REG - Barclays PLC Alphawave IP Group - Form 8.5 EPT/Non RI ALPHAWAVE IP GROUP PLC
Wed 13:15
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RNS Number : 4467P Barclays PLC 02 July 2025
FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: BARCLAYS CAPITAL SECURITIES LTD
(b) Name of offeror/offeree in relation to whose ALPHAWAVE IP GROUP PLC
relevant securities this form relates:
(c) Name of the party to the offer with which exempt ALPHAWAVE IP GROUP PLC
principal trader is connected
(d) Date position held/dealing undertaken: 01 Jul 2025
(e) In addition to the company in 1(b) above, is the exempt principal YES:
trader making disclosures in respect of any other party to the offer? AQUA ACQUISITION SUB LLC (AN INDIRECT WHOLLY-OWNED SUBSIDIARY OF QUALCOMM
INCORPORATED)
2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a) Interests and short positions in the relevant securities of the offeror or
offeree
to which the disclosure relates following the dealing (if any)
Class of relevant security: 1p ordinary
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 16,345,962 2.12% 5,722,092 0.74%
(2) Cash-settled derivatives:
and/or controlled: 3,819,324 0.49% 16,195,631 2.10%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 20,165,286 2.61% 21,917,723 2.84%
Class of relevant security: Senior unsecured convertible bond
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 3,000,000 2.00% 0 0.00%
(2) Cash-settled derivatives:
and/or controlled: 0 0.00% 0 0.00%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 3,000,000 2.00% 0 0.00%
(b) Rights to subscribe for new securities (including directors and other
executive
options)
Class of relevant security in relation to
which subscription right exists
Details, including nature of the rights
concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant Purchase/sale Total number of Highest price per unit Lowest price per unit
security securities paid/received paid/received
1p ordinary Purchase 1,191,342 1.7377 GBP 1.7242 GBP
1p ordinary Sale 400,031 1.7420 GBP 1.7245 GBP
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
1p ordinary SWAP Decreasing Short 8 1.7110 GBP
1p ordinary SWAP Decreasing Short 18,381 1.7244 GBP
1p ordinary SWAP Decreasing Short 10,119 1.7283 GBP
1p ordinary SWAP Decreasing Short 11,049 1.7284 GBP
1p ordinary SWAP Decreasing Short 5,514 1.7288 GBP
1p ordinary SWAP Decreasing Short 10,892 1.7292 GBP
1p ordinary SWAP Decreasing Short 22,526 1.7294 GBP
1p ordinary SWAP Decreasing Short 31,373 1.7296 GBP
1p ordinary SWAP Decreasing Short 6 1.7297 GBP
1p ordinary SWAP Decreasing Short 943 1.7299 GBP
1p ordinary SWAP Decreasing Short 11,345 1.7300 GBP
1p ordinary SWAP Decreasing Short 24,702 1.7302 GBP
1p ordinary SWAP Decreasing Short 112 1.7306 GBP
1p ordinary SWAP Decreasing Short 166,510 1.7420 GBP
1p ordinary SWAP Increasing Short 6,871 1.7242 GBP
1p ordinary SWAP Increasing Short 5,912 1.7245 GBP
1p ordinary SWAP Increasing Short 29,851 1.7275 GBP
1p ordinary SWAP Increasing Short 18,010 1.7285 GBP
1p ordinary SWAP Increasing Short 17,899 1.7287 GBP
1p ordinary SWAP Increasing Short 272,101 1.7300 GBP
1p ordinary SWAP Increasing Short 10,578 1.7303 GBP
1p ordinary SWAP Increasing Short 134,784 1.7306 GBP
1p ordinary SWAP Increasing Short 4,339 1.7311 GBP
1p ordinary SWAP Increasing Short 14,510 1.7312 GBP
1p ordinary SWAP Increasing Short 1,072 1.7316 GBP
1p ordinary SWAP Increasing Short 547,708 1.7317 GBP
1p ordinary SWAP Increasing Short 42,403 1.7320 GBP
1p ordinary SWAP Increasing Short 23 1.7352 GBP
1p ordinary SWAP Increasing Short 365 1.7359 GBP
1p ordinary SWAP Increasing Short 12,592 1.7377 GBP
1p ordinary CFD Decreasing Short 19,311 1.7291 GBP
1p ordinary CFD Increasing Short 649 1.7289 GBP
1p ordinary CFD Increasing Short 6,260 1.7340 GBP
1p ordinary CFD Increasing Short 5,392 1.7350 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry Option
of description purchasing, of price date money
relevant selling, securities per unit paid/
security varying etc to which received
option per unit
relates
(ii) Exercising
Class of relevant Product description Exercising/ exercised against Number of Exercise price per
security securities unit
(d) Other dealings (including subscribing for new securities)
Class of relevant Nature of Dealings Details Price per unit (if
security applicable)
4. OTHER INFORMATION
(a) Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding,
formal or informal, relating to relevant securities which may be an inducement
to deal
or refrain from dealing entered into by the exempt principal trader making the
disclosure and any party
to the offer or any person acting in concert with a party to the offer:
NONE
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between
the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights of future acquisition or disposal of any relevant
securities to which
any derivative is referenced:
NONE
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 02 Jul 2025
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
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