REG - Barclays PLC Alphawave IP Group - Form 8.5 EPT/Non RI ALPHAWAVE IP GROUP PLC
28/11/2025 11:30
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RNS Number : 4731J Barclays PLC 28 November 2025
FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: BARCLAYS CAPITAL SECURITIES LTD
(b) Name of offeror/offeree in relation to whose ALPHAWAVE IP GROUP PLC
relevant securities this form relates:
(c) Name of the party to the offer with which exempt ALPHAWAVE IP GROUP PLC
principal trader is connected
(d) Date position held/dealing undertaken: 27 Nov 2025
(e) In addition to the company in 1(b) above, is the exempt principal YES:
trader making disclosures in respect of any other party to the offer? AQUA ACQUISITION SUB LLC (AN INDIRECT WHOLLY-OWNED SUBSIDIARY OF QUALCOMM
INCORPORATED)
2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a) Interests and short positions in the relevant securities of the offeror or
offeree
to which the disclosure relates following the dealing (if any)
Class of relevant security: 1p ordinary
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 5,390,006 0.68% 4,475,712 0.56%
(2) Cash-settled derivatives:
and/or controlled: 2,700,464 0.34% 5,387,027 0.68%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 8,090,470 1.02% 9,862,739 1.24%
Class of relevant security: Senior unsecured convertible bond
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 3,200,000 2.13% 0 0.00%
(2) Cash-settled derivatives:
and/or controlled: 0 0.00% 0 0.00%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 3,200,000 2.13% 0 0.00%
(b) Rights to subscribe for new securities (including directors and other
executive
options)
Class of relevant security in relation to
which subscription right exists
Details, including nature of the rights
concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant Purchase/sale Total number of Highest price per unit Lowest price per unit
security securities paid/received paid/received
1p ordinary Purchase 537,989 2.0620 GBP 1.9730 GBP
1p ordinary Sale 11,944,083 2.0620 GBP 1.9580 GBP
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
1p ordinary SWAP Decreasing Short 77,000 1.9588 GBP
1p ordinary SWAP Decreasing Short 185,700 1.9782 USD
1p ordinary SWAP Decreasing Short 935,152 2.0063 USD
1p ordinary SWAP Decreasing Short 38,500 2.0178 GBP
1p ordinary SWAP Decreasing Short 301,400 2.0200 USD
1p ordinary SWAP Decreasing Short 38,500 2.0217 GBP
1p ordinary SWAP Decreasing Short 10,771 2.0295 GBP
1p ordinary SWAP Decreasing Short 70,000 2.0335 GBP
1p ordinary SWAP Decreasing Short 12,966 2.0340 GBP
1p ordinary SWAP Decreasing Short 10,571,157 2.0346 USD
1p ordinary SWAP Decreasing Short 11,839 2.0352 GBP
1p ordinary SWAP Decreasing Short 11,961 2.0355 GBP
1p ordinary SWAP Decreasing Short 1,040 2.0357 GBP
1p ordinary SWAP Decreasing Short 11,773 2.0371 GBP
1p ordinary SWAP Decreasing Short 113 2.0393 GBP
1p ordinary SWAP Decreasing Short 184 2.0398 GBP
1p ordinary SWAP Decreasing Short 30 2.0438 GBP
1p ordinary SWAP Decreasing Short 3,901 2.0439 GBP
1p ordinary SWAP Decreasing Short 1,467 2.0440 GBP
1p ordinary SWAP Decreasing Short 225 2.0444 GBP
1p ordinary SWAP Decreasing Short 45,694 2.0515 GBP
1p ordinary SWAP Increasing Short 383,536 1.9742 USD
1p ordinary SWAP Increasing Short 150,705 2.0200 GBP
1p ordinary SWAP Increasing Short 150,700 2.0200 USD
1p ordinary SWAP Increasing Short 215 2.0220 GBP
1p ordinary SWAP Increasing Short 3,503 2.0300 GBP
1p ordinary SWAP Increasing Short 3,423 2.0350 GBP
1p ordinary SWAP Increasing Short 12,730 2.0377 GBP
1p ordinary SWAP Increasing Short 1,578 2.0383 GBP
1p ordinary SWAP Increasing Short 185 2.0421 GBP
1p ordinary SWAP Increasing Short 15,452 2.0448 GBP
1p ordinary CFD Decreasing Short 8,557 2.0366 GBP
1p ordinary CFD Increasing Short 16,592 2.0322 GBP
1p ordinary CFD Increasing Short 6,407 2.0380 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry Option
of description purchasing, of price date money
relevant selling, securities per unit paid/
security varying etc to which received
option per unit
relates
(ii) Exercising
Class of relevant Product description Exercising/ exercised against Number of Exercise price per
security securities unit
(d) Other dealings (including subscribing for new securities)
Class of relevant Nature of Dealings Details Price per unit (if
security applicable)
4. OTHER INFORMATION
(a) Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding,
formal or informal, relating to relevant securities which may be an inducement
to deal
or refrain from dealing entered into by the exempt principal trader making the
disclosure and any party
to the offer or any person acting in concert with a party to the offer:
NONE
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between
the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights of future acquisition or disposal of any relevant
securities to which
any derivative is referenced:
NONE
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 28 Nov 2025
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
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