REG - Barclays PLC THG PLC - Form 8.5 (EPT/NON-RI) THG plc Amendment

BarclaysAnnouncement

24/05/2022 16:45

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RNS Number : 6579M  Barclays PLC  24 May 2022

 FORM 8.5 (EPT/NON-RI) Amendment to Purchase
 PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
 EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
 (OR WHERE RI STATUS IS NOT APPLICABLE)
 Rule 8.5 of the Takeover Code (the "Code")
 1.                                                                                    KEY INFORMATION
 (a)     Name of exempt principal trader:                                                                      BARCLAYS CAPITAL SECURITIES LTD
 (b)     Name of offeror/offeree in relation to whose                                                          THG PLC
         relevant securities this form relates:
 (c)     Name of the party to the offer with which exempt                                                      THG plc
         principal trader is connected
 (d)     Date position held/dealing undertaken:                                                                20 May 2022
 (e)     In addition to the company in 1(b) above, is the exempt principal                                     NO
         trader making disclosures in respect of any other party to the offer?
 2.                                                                                                POSITIONS OF THE EXEMPT PRINCIPAL TRADER
 (a)                 Interests and short positions in the relevant securities of the offeror or
                     offeree
                     to which the disclosure relates following the dealing (if any)
 Class of relevant security:                                               0.5p ordinary
                                                                           Interests                                  Short Positions
                                                                           Number                  (%)                Number                      (%)
 (1)                 Relevant securities owned
                     and/or controlled:                                    14,999,999              1.23%              8,924,649                   0.73%

 (2)                 Cash-settled derivatives:
                                                                           20,612,442              1.69%              14,501,017                  1.19%

 (3)                 Stock-settled derivatives (including options)
                     and agreements to purchase/sell:                      0                       0.00%              0                           0.00%

                     TOTAL:                                                35,612,441              2.92%              23,425,666                  1.92%

 (b)                                   Rights to subscribe for new securities (including directors and other
                                       executive
                                       options)
 Class of relevant security in relation to
 which subscription right exists
 Details, including nature of the rights
 concerned and relevant percentages:

 

 3.                                                DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
 (a)                Purchases and sales
 Class of relevant           Purchase/sale         Total number of                 Highest price per unit  Lowest price per unit
 security                                          securities                      paid/received           paid/received
 0.5p ordinary               Purchase              2,857,660                       1.4791 GBP              1.418 GBP
 0.5p ordinary               Sale                  4,382,040                       1.4969 GBP              1.418 GBP

 

 (b)       Cash-settled derivative transactions
 Class of           Product               Nature of dealing           Number of   Price per
 relevant           description                                       reference   unit
 security                                                             securities
 0.5p ordinary       SWAP                 Opening Long                414         1.4250 GBP
 0.5p ordinary       SWAP                 Opening Long                465         1.4255 GBP
 0.5p ordinary       SWAP                 Opening Long                739         1.4505 GBP
 0.5p ordinary       SWAP                 Opening Long                763         1.4440 GBP
 0.5p ordinary       SWAP                 Opening Long                971         1.4437 GBP
 0.5p ordinary       SWAP                 Opening Long                1,022       1.4617 GBP
 0.5p ordinary       SWAP                 Opening Long                1,160       1.4215 GBP
 0.5p ordinary       SWAP                 Opening Long                1,978       1.4500 GBP
 0.5p ordinary       SWAP                 Opening Long                4,767       1.4405 GBP
 0.5p ordinary       SWAP                 Opening Long                6,550       1.4475 GBP
 0.5p ordinary       SWAP                 Opening Long                9,391       1.4254 GBP
 0.5p ordinary       SWAP                 Opening Long                9,830       1.4655 GBP
 0.5p ordinary       SWAP                 Opening Long                11,259      1.4597 GBP
 0.5p ordinary       SWAP                 Opening Long                31,373      1.4732 GBP
 0.5p ordinary       SWAP                 Opening Long                50,249      1.4407 GBP
 0.5p ordinary       SWAP                 Opening Long                63,178      1.4432 GBP
 0.5p ordinary       SWAP                 Opening Long                86,327      1.4738 GBP
 0.5p ordinary       SWAP                 Opening Long                96,895      1.4345 GBP
 0.5p ordinary       SWAP                 Opening Long                159,079     1.4519 GBP
 0.5p ordinary       SWAP                 Opening Long                164,497     1.4592 GBP
 0.5p ordinary       SWAP                 Opening Long                166,549     1.4513 GBP
 0.5p ordinary       SWAP                 Opening Long                218,457     1.4468 GBP
 0.5p ordinary       SWAP                 Opening Long                236,145     1.4438 GBP
 0.5p ordinary       SWAP                 Opening Long                440,707     1.4448 GBP
 0.5p ordinary       CFD                  Opening Short               702         1.4751 GBP
 0.5p ordinary       CFD                  Opening Short               1,504       1.4941 GBP
 0.5p ordinary       CFD                  Opening Short               1,635       1.4651 GBP
 0.5p ordinary       CFD                  Opening Short               2,240       1.4533 GBP
 0.5p ordinary       CFD                  Opening Short               9,763       1.4998 GBP
 0.5p ordinary       CFD                  Opening Short               12,762      1.4337 GBP
 0.5p ordinary       SWAP                 Opening Short               44,000      1.4174 GBP
 0.5p ordinary       SWAP                 Opening Short               124,500     1.4601 GBP
 0.5p ordinary       CFD                  Opening Short               142,551     1.4500 GBP
 0.5p ordinary       SWAP                 Opening Short               189,000     1.4518 GBP
 0.5p ordinary       SWAP                 Opening Short               1,250,000   1.4542 GBP

 

 (c)                Stock-settled derivative transactions (including options)
 (i)                Writing, selling, purchasing or varying
 Class              Product        Writing,            Number         Exercise         Type             Expiry              Option
 of                 description    purchasing,         of             price                             date                money
 relevant                          selling,            securities     per unit                                              paid/
 security                          varying etc         to which                                                             received
                                                       option                                                               per unit
                                                       relates

 (ii)               Exercising
 Class of relevant                 Product description                Exercising/ exercised against     Number of           Exercise price per
 security                                                                              securities       unit

 (d)                Other dealings (including subscribing for new securities)
 Class of relevant                 Nature of Dealings                 Details                           Price per unit (if
 security                                                                              applicable)

 4.                                                                   OTHER INFORMATION
 (a)                Indemnity and other dealings arrangements
 Details of any indemnity or option arrangement, or any agreement or
 understanding,
 formal or informal, relating to relevant securities which may be an inducement
 to deal
 or refrain from dealing entered into by the exempt principal trader making the
 disclosure and any party
 to the offer or any person acting in concert with a party to the offer:
 NONE
 (b)                Agreements, arrangements or understandings relating to options or derivatives
 Details of any agreement, arrangement or understanding, formal or informal,
 between
 the exempt principal trader making the disclosure and any other person
 relating to:
 (i)   the voting rights of any relevant securities under any option; or
 (ii)   the voting rights of future acquisition or disposal of any relevant
 securities to which
 any derivative is referenced:
 NONE
 (c)                Attachments
 Is a Supplemental Form 8 (Open Positions) attached?                  NO
 Date of disclosure:                                                  24 May 2022
 Contact name:                                                        Large Holdings Regulatory Operations
 Telephone number:                                                    020 3134 7213

 

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