REG - Barclays PLC Shaftesbury PLC - Form 8.5 (EPT/NON-RI) Shaftesbury plc Amendment

BarclaysAnnouncement

01/11/2022 15:15

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RNS Number : 9628E  Barclays PLC  01 November 2022

 FORM 8.5 (EPT/NON-RI) Amendment to Section 3(c)(i)
 PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
 EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
 (OR WHERE RI STATUS IS NOT APPLICABLE)
 Rule 8.5 of the Takeover Code (the "Code")
 1.                                                                                 KEY INFORMATION
 (a)          Name of exempt principal trader:                                                          BARCLAYS CAPITAL SECURITIES LTD
 (b)          Name of offeror/offeree in relation to whose                                              SHAFTESBURY PLC
              relevant securities this form relates:
 (c)          Name of the party to the offer with which exempt                                          Capital & Counties Properties plc
              principal trader is connected
 (d)          Date position held/dealing undertaken:                                                    25 October 2022
 (e)          In addition to the company in 1(b) above, is the exempt principal                         YES:
              trader making disclosures in respect of any other party to the offer?                     CAPITAL & COUNTIES PROPERTIES PLC
 2.                                                                                 POSITIONS OF THE EXEMPT PRINCIPAL TRADER
 (a)          Interests and short positions in the relevant securities of the offeror or
              offeree
              to which the disclosure relates following the dealing (if any)
 Class of relevant security:                                    25p ordinary
                                                                Interests                               Short Positions
                                                                Number              (%)                 Number         (%)
 (1)          Relevant securities owned
              and/or controlled:                                1,634,041           0.43%               1,188,671      0.31%

 (2)          Cash-settled derivatives:
                                                                681,318             0.18%               1,419,340      0.37%

 (3)          Stock-settled derivatives (including options)
              and agreements to purchase/sell:                  82890.27            0.02%               0              0.00%

              TOTAL:                                            2,398,249           0.62%               2,608,011      0.68%

 (b)          Rights to subscribe for new securities (including directors and other
              executive
              options)
 Class of relevant security in relation to
 which subscription right exists
 Details, including nature of the rights
 concerned and relevant percentages:

 

 3.                                                DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
 (a)                Purchases and sales
 Class of relevant           Purchase/sale         Total number of                 Highest price per unit  Lowest price per unit
 security                                          securities                      paid/received           paid/received
 25p ordinary                Purchase              53,028                          3.5818 GBP              3.5223 GBP
 25p ordinary                Sale                  15,739                          3.5820 GBP              3.406 GBP

 

 (b)       Cash-settled derivative transactions
 Class of           Product               Nature of dealing             Number of   Price per
 relevant           description                                         reference   unit
 security                                                               securities
 25p ordinary        SWAP                 Decreasing Short              1,126       3.5039 GBP
 25p ordinary        SWAP                 Decreasing Short              1,379       3.5820 GBP
 25p ordinary        SWAP                 Decreasing Short              5,194       3.5803 GBP
 25p ordinary        CFD                  Increasing Short              2,463       3.5398 GBP
 25p ordinary        SWAP                 Increasing Short              3,878       3.5442 GBP
 25p ordinary        SWAP                 Increasing Short              4,168       3.5082 GBP
 25p ordinary        SWAP                 Increasing Short              5,126       3.5606 GBP
 25p ordinary        SWAP                 Increasing Short              9,536       3.5378 GBP
 25p ordinary        SWAP                 Increasing Short              11,529      3.5820 GBP

 

 (c)                Stock-settled derivative transactions (including options)
 (i)                Writing, selling, purchasing or varying
 Class              Product            Writing,            Number         Exercise         Type             Expiry              Option
 of                 description        purchasing,         of             price                             date                money
 relevant                              selling,            securities     per unit                                              paid/
 security                              varying etc         to which                                                             received
                                                           option                                                               per unit
                                                           relates
 25p ordinary       Exchangeable Bond  Short               276300.89      n/a              n/a              30 Mar 2026         80.25 GBP

 (ii)               Exercising
 Class of relevant                     Product description                Exercising/ exercised against     Number of           Exercise price per
 security                                                                                  securities       unit

 (d)                Other dealings (including subscribing for new securities)
 Class of relevant                     Nature of Dealings                 Details                           Price per unit (if
 security                                                                                  applicable)

 4.                                                                       OTHER INFORMATION
 (a)                Indemnity and other dealings arrangements
 Details of any indemnity or option arrangement, or any agreement or
 understanding,
 formal or informal, relating to relevant securities which may be an inducement
 to deal
 or refrain from dealing entered into by the exempt principal trader making the
 disclosure and any party
 to the offer or any person acting in concert with a party to the offer:
 NONE
 (b)                Agreements, arrangements or understandings relating to options or derivatives
 Details of any agreement, arrangement or understanding, formal or informal,
 between
 the exempt principal trader making the disclosure and any other person
 relating to:
 (i)   the voting rights of any relevant securities under any option; or
 (ii)   the voting rights of future acquisition or disposal of any relevant
 securities to which
 any derivative is referenced:
 NONE
 (c)                Attachments
 Is a Supplemental Form 8 (Open Positions) attached?                      YES
 Date of disclosure:                                                      1 Nov 2022
 Contact name:                                                            Large Holdings Regulatory Operations
 Telephone number:                                                        020 3134 7213
 SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
 DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO
 PURCHASE OR SELL ETC.
 Note 5(i) on Rule 8 of the Takeover Code (the "Code")
 1.                                                                       KEY INFORMATION
 Identity of the person whose positions/dealings                          BARCLAYS CAPITAL SECURITIES LTD
 are being disclosed:
 Name of offeror/offeree in relation to whose                             SHAFTESBURY PLC
 relevant securities this from relates:
 2.                                                                       OPTIONS AND DERIVATIVES
 Class                                 Product             Writing,       Number           Exercise         Type                Expiry
 of                                    description         purchasing,    of               price                                date
 relevant                                                  selling,       securities       per unit
 security                                                  varying etc    to which
                                                                          option
                                                                          relates
 25p ordinary                          Exchangeable Bond   Long           82890.27         n/a              n/a                 30 Mar 2026
 3.                                                                       AGREEMENTS TO PURCHASE OR SELL ETC.
 Full details should be given so that the nature of the interest or position
 can be fully
 understood:

 

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