REG - Barclays PLC - Director/PDMR Shareholding
RNS Number : 5697CBarclays PLC01 October 20181 October 2018
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
Barclays PLC (the "Company") announces the following transactions by persons discharging managerial responsibility ("PDMRs") in ordinary shares of the Company with a nominal value of 25 pence each ("Shares") of which it was notified on 28 September 2018:
The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individuals below. The Shares delivered are in respect of:
1. the quarterly payment of the Share element of the individual's fixed remuneration for the three month period to 30 September 2018. The Shares are subject to a holding period with restrictions lifting in equal tranches over five years (20% each year); and
2. the release of Shares subject to an award made under Schedule 1 to the Barclays Group Share Value Plan.
The number of Shares received by PDMRs and the transaction price of those Shares are as follows:
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Jes Staley
2
Reason for the notification
a)
Position/status
Group Chief Executive Officer
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Barclays PLC
b)
LEI
213800LBQA1Y9L22JB70
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Ordinary shares with a nominal value of 25 pence each ("Shares")
GB0031348658
b)
Nature of the transaction
The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above. The Shares delivered are in respect of the quarterly payment of the Share element of the individual's fixed remuneration for the three month period to 30 September 2018. The Shares are subject to a holding period with restrictions lifting in equal tranches over five years (20% each year).
c)
Price(s) and volume(s)
Price(s)
Volume(s): Number of Shares received
£1.7396
168,860
d)
Aggregated information
- Aggregated volume
- Price
Not applicable
e)
Date of the transaction
2018-09-28
f)
Place of the transaction
London Stock Exchange (XLON)
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Tushar Morzaria
2
Reason for the notification
a)
Position/status
Group Finance Director
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Barclays PLC
b)
LEI
213800LBQA1Y9L22JB70
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Ordinary shares with a nominal value of 25 pence each ("Shares")
GB0031348658
b)
Nature of the transaction
The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above. The Shares delivered are in respect of the quarterly payment of the Share element of the individual's fixed remuneration for the three month period to 30 September 2018. The Shares are subject to a holding period with restrictions lifting in equal tranches over five years (20% each year).
c)
Price(s) and volume(s)
Price(s)
Volume(s): Number of Shares received
£1.7396
118,561
d)
Aggregated information
- Aggregated volume
- Price
Not applicable
e)
Date of the transaction
2018-09-28
f)
Place of the transaction
London Stock Exchange (XLON)
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Paul Compton
2
Reason for the notification
a)
Position/status
Group Chief Operating Officer
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Barclays PLC
b)
LEI
213800LBQA1Y9L22JB70
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Ordinary shares with a nominal value of 25 pence each ("Shares")
GB0031348658
b)
Nature of the transaction
The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above. The Shares delivered are in respect of the quarterly payment of the Share element of the individual's fixed remuneration for the three month period to 30 September 2018. The Shares are subject to a holding period with restrictions lifting in equal tranches over five years (20% each year).
c)
Price(s) and volume(s)
Price(s)
Volume(s): Number of Shares received
£1.7396
158,082
d)
Aggregated information
- Aggregated volume
- Price
Not applicable
e)
Date of the transaction
2018-09-28
f)
Place of the transaction
London Stock Exchange (XLON)
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Bob Hoyt
2
Reason for the notification
a)
Position/status
Group General Counsel
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Barclays PLC
b)
LEI
213800LBQA1Y9L22JB70
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Ordinary shares with a nominal value of 25 pence each ("Shares")
GB0031348658
b)
Nature of the transaction
The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above. The Shares delivered are in respect of the quarterly payment of the Share element of the individual's fixed remuneration for the three month period to 30 September 2018. The Shares are subject to a holding period with restrictions lifting in equal tranches over five years (20% each year).
c)
Price(s) and volume(s)
Price(s)
Volume(s): Number of Shares received
£1.7396
136,525
d)
Aggregated information
- Aggregated volume
- Price
Not applicable
e)
Date of the transaction
2018-09-28
f)
Place of the transaction
London Stock Exchange (XLON)
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Laura Padovani
2
Reason for the notification
a)
Position/status
Group Chief Compliance Officer
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Barclays PLC
b)
LEI
213800LBQA1Y9L22JB70
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Ordinary shares with a nominal value of 25 pence each ("Shares")
GB0031348658
b)
Nature of the transaction
The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above. The Shares delivered are in respect of the quarterly payment of the Share element of the individual's fixed remuneration for the three month period to 30 September 2018. The Shares are subject to a holding period with restrictions lifting in equal tranches over five years (20% each year).
c)
Price(s) and volume(s)
Price(s)
Volume(s): Number of Shares received
£1.7396
43,113
d)
Aggregated information
- Aggregated volume
- Price
Not applicable
e)
Date of the transaction
2018-09-28
f)
Place of the transaction
London Stock Exchange (XLON)
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Tristram Roberts
2
Reason for the notification
a)
Position/status
Group HR Director
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Barclays PLC
b)
LEI
213800LBQA1Y9L22JB70
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Ordinary shares with a nominal value of 25 pence each ("Shares")
GB0031348658
b)
Nature of the transaction
The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above. The Shares delivered are in respect of the quarterly payment of the Share element of the individual's fixed remuneration for the three month period to 30 September 2018. The Shares are subject to a holding period with restrictions lifting in equal tranches over five years (20% each year).
c)
Price(s) and volume(s)
Price(s)
Volume(s): Number of Shares received
£1.7396
82,633
d)
Aggregated information
- Aggregated volume
- Price
Not applicable
e)
Date of the transaction
2018-09-28
f)
Place of the transaction
London Stock Exchange (XLON)
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Tim Throsby
2
Reason for the notification
a)
Position/status
President, Barclays Bank PLC and CEO, Barclays International
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Barclays PLC
b)
LEI
213800LBQA1Y9L22JB70
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Ordinary shares with a nominal value of 25 pence each ("Shares")
GB0031348658
b)
Nature of the transaction
The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above. The Shares delivered are in respect of the quarterly payment of the Share element of the individual's fixed remuneration for the three month period to 30 September 2018. The Shares are subject to a holding period with restrictions lifting in equal tranches over five years (20% each year).
c)
Price(s) and volume(s)
Price(s)
Volume(s): Number of Shares received
£1.7396
280,236
d)
Aggregated information
- Aggregated volume
- Price
Not applicable
e)
Date of the transaction
2018-09-28
f)
Place of the transaction
London Stock Exchange (XLON)
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Ashok Vaswani
2
Reason for the notification
a)
Position/status
CEO, Barclays Bank UK PLC
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Barclays PLC
b)
LEI
213800LBQA1Y9L22JB70
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Ordinary shares with a nominal value of 25 pence each ("Shares")
GB0031348658
b)
Nature of the transaction
The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above. The Shares delivered are in respect of the quarterly payment of the Share element of the individual's fixed remuneration for the three month period to 30 September 2018. The Shares are subject to a holding period with restrictions lifting in equal tranches over five years (20% each year).
c)
Price(s) and volume(s)
Price(s)
Volume(s): Number of Shares received
£1.7396
100,597
d)
Aggregated information
- Aggregated volume
- Price
Not applicable
e)
Date of the transaction
2018-09-28
f)
Place of the transaction
London Stock Exchange (XLON)
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
C.S. Venkatakrishnan
2
Reason for the notification
a)
Position/status
Chief Risk Officer
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Barclays PLC
b)
LEI
213800LBQA1Y9L22JB70
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Ordinary shares with a nominal value of 25 pence each ("Shares")
GB0031348658
b)
Nature of the transaction
The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above. The Shares delivered are in respect of the quarterly payment of the Share element of the individual's fixed remuneration for the three month period to 30 September 2018. The Shares are subject to a holding period with restrictions lifting in equal tranches over five years (20% each year).
c)
Price(s) and volume(s)
Price(s)
Volume(s): Number of Shares received
£1.7396
136,525
d)
Aggregated information
- Aggregated volume
- Price
Not applicable
e)
Date of the transaction
2018-09-28
f)
Place of the transaction
London Stock Exchange (XLON)
1
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
C.S. Venkatakrishnan
2
Reason for the notification
a)
Position/status
Chief Risk Officer
b)
Initial notification /Amendment
Initial notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Barclays PLC
b)
LEI
213800LBQA1Y9L22JB70
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Identification code
Ordinary Shares with a nominal value of 25 pence each
GB0031348658
b)
Nature of the transaction
The trustee of the Barclays Group (PSP) Employee Benefit Trust delivered Shares to the individual set out above to satisfy the release of Shares subject to an award made under Schedule 1 to the Barclays Group Share Value Plan.
c)
Price(s) and volume(s)
Price(s)
Volume(s): Number of Shares received
£1.7396
111,592
d)
Aggregated information
- Aggregated volume
- Price
Not applicable
e)
Date of the transaction
2018-09-28
f)
Place of the transaction
London Stock Exchange (XLON)
For further information please contact:
Investor Relations
Media Relations
Lisa Bartrip
Tom Hoskin
+44 (0)20 7773 0708
+44 (0)20 7116 4755
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