REG - Barclays PLC Biffa plc - Form 8.5 (EPT/NON-RI) Biffa plc

BarclaysAnnouncement

04/08/2022 10:45

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RNS Number : 9411U  Barclays PLC  04 August 2022

 FORM 8.5 (EPT/NON-RI)
 PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
 EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
 (OR WHERE RI STATUS IS NOT APPLICABLE)
 Rule 8.5 of the Takeover Code (the "Code")
 1.                                                                                 KEY INFORMATION
 (a)          Name of exempt principal trader:                                                          BARCLAYS CAPITAL SECURITIES LTD
 (b)          Name of offeror/offeree in relation to whose                                              BIFFA PLC
              relevant securities this form relates:
 (c)          Name of the party to the offer with which exempt                                          Energy Capital Partners, LLC
              principal trader is connected
 (d)          Date position held/dealing undertaken:                                                    03 August 2022
 (e)          In addition to the company in 1(b) above, is the exempt principal                         NO
              trader making disclosures in respect of any other party to the offer?
 2.                                                                                 POSITIONS OF THE EXEMPT PRINCIPAL TRADER
 (a)          Interests and short positions in the relevant securities of the offeror or
              offeree
              to which the disclosure relates following the dealing (if any)
 Class of relevant security:                                    1p ordinary
                                                                Interests                               Short Positions
                                                                Number              (%)                 Number      (%)
 (1)          Relevant securities owned
              and/or controlled:                                13,698,242          4.48%               1,680,640   0.55%

 (2)          Cash-settled derivatives:
                                                                1,414,816           0.46%               13,526,437  4.42%

 (3)          Stock-settled derivatives (including options)
              and agreements to purchase/sell:                  0                   0.00%               0           0.00%

              TOTAL:                                            15,113,058          4.94%               15,207,077  4.97%

 (b)          Rights to subscribe for new securities (including directors and other
              executive
              options)
 Class of relevant security in relation to
 which subscription right exists
 Details, including nature of the rights
 concerned and relevant percentages:

 

 3.                                               DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
 (a)                Purchases and sales
 Class of relevant          Purchase/sale         Total number of                 Highest price per unit  Lowest price per unit
 security                                         securities                      paid/received           paid/received
 1p ordinary                Purchase              709,624                         4.0100 GBP              3.97 GBP
 1p ordinary                Sale                  196,886                         4.0102 GBP              3.976 GBP

 

 (b)       Cash-settled derivative transactions
 Class of          Product              Nature of dealing             Number of   Price per
 relevant          description                                        reference   unit
 security                                                             securities
 1p ordinary        SWAP                Decreasing Long               1,010       3.9945 GBP
 1p ordinary        SWAP                Decreasing Long               1,223       3.9891 GBP
 1p ordinary        SWAP                Decreasing Long               400,962     3.9923 GBP
 1p ordinary        SWAP                Decreasing Short              5           3.9900 GBP
 1p ordinary        SWAP                Decreasing Short              7           3.9960 GBP
 1p ordinary        SWAP                Decreasing Short              8           3.9800 GBP
 1p ordinary        SWAP                Decreasing Short              20          4.0001 GBP
 1p ordinary        SWAP                Decreasing Short              23          3.9984 GBP
 1p ordinary        SWAP                Decreasing Short              31          3.9943 GBP
 1p ordinary        SWAP                Decreasing Short              1,423       3.9935 GBP
 1p ordinary        SWAP                Decreasing Short              1,630       3.9901 GBP
 1p ordinary        SWAP                Decreasing Short              1,794       3.9886 GBP
 1p ordinary        SWAP                Decreasing Short              5,295       3.9926 GBP
 1p ordinary        SWAP                Decreasing Short              6,866       4.0094 GBP
 1p ordinary        SWAP                Decreasing Short              9,778       3.9980 GBP
 1p ordinary        SWAP                Decreasing Short              10,688      3.9847 GBP
 1p ordinary        SWAP                Decreasing Short              17,694      4.0100 GBP
 1p ordinary        SWAP                Decreasing Short              25,908      4.0100 GBP
 1p ordinary        SWAP                Decreasing Short              29,628      3.9922 GBP
 1p ordinary        SWAP                Decreasing Short              30,758      3.9850 GBP
 1p ordinary        SWAP                Increasing Short              1           3.9703 GBP
 1p ordinary        SWAP                Increasing Short              101         4.0095 GBP
 1p ordinary        SWAP                Increasing Short              462         3.9813 GBP
 1p ordinary        SWAP                Increasing Short              846         4.0049 GBP
 1p ordinary        SWAP                Increasing Short              902         3.9904 GBP
 1p ordinary        SWAP                Increasing Short              3,708       3.9959 GBP
 1p ordinary        SWAP                Increasing Short              6,118       3.9957 GBP
 1p ordinary        SWAP                Increasing Short              7,070       3.9977 GBP
 1p ordinary        SWAP                Increasing Short              19,428      3.9938 GBP
 1p ordinary        SWAP                Increasing Short              20,334      3.9817 GBP
 1p ordinary        SWAP                Increasing Short              20,334      3.9879 GBP
 1p ordinary        SWAP                Increasing Short              100,000     3.9898 GBP
 1p ordinary        SWAP                Increasing Short              134,100     4.0017 GBP
 1p ordinary        SWAP                Increasing Short              400,962     3.9923 GBP
 1p ordinary        CFD                 Opening Short                 3,262       3.9982 GBP
 1p ordinary        SWAP                Opening Long                  25,908      4.0100 GBP

 

 (c)                Stock-settled derivative transactions (including options)
 (i)                Writing, selling, purchasing or varying
 Class              Product        Writing,            Number         Exercise         Type             Expiry              Option
 of                 description    purchasing,         of             price                             date                money
 relevant                          selling,            securities     per unit                                              paid/
 security                          varying etc         to which                                                             received
                                                       option                                                               per unit
                                                       relates

 (ii)               Exercising
 Class of relevant                 Product description                Exercising/ exercised against     Number of           Exercise price per
 security                                                                              securities       unit

 (d)                Other dealings (including subscribing for new securities)
 Class of relevant                 Nature of Dealings                 Details                           Price per unit (if
 security                                                                              applicable)

 4.                                                                   OTHER INFORMATION
 (a)                Indemnity and other dealings arrangements
 Details of any indemnity or option arrangement, or any agreement or
 understanding,
 formal or informal, relating to relevant securities which may be an inducement
 to deal
 or refrain from dealing entered into by the exempt principal trader making the
 disclosure and any party
 to the offer or any person acting in concert with a party to the offer:
 NONE
 (b)                Agreements, arrangements or understandings relating to options or derivatives
 Details of any agreement, arrangement or understanding, formal or informal,
 between
 the exempt principal trader making the disclosure and any other person
 relating to:
 (i)   the voting rights of any relevant securities under any option; or
 (ii)   the voting rights of future acquisition or disposal of any relevant
 securities to which
 any derivative is referenced:
 NONE
 (c)                Attachments
 Is a Supplemental Form 8 (Open Positions) attached?                  NO
 Date of disclosure:                                                  4 Aug 2022
 Contact name:                                                        Large Holdings Regulatory Operations
 Telephone number:                                                    020 3134 7213

 

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