REG - Barclays PLC Alphawave IP Group - Form 8.5 EPT/Non RI ALPHAWAVE IP GROUP PLC
Yesterday 12:00
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RNS Number : 6155M Barclays PLC 12 June 2025
FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: BARCLAYS CAPITAL SECURITIES LTD
(b) Name of offeror/offeree in relation to whose ALPHAWAVE IP GROUP PLC
relevant securities this form relates:
(c) Name of the party to the offer with which exempt ALPHAWAVE IP GROUP PLC
principal trader is connected
(d) Date position held/dealing undertaken: 11 Jun 2025
(e) In addition to the company in 1(b) above, is the exempt principal YES:
trader making disclosures in respect of any other party to the offer? AQUA ACQUISITION SUB LLC (AN INDIRECT WHOLLY-OWNED SUBSIDIARY OF QUALCOMM
INCORPORATED)
2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a) Interests and short positions in the relevant securities of the offeror or
offeree
to which the disclosure relates following the dealing (if any)
Class of relevant security: 1p ordinary
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 14,340,536 1.88% 11,052,075 1.45%
(2) Cash-settled derivatives:
and/or controlled: 9,192,882 1.20% 14,194,112 1.86%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 23,533,418 3.08% 25,246,187 3.31%
Class of relevant security: Senior unsecured convertible bond
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 3,200,000 2.13% 0 0.00%
(2) Cash-settled derivatives:
and/or controlled: 0 0.00% 0 0.00%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 3,200,000 2.13% 0 0.00%
(b) Rights to subscribe for new securities (including directors and other
executive
options)
Class of relevant security in relation to
which subscription right exists
Details, including nature of the rights
concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant Purchase/sale Total number of Highest price per unit Lowest price per unit
security securities paid/received paid/received
1p ordinary Purchase 4,595,844 1.8229 GBP 1.7850 GBP
1p ordinary Sale 1,618,864 1.8160 GBP 1.7495 GBP
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
1p ordinary SWAP Increasing Short 57,500 1.7850 USD
1p ordinary SWAP Increasing Short 23,000 1.8229 USD
1p ordinary SWAP Increasing Long 115,200 1.7495 GBP
1p ordinary SWAP Increasing Long 110 1.7995 GBP
1p ordinary SWAP Increasing Long 113 1.8037 GBP
1p ordinary SWAP Increasing Long 7,538 1.8039 GBP
1p ordinary SWAP Increasing Long 284,194 1.8040 GBP
1p ordinary SWAP Increasing Long 39,266 1.8050 GBP
1p ordinary SWAP Increasing Long 123,456 1.8060 GBP
1p ordinary SWAP Increasing Long 91,300 1.8061 GBP
1p ordinary SWAP Increasing Long 16,566 1.8065 GBP
1p ordinary SWAP Increasing Long 2,241 1.8068 GBP
1p ordinary SWAP Increasing Long 25,927 1.8083 GBP
1p ordinary SWAP Increasing Long 250,000 1.8090 GBP
1p ordinary SWAP Increasing Long 3,839 1.8100 GBP
1p ordinary SWAP Increasing Long 14,937 1.8122 GBP
1p ordinary SWAP Increasing Long 15,196 1.8128 GBP
1p ordinary SWAP Increasing Long 25,000 1.8156 USD
1p ordinary SWAP Opening Short 2,000,000 1.7854 USD
1p ordinary SWAP Increasing Short 185,000 1.7907 USD
1p ordinary SWAP Increasing Short 37,222 1.7917 GBP
1p ordinary SWAP Increasing Short 38,400 1.7952 GBP
1p ordinary SWAP Increasing Short 19,200 1.7962 GBP
1p ordinary SWAP Increasing Short 15,000 1.7984 USD
1p ordinary SWAP Increasing Short 19,200 1.7994 GBP
1p ordinary SWAP Increasing Short 38,400 1.8002 GBP
1p ordinary SWAP Increasing Short 38,400 1.8003 GBP
1p ordinary SWAP Increasing Short 57,600 1.8021 GBP
1p ordinary SWAP Increasing Short 45,821 1.8037 GBP
1p ordinary SWAP Increasing Short 232,910 1.8040 GBP
1p ordinary SWAP Increasing Short 23,691 1.8041 GBP
1p ordinary SWAP Increasing Short 429,535 1.8046 GBP
1p ordinary SWAP Increasing Short 38,400 1.8048 GBP
1p ordinary SWAP Increasing Short 19,200 1.8053 GBP
1p ordinary SWAP Increasing Short 140,953 1.8055 GBP
1p ordinary SWAP Increasing Short 391,323 1.8059 GBP
1p ordinary SWAP Increasing Short 1,071 1.8070 GBP
1p ordinary SWAP Increasing Short 198,692 1.8077 GBP
1p ordinary SWAP Increasing Short 164,204 1.8078 GBP
1p ordinary SWAP Increasing Short 24,378 1.8079 GBP
1p ordinary SWAP Increasing Short 62,177 1.8083 GBP
1p ordinary SWAP Increasing Short 49,072 1.8085 GBP
1p ordinary SWAP Increasing Short 38,400 1.8092 GBP
1p ordinary SWAP Increasing Short 40,173 1.8093 GBP
1p ordinary SWAP Increasing Short 1,739 1.8095 GBP
1p ordinary SWAP Increasing Short 986,547 1.8109 GBP
1p ordinary SWAP Increasing Short 10,336 1.8114 GBP
1p ordinary SWAP Increasing Short 96,000 1.8123 GBP
1p ordinary SWAP Increasing Short 500,000 1.8176 USD
1p ordinary CFD Increasing Short 3,000 1.7801 GBP
1p ordinary CFD Increasing Short 40,356 1.8021 GBP
1p ordinary SWAP Opening Short 125,000 1.8070 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry Option
of description purchasing, of price date money
relevant selling, securities per unit paid/
security varying etc to which received
option per unit
relates
(ii) Exercising
Class of relevant Product description Exercising/ exercised against Number of Exercise price per
security securities unit
(d) Other dealings (including subscribing for new securities)
Class of relevant Nature of Dealings Details Price per unit (if
security applicable)
4. OTHER INFORMATION
(a) Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding,
formal or informal, relating to relevant securities which may be an inducement
to deal
or refrain from dealing entered into by the exempt principal trader making the
disclosure and any party
to the offer or any person acting in concert with a party to the offer:
NONE
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between
the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights of future acquisition or disposal of any relevant
securities to which
any derivative is referenced:
NONE
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 12 Jun 2025
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
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