 42,470 5.7091 GBP
20p ordinary SWAP Increasing Short 107,288 5.7096 GBP
20p ordinary SWAP Increasing Short 107,075 5.7097 GBP
20p ordinary SWAP Increasing Short 5,408 5.7100 GBP
20p ordinary SWAP Increasing Short 27,700 5.7102 GBP
20p ordinary SWAP Increasing Short 587 5.7104 GBP
20p ordinary SWAP Increasing Short 286,391 5.7105 GBP
20p ordinary SWAP Increasing Short 50,000 5.7108 GBP
20p ordinary SWAP Increasing Short 19,112 5.7111 GBP
20p ordinary SWAP Increasing Short 22,285 5.7116 GBP
20p ordinary SWAP Increasing Short 14,365 5.7117 GBP
20p ordinary SWAP Increasing Short 52,916 5.7120 GBP
20p ordinary SWAP Increasing Short 6,186 5.7122 GBP
20p ordinary SWAP Increasing Short 60,610 5.7194 GBP
20p ordinary CFD Decreasing Short 358,652 5.7057 GBP
20p ordinary CFD Decreasing Short 28,301 5.7072 GBP
20p ordinary CFD Decreasing Short 136,897 5.7100 GBP
20p ordinary CFD Increasing Short 4,081 5.7050 GBP
20p ordinary CFD Increasing Short 117,869 5.7100 GBP
20p ordinary CFD Increasing Short 29,168 5.7110 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry Option
of description purchasing, of price date money
relevant selling, securities per unit paid/
security varying etc to which received
option per unit
relates
(ii) Exercising
Class of relevant Product description Exercising/ exercised against Number of Exercise price per
security securities unit
(d) Other dealings (including subscribing for new securities)
Class of relevant Nature of Dealings Details Price per unit (if
security applicable)
4. OTHER INFORMATION
(a) Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding,
formal or informal, relating to relevant securities which may be an inducement
to deal
or refrain from dealing entered into by the exempt principal trader making the
disclosure and any party
to the offer or any person acting in concert with a party to the offer:
NONE
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between
the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights of future acquisition or disposal of any relevant
securities to which
any derivative is referenced:
NONE
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 16 Mar 2026
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
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