REG - Barclays PLC Alphawave IP Group - Form 8.3 ALPHAWAVE IP GROUP PLC

BarclaysAnnouncement

Mon 13:15

For best results when printing this announcement, please click on link below:
https://newsfile.refinitiv.com/getnewsfile/v1/story?guid=urn:newsml:reuters.com:20250519:nRSS2504Ja&default-theme=true

RNS Number : 2504J  Barclays PLC  19 May 2025

 FORM 8.3
 PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
 A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR
 MORE
 Rule 8.3 of the Takeover Code (the "Code")
 1.                 KEY INFORMATION
 (a)                Full name of discloser:                                                        Barclays PLC.
 (b)                Owner or controller of interest and short

 positions disclosed, if different from 1(a):
 (c)                Name of offeror/offeree in relation to whose                                   ALPHAWAVE IP GROUP PLC

 relevant securities this form relates:
 (d)                If an exempt fund manager connected with an

 offeror/offeree, state this and specify identity of

 offeror/offeree:
 (e)                Date position held/dealing undertaken:                                         16 May 2025
 (f)                In addition to the company in 1(c) above, is the discloser making              YES:

 QUALCOMM INCORPORATED

 disclosures in respect of any other party to the offer?
 2.                 POSITIONS OF THE PERSON MAKING THE DISCLOSURE
 (a)                Interests and short positions in the relevant securities of the offeror or
                    offeree

 to which the disclosure relates following the dealing(if any)
 Class of relevant security:                                                                       1p ordinary
                                                                                                   Interests                 Short Positions
                    Number                  (%)                            Number                  (%)
 (1) Relevant securities owned and/or controlled:                                                  4,845,165    0.63%        17,235,567   2.26%
 (2) Cash-settled derivatives:                                                                     15,457,341   2.03%        4,669,954    0.61%
 (3) Stock-settled derivatives (including options) and agreements to                               0            0.00%        0            0.00%
 purchase/sell:
                                                                                                   20,302,506   2.66%        21,905,521   2.87%

 TOTAL:

 
 Class of relevant security:                                                                       Senior unsecured convertible bond
                                                                                                   Interests                 Short Positions
                    Number                  (%)                            Number                  (%)
 (1) Relevant securities owned and/or controlled:                                                  4,200,000    2.80%        0            0.00%
 (2) Cash-settled derivatives:                                                                     0            0.00%        0            0.00%
 (3) Stock-settled derivatives (including options) and agreements to                               0            0.00%        0            0.00%
 purchase/sell:
                                                                                                   4,200,000    2.80%        0            0.00%

 TOTAL:

 
 (b)                Rights to subscribe for new securities (including directors and

 other executive options)
 Class of relevant security in relation to

 which subscription right exists
 Details, including nature of the rights

 concerned and relevant percentages:
 3.                 DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
 (a)                Purchase and sales
 Class of relevant  Purchase/sale           Number of                      Price per unit

 security
 securities
 1p ordinary        Purchase                37,764                         1.3934  GBP
 1p ordinary        Purchase                36,845                         1.3829  GBP
 1p ordinary        Purchase                34,291                         1.3886  GBP
 1p ordinary        Purchase                13,043                         1.3900  GBP
 1p ordinary        Purchase                6,842                          1.3924  GBP
 1p ordinary        Purchase                4,870                          1.3929  GBP
 1p ordinary        Purchase                4,712                          1.3959  GBP
 1p ordinary        Purchase                3,929                          1.3896  GBP
 1p ordinary        Purchase                3,133                          1.3680  GBP
 1p ordinary        Purchase                3,087                          1.3912  GBP
 1p ordinary        Purchase                2,688                          1.3770  GBP
 1p ordinary        Purchase                1,999                          1.3780  GBP
 1p ordinary        Purchase                1,109                          1.4110  GBP
 1p ordinary        Purchase                848                            1.4000  GBP
 1p ordinary        Purchase                756                            1.3860  GBP
 1p ordinary        Purchase                723                            1.3810  GBP
 1p ordinary        Purchase                700                            1.3960  GBP
 1p ordinary        Purchase                142                            1.3915  GBP
 1p ordinary        Purchase                25                             1.3990  GBP
 1p ordinary        Sale                    82,606                         1.3897  GBP
 1p ordinary        Sale                    81,682                         1.3907  GBP
 1p ordinary        Sale                    40,326                         1.3900  GBP
 1p ordinary        Sale                    23,836                         1.3898  GBP
 1p ordinary        Sale                    10,563                         1.3956  GBP
 1p ordinary        Sale                    5,504                          1.3919  GBP
 1p ordinary        Sale                    4,733                          1.3903  GBP
 1p ordinary        Sale                    1,498                          1.3935  GBP
 1p ordinary        Sale                    1,362                          1.3934  GBP
 1p ordinary        Sale                    1,116                          1.3960  GBP
 1p ordinary        Sale                    1,104                          1.3780  GBP
 1p ordinary        Sale                    848                            1.4000  GBP
 (b)                Cash-settled derivative transactions
 Class of           Product  description    Nature of dealing              Number of               Price per

 relevant
 reference
 unit

 security
 securities
 1p ordinary        SWAP                    Increasing Long                105,935                 1.3900  GBP
 1p ordinary        SWAP                    Increasing Long                4,733                   1.3903  GBP
 1p ordinary        SWAP                    Increasing Long                3,721                   1.3914  GBP
 1p ordinary        SWAP                    Increasing Long                1,783                   1.3929  GBP
 1p ordinary        SWAP                    Decreasing Long                2,688                   1.3770  GBP
 1p ordinary        SWAP                    Decreasing Long                895                     1.3780  GBP
 1p ordinary        SWAP                    Decreasing Long                2                       1.3875  GBP
 1p ordinary        SWAP                    Decreasing Long                3,929                   1.3896  GBP
 1p ordinary        SWAP                    Decreasing Long                3,934                   1.3900  GBP
 1p ordinary        SWAP                    Decreasing Long                6                       1.3901  GBP
 1p ordinary        SWAP                    Decreasing Long                25                      1.3990  GBP
 1p ordinary        CFD                     Decreasing Long                7,021                   1.3881  GBP

 (c)                Stock-settled derivative transactions

 (including options)
 (i)                Writing, selling, purchasing or varying
 Class              Product                 Writing,                       Number                  Exercise     Type         Expiry       Option

 of
 description
 purchasing,
 of
 price
 date
 money

 relevant
 selling,
 securities
 per unit
 paid/

 security
 varying etc
 to which
 received

 option
 per unit

 relates

 (ii)               Exercising
 Class of relevant  Product description     Exercising/ exercised against  Number of               Exercise price per

 security
 securities
 unit

 (d)                Other dealings (including subscribing for

 new securities)
 Class of relevant  Nature of Dealings      Details                        Price per unit (if

 security
 applicable)

 4.                 OTHER INFORMATION
 (a)                Indemnity and other dealings arrangements
 Details of any indemnity or option arrangement, or any agreement or
 understanding,

 formal or informal, relating to relevant securities which may be an
 inducement to deal

 or refrain from dealing entered into by the person making the disclosure and
 any party

 to the offer or any person acting in concert with a party to the offer:
 NONE
 (b)                Agreements, arrangements or understandings relating to options or

 derivatives
 Details of any agreement, arrangement or understanding, formal or informal,
 between

 the person making the disclosure and any other person relating to:

 (i)  the voting rights of any relevant securities under any option; or

 (ii) the voting rights of future acquisition or disposal of any relevant
 securities to which

 any derivative is referenced:
 NONE
 (c)                Attachments
 Is a Supplemental Form 8 (Open Positions) attached?                                               NO
 Date of disclosure:                                                                               19 May 2025
 Contact name:                                                                                     Large Holdings Regulatory Operations
 Telephone number:                                                                                 020 3134 7213

 

This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact
rns@lseg.com (mailto:rns@lseg.com)
 or visit
www.rns.com (http://www.rns.com/)
.

RNS may use your IP address to confirm compliance with the terms and conditions, to analyse how you engage with the information contained in this communication, and to share such analysis on an anonymised basis with others as part of our commercial services. For further information about how RNS and the London Stock Exchange use the personal data you provide us, please see our
Privacy Policy (https://www.lseg.com/privacy-and-cookie-policy)
.   END  RETSFDFEUEISESI