REG-BARCLAYS PLC Form 8.3 - ALLERGAN PLC

BarclaysAnnouncement

08/05/2020 10:15

Form 8.3 - ALLERGAN PLC

 

Ap19 

FORM 8.3 

IRISH TAKEOVER PANEL

DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013

DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

1. KEY INFORMATION


 
Name of person dealing (Note 1)
Barclays PLC.


 
Company dealt in
ALLERGAN PLC


 
Class of relevant security to which the 
ORD


 
dealings being disclosed relate (Note 2)


 
Date of dealing
07 May 2020


2. INTERESTS AND SHORT POSITIONS

(a) Interests and short positions (following dealing) in the class of relevant security dealt in (Note 3) 


Class of relevant security:
ORD
 
 


 
Long
Short


 
Number
(%)
Number
(%)



(1)


Relevant securities
 
 
 
 



 

3,728,507



1.13%



2,948,434



0.90%




 
 
 
 
 
 



(2)


Derivatives (other than options):
 
 
 
 



 

2,887,345



0.88%



2,368,331



0.72%




 
 
 
 
 
 



(3)


Options and agreements to
 
 
 
 



purchase/sell:

180,100



0.05%



132,400



0.04%




 
 
 
 
 



TOTAL:
 
 
 
 



 

6,795,952



2.07%



5,449,165



1.66%





 
 
 
 


(b) Interests and short positions in relevant securities of the company, other than the class dealt in (Note 3) 


Class of relevant security:
Long
 
Short
 


 
Number
(%)
Number
(%)



(1)


Relevant securities
 
 
 
 



(2)


Derivatives (other than options):
 
 
 
 



(3)


Options and agreements to
 
 
 
 


 
purchase/sell:



TOTAL:
 
 
 
 


Ap20 

1. DEALINGS (Note 4)

(a) Purchases and sales 


Purchase/sale

Number of relevant securities


Price per unit


Purchase

5


193.6620   USD


Purchase

11


194.0272   USD


Purchase

23


194.0821   USD


Purchase

51


193.4796   USD


Purchase

81


193.7839   USD


Purchase

90


193.6885   USD


Purchase

90


193.1600   USD


Purchase

100


194.3400   USD


Purchase

100


193.1370   USD


Purchase

107


194.2027   USD


Purchase

139


193.6184   USD


Purchase

163


193.8120   USD


Purchase

200


194.5650   USD


Purchase

205


194.6800   USD


Purchase

300


193.6916   USD


Purchase

300


194.1333   USD


Purchase

302


194.6300   USD


Purchase

485


193.9377   USD


Purchase

600


194.0383   USD


Purchase

665


193.4400   USD


Purchase

700


193.9528   USD


Purchase

800


193.9903   USD


Purchase

801


193.2304   USD


Purchase

954


194.0824   USD


Purchase

1,000


194.2020   USD


Purchase

1,065


194.2782   USD


Purchase

1,193


193.4752   USD


Purchase

1,217


192.9900   USD


Purchase

1,298


194.5891   USD


Purchase

1,400


193.9150   USD


Purchase

1,516


193.4454   USD


Purchase

1,707


194.1787   USD


Purchase

1,800


194.5933   USD


Purchase

2,031


193.9919   USD


Purchase

2,100


193.5519   USD


Purchase

2,206


193.1704   USD


Purchase

2,551


194.0888   USD


Purchase

2,570


193.4375   USD


Purchase

2,900


193.7410   USD


Purchase

3,604


193.2499   USD


Purchase

4,400


193.3165   USD


Purchase

4,661


193.7948   USD


Purchase

4,756


193.9011   USD


Purchase

5,000


194.4882   USD


Purchase

5,399


193.4926   USD


Purchase

5,600


193.0981   USD


Purchase

5,801


192.9947   USD


Purchase

6,928


195.2700   USD


Purchase

7,210


193.1583   USD


Purchase

8,100


194.3551   USD


Purchase

8,600


193.3173   USD


Purchase

10,047


193.8792   USD


Purchase

10,874


193.1114   USD


Purchase

11,692


194.4695   USD


Purchase

13,293


193.3710   USD


Purchase

16,150


193.2010   USD


Purchase

16,250


193.2507   USD


Purchase

20,000


193.6808   USD


Purchase

30,713


193.7068   USD


Purchase

57,515


193.4586   USD


Purchase

177,915


193.4773   USD


Sale

2


192.7400   USD


Sale

32


193.3993   USD


Sale

32


195.2700   USD


Sale

37


192.5800   USD


Sale

54


193.7305   USD


Sale

75


192.9700   USD


Sale

100


193.9928   USD


Sale

100


193.3000   USD


Sale

100


194.0800   USD


Sale

100


194.4000   USD


Sale

100


194.5100   USD


Sale

100


193.5700   USD


Sale

101


193.0700   USD


Sale

200


193.2400   USD


Sale

200


193.1525   USD


Sale

200


193.9600   USD


Sale

200


193.1100   USD


Sale

200


193.1250   USD


Sale

215


192.7300   USD


Sale

250


193.6205   USD


Sale

400


194.2087   USD


Sale

446


194.5222   USD


Sale

468


194.6600   USD


Sale

502


193.8426   USD


Sale

597


193.7531   USD


Sale

600


194.6183   USD


Sale

604


193.6296   USD


Sale

782


194.5250   USD


Sale

802


192.9404   USD


Sale

823


193.4403   USD


Sale

1,001


193.5482   USD


Sale

1,509


192.6612   USD


Sale

2,050


193.1363   USD


Sale

2,100


193.5307   USD


Sale

3,409


193.4447   USD


Sale

3,600


194.5933   USD


Sale

4,460


193.0215   USD


Sale

7,212


192.9900   USD


Sale

11,500


194.2414   USD


Sale

12,246


193.6118   USD


Sale

17,505


193.6830   USD


Sale

19,100


193.3838   USD


Sale

19,244


193.8892   USD


Sale

30,773


193.4977   USD


Sale

50,000


194.0969   USD


Sale

93,145


193.2599   USD


Sale

174,564


193.4695   USD


(b) Derivatives transactions (other than options transactions) 



Product name,


e.g. CFD



Nature of transaction


(Note 6)



Number of relevant securities


(Note 7)



Price per unit


(Note 5)





 



 



 



 




(c) Options transactions in respect of existing relevant securities 

(i) Writing, selling, purchasing or varying 


Product Name
Writing,
Number
Exercise
Type
Expiry
Option


 
purchasing,
of
price
 
date
money


 
selling,
securities
 
 
 
paid/


 
varying etc
to which
 
 
 
received


 
 
option
 
 
 
 


 
 
relates
 
 
 
 


Put Option
Purchasing

600


170   USD
American
15 May 2020
0.0100   USD


Put Option
Selling

2,900


150   USD
American
15 Jan 2021
0.3255   USD


Put Option
Selling

2,000


190   USD
American
15 May 2020
0.4350   USD


(ii) Exercising 



Product name,


e.g. call option



Number of securities



Exercise price per unit (Note 5)





 



 



 




(d) Other dealings (including transactions in respect of new securities) (Note 4) 



Nature of transaction


(Note 8)



Details



Price per unit


(if applicable) (Note 5)





 



 



 


 




Ap21 

2. OTHER INFORMATION 

Agreements, arrangements or understandings relating to options or derivatives

Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated. 

None


Is a Supplemental Form 8 (Open Positions) attached?
YES


Date of disclosure:
8 May 2020


Contact name:
Large Holdings Regulatory Operations


Telephone number:

020 3134 7213




If a connected EFM, name of offeree/offeror with which connected
 


If a connected EFM, state nature of connection
 


Ap23

SUPPLEMENTAL FORM 8 

IRISH TAKEOVER PANEL 

DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013 

DETAILS OF OPEN POSITIONS 

(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or Form 8.3, as appropriate) 

OPEN POSITIONS (Note 1)

 


Product name
Written or 

Number of


Exercise
Type
Expiry


 
purchased

relevant securities 


price
 
date


 
 

to which the option 


 
 
 


 
 

or derivative 


 
 
 


 
 

relates


 
 
 


Call Options
  Purchased

600



175.0000  


American
Jan 15, 2021


Put Options
  Written

200



190.0000  


American
Aug 21, 2020


Call Options
  Purchased

6,400



185.0000  


American
Jan 15, 2021


Call Options
  Written

-1,400



230.0000  


American
Jun 19, 2020


Call Options
  Written

-1,500



220.0000  


American
Aug 21, 2020


Put Options
  Purchased

-4,500



70.0000  


American
Jan 15, 2021


Put Options
  Written

43,900



105.0000  


American
Jan 15, 2021


Put Options
  Written

8,200



150.0000  


American
May 15, 2020


Call Options
  Purchased

6,400



175.0000  


American
May 15, 2020


Put Options
  Purchased

-16,500



115.0000  


American
Jan 15, 2021


Put Options
  Purchased

-1,200



65.0000  


American
Jan 15, 2021


Call Options
  Written

-42,500



165.0000  


American
Jan 21, 2022


Call Options
  Written

-1,100



200.0000  


American
Aug 21, 2020


Call Options
  Purchased

32,500



175.0000  


American
Jan 21, 2022


Call Options
  Purchased

9,500



170.0000  


American
Jun 19, 2020


Call Options
  Purchased

500



165.0000  


American
Jan 15, 2021


Call Options
  Purchased

1,200



190.0000  


American
May 15, 2020


Put Options
  Purchased

-5,100



170.0000  


American
Jan 15, 2021


Put Options
  Purchased

-1,000



195.0000  


American
May 15, 2020


Call Options
  Purchased

1,700



170.0000  


American
May 15, 2020


Put Options
  Written

33,200



140.0000  


American
Jun 19, 2020


Put Options
  Purchased

-2,600



75.0000  


American
Jan 15, 2021


Put Options
  Purchased

-900



175.0000  


American
Aug 21, 2020


Put Options
  Purchased

-6,300



170.0000  


American
Jun 19, 2020


Put Options
  Written

600



150.0000  


American
Jun 19, 2020


Call Options
  Purchased

4,400



190.0000  


American
Jan 15, 2021


Put Options
  Written

6,700



140.0000  


American
Jan 15, 2021


Put Options
  Purchased

-29,400



150.0000  


American
Jan 15, 2021


Call Options
  Written

-7,200



260.0000  


American
Jan 15, 2021


Put Options
  Written

100



165.0000  


American
May 15, 2020


Call Options
  Purchased

3,400



160.0000  


American
Jan 15, 2021


Put Options
  Written

2,700



180.0000  


American
May 15, 2020


Put Options
  Purchased

-900



185.0000  


American
Jan 15, 2021


Put Options
  Purchased

-2,400



160.0000  


American
Jan 15, 2021


Call Options
  Purchased

600



150.0000  


American
Jan 15, 2021


Put Options
  Written

3,700



215.0000  


American
Jan 15, 2021


Put Options
  Purchased

-7,200



180.0000  


American
Jan 15, 2021


Put Options
  Purchased

-600



185.0000  


American
May 15, 2020


Call Options
  Purchased

9,100



195.0000  


American
Jan 15, 2021


Put Options
  Written

4,500



195.0000  


American
Aug 21, 2020


Put Options
  Purchased

-100



195.0000  


American
Jun 19, 2020


Notes 

1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form. 

2. For all prices and other monetary amounts, the currency must be stated. 

For full details of disclosure requirements, see Rule 8 of the Rules. If in doubt, consult the Panel. 
View source version on businesswire.com: https://www.businesswire.com/news/home/20200508005171/en/

BARCLAYS PLC