REG - Barclays PLC Secure Income REIT - Form 8.5 (EPT/NON-RI)Secure Income REIT plc

BarclaysAnnouncement

19/05/2022 11:15

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RNS Number : 1207M  Barclays PLC  19 May 2022

 FORM 8.5 (EPT/NON-RI)
 PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
 EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
 (OR WHERE RI STATUS IS NOT APPLICABLE)
 Rule 8.5 of the Takeover Code (the "Code")
 1.                                                                                    KEY INFORMATION
 (a)     Name of exempt principal trader:                                                                      BARCLAYS CAPITAL SECURITIES LTD
 (b)     Name of offeror/offeree in relation to whose                                                          SECURE INCOME REIT PLC
         relevant securities this form relates:
 (c)     Name of the party to the offer with which exempt                                                      LXi REIT plc
         principal trader is connected
 (d)     Date position held/dealing undertaken:                                                                18 May 2022
 (e)     In addition to the company in 1(b) above, is the exempt principal                                     YES:
         trader making disclosures in respect of any other party to the offer?                                 LXI REIT PLC
 2.                                                                                                POSITIONS OF THE EXEMPT PRINCIPAL TRADER
 (a)                 Interests and short positions in the relevant securities of the offeror or
                     offeree
                     to which the disclosure relates following the dealing (if any)
 Class of relevant security:                                               10p ordinary
                                                                           Interests                                           Short Positions
                                                                           Number                  (%)                         Number                                  (%)
 (1)                 Relevant securities owned
                     and/or controlled:                                    1,046,379               0.32%                       73,621                                  0.02%

 (2)                 Cash-settled derivatives:
                                                                           405,011                 0.12%                       1,034,335                               0.32%

 (3)                 Stock-settled derivatives (including options)
                     and agreements to purchase/sell:                      0                       0.00%                       0                                       0.00%

                     TOTAL:                                                1,451,390               0.45%                       1,107,956                               0.34%

 (b)                                   Rights to subscribe for new securities (including directors and other
                                       executive
                                       options)
 Class of relevant security in relation to
 which subscription right exists
 Details, including nature of the rights
 concerned and relevant percentages:

 

 3.                                                DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
 (a)                Purchases and sales
 Class of relevant           Purchase/sale         Total number of                 Highest price per unit  Lowest price per unit
 security                                          securities                      paid/received           paid/received
 10p ordinary                Purchase              259,189                         4.6750 GBP              4.6273 GBP
 10p ordinary                Sale                  123,103                         4.6750 GBP              4.6142 GBP

 

 (b)       Cash-settled derivative transactions
 Class of           Product               Nature of dealing             Number of   Price per
 relevant           description                                         reference   unit
 security                                                               securities
 10p ordinary        SWAP                 Decreasing Long               274         4.6634 GBP
 10p ordinary        SWAP                 Increasing Short              656         4.6427 GBP
 10p ordinary        SWAP                 Increasing Short              977         4.6303 GBP
 10p ordinary        CFD                  Increasing Short              1,432       4.6142 GBP
 10p ordinary        CFD                  Increasing Short              1,541       4.6193 GBP
 10p ordinary        CFD                  Increasing Short              2,233       4.6196 GBP
 10p ordinary        SWAP                 Increasing Short              3,607       4.6482 GBP
 10p ordinary        CFD                  Increasing Short              4,957       4.6172 GBP
 10p ordinary        CFD                  Increasing Short              15,000      4.6345 GBP
 10p ordinary        SWAP                 Increasing Short              15,372      4.6345 GBP
 10p ordinary        SWAP                 Increasing Short              15,915      4.6331 GBP
 10p ordinary        SWAP                 Increasing Short              45,695      4.6289 GBP
 10p ordinary        SWAP                 Increasing Short              50,065      4.6274 GBP

 

 (c)                Stock-settled derivative transactions (including options)
 (i)                Writing, selling, purchasing or varying
 Class              Product        Writing,            Number         Exercise         Type             Expiry              Option
 of                 description    purchasing,         of             price                             date                money
 relevant                          selling,            securities     per unit                                              paid/
 security                          varying etc         to which                                                             received
                                                       option                                                               per unit
                                                       relates

 (ii)               Exercising
 Class of relevant                 Product description                Exercising/ exercised against     Number of           Exercise price per
 security                                                                              securities       unit

 (d)                Other dealings (including subscribing for new securities)
 Class of relevant                 Nature of Dealings                 Details                           Price per unit (if
 security                                                                              applicable)

 4.                                                                   OTHER INFORMATION
 (a)                Indemnity and other dealings arrangements
 Details of any indemnity or option arrangement, or any agreement or
 understanding,
 formal or informal, relating to relevant securities which may be an inducement
 to deal
 or refrain from dealing entered into by the exempt principal trader making the
 disclosure and any party
 to the offer or any person acting in concert with a party to the offer:
 NONE
 (b)                Agreements, arrangements or understandings relating to options or derivatives
 Details of any agreement, arrangement or understanding, formal or informal,
 between
 the exempt principal trader making the disclosure and any other person
 relating to:
 (i)   the voting rights of any relevant securities under any option; or
 (ii)   the voting rights of future acquisition or disposal of any relevant
 securities to which
 any derivative is referenced:
 NONE
 (c)                Attachments
 Is a Supplemental Form 8 (Open Positions) attached?                  YES
 Date of disclosure:                                                  19 May 2022
 Contact name:                                                        Large Holdings Regulatory Operations
 Telephone number:                                                    020 3134 7213

 

 SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
 DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO
 PURCHASE OR SELL ETC.
 Note 5(i) on Rule 8 of the Takeover Code (the "Code")
 1.                                                      KEY INFORMATION
 Identity of the person whose positions/dealings         BARCLAYS CAPITAL SECURITIES LTD
 are being disclosed:
 Name of offeror/offeree in relation to whose            SECURE INCOME REIT PLC
 relevant securities this from relates:
 2.                                                      OPTIONS AND DERIVATIVES
 Class                       Product       Writing,      Number      Exercise    Type        Expiry
 of                          description   purchasing,   of          price                   date
 relevant                                  selling,      securities  per unit
 security                                  varying etc   to which
                                                         option
                                                         relates
 10p ordinary                Call Options   Purchased    75,000      4.2516      European    16 Jun 2022
 3.                                                      AGREEMENTS TO PURCHASE OR SELL ETC.
 Full details should be given so that the nature of the interest or position
 can be fully
 understood:

 

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