REG - Barclays PLC Ultra Electronics - Form 8.3 - Ultra Electronics Holdings plc

BarclaysAnnouncement

01/04/2022 13:30

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RNS Number : 9973G  Barclays PLC  01 April 2022

 FORM 8.3

 PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
 A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR
 MORE
 Rule 8.3 of the Takeover Code (the "Code")

 

 1.                                                            KEY INFORMATION
 (a)  Full name of discloser:                                                     Barclays PLC.

 (b)  Owner or controller of interest and short
      positions disclosed, if different from 1(a):
 (c)  Name of offeror/offeree in relation to whose                                ULTRA ELECTRONICS HOLDINGS PLC
      relevant securities this form relates:
 (d)  If an exempt fund manager connected with an
      offeror/offeree, state this and specify identity of
      offeror/offeree:
 (e)  Date position held/dealing undertaken:                                      31 March 2022
 (f)  In addition to the company in 1(c) above, is the discloser making           NO
      disclosures in respect of any other party to the offer?

 

 2.                                                                         POSITIONS OF THE PERSON MAKING THE DISCLOSURE
 (a)         Interests and short positions in the relevant securities of the offeror or
             offeree
             to which the disclosure relates following the dealing (if any)
 Class of relevant security:                                   5p ordinary
                                                               Interests                  Short Positions
                                                               Number       (%)           Number        (%)
 (1)         Relevant securities owned
             and/or controlled:                                1,719,324    2.41%         18,501        0.03%

 (2)         Cash-settled derivatives:
                                                               4,000        0.01%         1,350,668     1.89%

 (3)         Stock-settled derivatives (including options)
             and agreements to purchase/sell:                  0            0.00%         0             0.00%

             TOTAL:                                            1,723,324    2.41%         1,369,169     1.92%

 

 (b)          Rights to subscribe for new securities (including directors and other
              executive
              options)
 Class of relevant security in relation to
 which subscription right exists
 Details, including nature of the rights
 concerned and relevant percentages:

 

 3.                                           DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
 (a)        Purchases and sales
 Class of relevant      Purchase/sale         Number of                       Price per unit
 security                                     securities
 5p ordinary            Purchase              51                              33.2822 GBP
 5p ordinary            Purchase              225                             33.1853 GBP
 5p ordinary            Purchase              239                             33.2594 GBP
 5p ordinary            Purchase              279                             33.0984 GBP
 5p ordinary            Purchase              324                             33.1183 GBP
 5p ordinary            Purchase              2,697                           33.2400 GBP
 5p ordinary            Sale                  58                              33.2000 GBP
 5p ordinary            Sale                  132                             33.2430 GBP
 5p ordinary            Sale                  304                             33.2838 GBP
 5p ordinary            Sale                  319                             33.2297 GBP
 5p ordinary            Sale                  339                             33.1996 GBP
 5p ordinary            Sale                  388                             33.2470 GBP
 5p ordinary            Sale                  458                             33.1175 GBP
 5p ordinary            Sale                  580                             33.2400 GBP
 5p ordinary            Sale                  732                             33.2006 GBP
 5p ordinary            Sale                  8,173                           33.1685 GBP

 

 (b)       Cash-settled derivative transactions
 Class of           Product               Nature of dealing           Number of   Price per
 relevant           description                                       reference   unit
 security                                                             securities
 5p ordinary         SWAP                 Long                        168         33.1992 GBP
 5p ordinary         SWAP                 Long                        290         33.2000 GBP
 5p ordinary         SWAP                 Long                        376         33.2813 GBP
 5p ordinary         SWAP                 Long                        458         33.1175 GBP
 5p ordinary         SWAP                 Long                        786         33.1116 GBP
 5p ordinary         SWAP                 Long                        1,277       33.2600 GBP
 5p ordinary         SWAP                 Long                        1,759       33.0984 GBP
 5p ordinary         SWAP                 Long                        5,790       33.1892 GBP
 5p ordinary         SWAP                 Short                       51          33.2822 GBP
 5p ordinary         SWAP                 Short                       935         33.1602 GBP
 5p ordinary         SWAP                 Short                       2,584       33.2400 GBP

 

 (c)            Stock-settled derivative transactions (including options)
 (i)            Writing, selling, purchasing or varying
 Class          Product        Writing,            Number         Exercise         Type             Expiry              Option
 of             description    purchasing,         of             price                             date                money
 relevant                      selling,            securities     per unit                                              paid/
 security                      varying etc         to which                                                             received
                                                   option                                                               per unit
                                                   relates

 (ii)           Exercising
 Class of relevant             Product description                Exercising/ exercised against     Number of           Exercise price per
 security                                                                          securities       unit

 (d)            Other dealings (including subscribing for new securities)
 Class of relevant             Nature of Dealings                 Details                           Price per unit (if
 security                                                                          applicable)

 4.                                                               OTHER INFORMATION
 (a)            Indemnity and other dealings arrangements
 Details of any indemnity or option arrangement, or any agreement or
 understanding,
 formal or informal, relating to relevant securities which may be an inducement
 to deal
 or refrain from dealing entered into by the person making the disclosure and
 any party
 to the offer or any person acting in concert with a party to the offer:
 NONE
 (b)            Agreements, arrangements or understandings relating to options or derivatives
 Details of any agreement, arrangement or understanding, formal or informal,
 between
 the person making the disclosure and any other person relating to:
 (i)   the voting rights of any relevant securities under any option; or
 (ii)   the voting rights of future acquisition or disposal of any relevant
 securities to which
 any derivative is referenced:
 NONE
 (c)            Attachments
 Is a Supplemental Form 8 (Open Positions) attached?              NO
 Date of disclosure:                                              1 Apr 2022
 Contact name:                                                    Large Holdings Regulatory Operations
 Telephone number:                                                020 3134 7213

 

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