REG - Barclays PLC AngloGold Ashanti - Form 8.3 - AngloGold Ashanti plc
17/10/2024 15:00
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RNS Number : 6502I Barclays PLC 17 October 2024
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR
MORE
Rule 8.3 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose ANGLOGOLD ASHANTI PLC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 16 Oct 2024
(f) In addition to the company in 1(c) above, is the discloser making YES:
disclosures in respect of any other party to the offer? CENTAMIN PLC
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a) Interests and short positions in the relevant securities of the offeror or
offeree
to which the disclosure relates following the dealing(if any)
Class of relevant security: USD 1 ordinary
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 5,058,287 1.21% 4,873,757 1.15%
(2) Cash-settled derivatives:
and/or controlled: 4,619,926 1.09% 3,775,862 0.89%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 130,000 0.03% 160,000 0.04%
TOTAL: 9,808,213 2.33% 8,809,619 2.08%
(b) Rights to subscribe for new securities (including directors and other
executive
options)
Class of relevant security in relation to
which subscription right exists
Details, including nature of the rights
concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
USD 1 ordinary Purchase 707,000 480.3300 ZAR
USD 1 ordinary Purchase 642,635 28.0218 USD
USD 1 ordinary Purchase 146,723 28.0451 USD
USD 1 ordinary Purchase 89,602 27.9701 USD
USD 1 ordinary Purchase 60,493 28.0061 USD
USD 1 ordinary Purchase 41,999 27.9411 USD
USD 1 ordinary Purchase 34,335 28.0281 USD
USD 1 ordinary Purchase 22,835 27.9407 USD
USD 1 ordinary Purchase 18,018 27.9584 USD
USD 1 ordinary Purchase 15,978 27.9651 USD
USD 1 ordinary Purchase 13,509 27.9982 USD
USD 1 ordinary Purchase 11,702 27.9997 USD
USD 1 ordinary Purchase 10,027 28.0185 USD
USD 1 ordinary Purchase 9,435 27.9707 USD
USD 1 ordinary Purchase 9,125 28.0172 USD
USD 1 ordinary Purchase 8,434 27.9420 USD
USD 1 ordinary Purchase 7,459 27.9409 USD
USD 1 ordinary Purchase 5,934 27.8704 USD
USD 1 ordinary Purchase 4,330 28.0001 USD
USD 1 ordinary Purchase 3,870 27.9520 USD
USD 1 ordinary Purchase 3,718 28.0067 USD
USD 1 ordinary Purchase 2,966 28.0034 USD
USD 1 ordinary Purchase 2,788 28.0154 USD
USD 1 ordinary Purchase 2,751 28.1100 USD
USD 1 ordinary Purchase 2,552 28.0000 USD
USD 1 ordinary Purchase 2,332 28.0010 USD
USD 1 ordinary Purchase 2,000 28.0200 USD
USD 1 ordinary Purchase 1,667 27.9476 USD
USD 1 ordinary Purchase 1,525 28.0357 USD
USD 1 ordinary Purchase 1,263 27.9400 USD
USD 1 ordinary Purchase 1,132 28.0078 USD
USD 1 ordinary Purchase 880 28.0178 USD
USD 1 ordinary Purchase 746 27.9412 USD
USD 1 ordinary Purchase 730 27.9354 USD
USD 1 ordinary Purchase 565 27.9452 USD
USD 1 ordinary Purchase 546 28.0147 USD
USD 1 ordinary Purchase 546 27.9805 USD
USD 1 ordinary Purchase 404 27.9253 USD
USD 1 ordinary Purchase 400 27.9775 USD
USD 1 ordinary Purchase 400 27.9800 USD
USD 1 ordinary Purchase 368 27.9927 USD
USD 1 ordinary Purchase 342 28.0156 USD
USD 1 ordinary Purchase 332 27.9441 USD
USD 1 ordinary Purchase 322 27.9914 USD
USD 1 ordinary Purchase 290 28.0257 USD
USD 1 ordinary Purchase 282 27.9203 USD
USD 1 ordinary Purchase 212 27.9376 USD
USD 1 ordinary Purchase 200 28.2600 USD
USD 1 ordinary Purchase 167 28.0400 USD
USD 1 ordinary Purchase 112 27.9873 USD
USD 1 ordinary Purchase 109 28.1494 USD
USD 1 ordinary Purchase 100 27.9200 USD
USD 1 ordinary Purchase 100 27.9350 USD
USD 1 ordinary Purchase 28 28.0100 USD
USD 1 ordinary Sale 978,470 28.0167 USD
USD 1 ordinary Sale 707,000 480.3300 ZAR
USD 1 ordinary Sale 44,766 28.0047 USD
USD 1 ordinary Sale 41,999 27.9411 USD
USD 1 ordinary Sale 13,832 28.0215 USD
USD 1 ordinary Sale 11,147 28.0001 USD
USD 1 ordinary Sale 9,024 28.0109 USD
USD 1 ordinary Sale 5,934 27.8704 USD
USD 1 ordinary Sale 5,156 28.0433 USD
USD 1 ordinary Sale 4,722 28.1052 USD
USD 1 ordinary Sale 4,191 27.9795 USD
USD 1 ordinary Sale 4,043 27.9906 USD
USD 1 ordinary Sale 3,773 28.0322 USD
USD 1 ordinary Sale 2,895 27.9771 USD
USD 1 ordinary Sale 2,492 28.0354 USD
USD 1 ordinary Sale 2,000 28.0200 USD
USD 1 ordinary Sale 1,743 27.9879 USD
USD 1 ordinary Sale 1,242 28.0000 USD
USD 1 ordinary Sale 994 28.0710 USD
USD 1 ordinary Sale 880 28.0178 USD
USD 1 ordinary Sale 853 28.1190 USD
USD 1 ordinary Sale 742 28.0414 USD
USD 1 ordinary Sale 700 28.1735 USD
USD 1 ordinary Sale 640 27.9865 USD
USD 1 ordinary Sale 553 28.0975 USD
USD 1 ordinary Sale 546 27.9805 USD
USD 1 ordinary Sale 492 28.0355 USD
USD 1 ordinary Sale 424 27.9376 USD
USD 1 ordinary Sale 404 27.9253 USD
USD 1 ordinary Sale 398 27.9700 USD
USD 1 ordinary Sale 387 28.0150 USD
USD 1 ordinary Sale 325 28.0851 USD
USD 1 ordinary Sale 282 27.9866 USD
USD 1 ordinary Sale 282 27.9203 USD
USD 1 ordinary Sale 264 28.0448 USD
USD 1 ordinary Sale 220 28.0275 USD
USD 1 ordinary Sale 203 28.1615 USD
USD 1 ordinary Sale 200 28.2600 USD
USD 1 ordinary Sale 166 28.0400 USD
USD 1 ordinary Sale 165 28.0216 USD
USD 1 ordinary Sale 165 28.0116 USD
USD 1 ordinary Sale 114 28.0024 USD
USD 1 ordinary Sale 110 28.0075 USD
USD 1 ordinary Sale 108 27.8361 USD
USD 1 ordinary Sale 106 28.1900 USD
USD 1 ordinary Sale 105 27.8397 USD
USD 1 ordinary Sale 100 28.0050 USD
USD 1 ordinary Sale 100 27.8300 USD
USD 1 ordinary Sale 100 27.9800 USD
USD 1 ordinary Sale 97 28.1550 USD
USD 1 ordinary Sale 30 27.9500 USD
USD 1 ordinary Sale 12 28.1050 USD
USD 1 ordinary Sale 10 28.2000 USD
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
USD 1 ordinary SWAP Decreasing Short 707,000 480.3780 ZAR
USD 1 ordinary SWAP Decreasing Short 170 491.9703 ZAR
USD 1 ordinary SWAP Decreasing Short 27 492.3236 ZAR
USD 1 ordinary SWAP Decreasing Short 6,874 494.5079 ZAR
USD 1 ordinary SWAP Decreasing Short 16,294 494.6017 ZAR
USD 1 ordinary SWAP Decreasing Short 27,042 494.6230 ZAR
USD 1 ordinary SWAP Decreasing Short 7,328 494.8243 ZAR
USD 1 ordinary SWAP Decreasing Short 34,390 494.8333 ZAR
USD 1 ordinary SWAP Decreasing Short 58 494.9537 ZAR
USD 1 ordinary SWAP Decreasing Short 62 494.9892 ZAR
USD 1 ordinary SWAP Decreasing Short 41,600 495.1614 ZAR
USD 1 ordinary SWAP Decreasing Short 14,972 495.2437 ZAR
USD 1 ordinary SWAP Decreasing Short 17,008 495.3129 ZAR
USD 1 ordinary SWAP Decreasing Short 12,000 495.4521 ZAR
USD 1 ordinary SWAP Decreasing Short 30,000 495.4522 ZAR
USD 1 ordinary SWAP Decreasing Short 29 495.4724 ZAR
USD 1 ordinary SWAP Decreasing Short 25,829 495.6584 ZAR
USD 1 ordinary SWAP Decreasing Short 40,024 495.7000 ZAR
USD 1 ordinary SWAP Decreasing Short 11,374 496.1781 ZAR
USD 1 ordinary SWAP Increasing Short 9,231 493.4774 ZAR
USD 1 ordinary SWAP Increasing Short 13,935 493.5152 ZAR
USD 1 ordinary SWAP Increasing Short 24,952 493.7833 ZAR
USD 1 ordinary SWAP Increasing Short 6,800 493.8587 ZAR
USD 1 ordinary SWAP Increasing Short 8,815 493.9084 ZAR
USD 1 ordinary SWAP Increasing Short 930,082 494.3850 ZAR
USD 1 ordinary SWAP Increasing Short 6,874 494.4239 ZAR
USD 1 ordinary SWAP Increasing Short 16,294 494.5177 ZAR
USD 1 ordinary SWAP Increasing Short 13,062 494.5898 ZAR
USD 1 ordinary SWAP Increasing Short 28,192 494.7294 ZAR
USD 1 ordinary SWAP Increasing Short 7,328 494.7402 ZAR
USD 1 ordinary SWAP Increasing Short 34,390 494.7492 ZAR
USD 1 ordinary SWAP Increasing Short 58 494.8696 ZAR
USD 1 ordinary SWAP Increasing Short 62 494.9051 ZAR
USD 1 ordinary SWAP Increasing Short 14,972 495.1596 ZAR
USD 1 ordinary SWAP Increasing Short 17,008 495.2287 ZAR
USD 1 ordinary SWAP Increasing Short 12,000 495.3678 ZAR
USD 1 ordinary SWAP Increasing Short 29 495.3882 ZAR
USD 1 ordinary SWAP Increasing Short 30,000 495.4522 ZAR
USD 1 ordinary SWAP Increasing Short 25,829 495.5741 ZAR
USD 1 ordinary SWAP Increasing Short 40,024 495.6157 ZAR
USD 1 ordinary SWAP Increasing Short 24,669 495.9331 ZAR
USD 1 ordinary SWAP Increasing Short 900 497.2316 ZAR
USD 1 ordinary SWAP Increasing Short 183 497.2821 ZAR
USD 1 ordinary CFD Increasing Long 13,935 493.4634 ZAR
USD 1 ordinary CFD Increasing Long 24,952 493.7191 ZAR
USD 1 ordinary CFD Increasing Long 8,815 493.8812 ZAR
USD 1 ordinary CFD Increasing Long 930,082 494.3207 ZAR
USD 1 ordinary CFD Increasing Long 13,062 494.5378 ZAR
USD 1 ordinary CFD Increasing Long 28,192 494.6774 ZAR
USD 1 ordinary CFD Increasing Long 183 497.1677 ZAR
USD 1 ordinary CFD Decreasing Long 707,000 480.3797 ZAR
USD 1 ordinary CFD Decreasing Long 170 492.0835 ZAR
USD 1 ordinary CFD Decreasing Long 27 492.3877 ZAR
USD 1 ordinary CFD Decreasing Long 27,042 494.6749 ZAR
USD 1 ordinary CFD Decreasing Long 11,374 496.2054 ZAR
USD 1 ordinary SWAP Increasing Short 41,999 27.9426 USD
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry Option
of description purchasing, of price date money
relevant selling, securities per unit paid/
security varying etc to which received
option per unit
relates
(ii) Exercising
Class of relevant Product description Exercising/ exercised against Number of Exercise price per
security securities unit
(d) Other dealings (including subscribing for new securities)
Class of relevant Nature of Dealings Details Price per unit (if
security applicable)
4. OTHER INFORMATION
(a) Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding,
formal or informal, relating to relevant securities which may be an inducement
to deal
or refrain from dealing entered into by the exempt principal trader making the
disclosure and any party
to the offer or any person acting in concert with a party to the offer:
NONE
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between
the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights of future acquisition or disposal of any relevant
securities to which
any derivative is referenced:
NONE
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure: 17 Oct 2024
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO
PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1. KEY INFORMATION
Identity of the person whose positions/dealings Barclays PLC.
are being disclosed:
Name of offeror/offeree in relation to whose ANGLOGOLD ASHANTI PLC
relevant securities this from relates:
2. OPTIONS AND DERIVATIVES
Class of relevant security Product description Writing, purchasing, selling, varying etc Number of securities to which option relates Exercise price per unit Type Expiry date
USD 1 ordinary Put Options Purchased -160,000 22.0000 American 21 Mar 2025
USD 1 ordinary Put Options Written 130,000 15.0000 American 17 Jan 2025
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position
can be fully understood:
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