REG-BARCLAYS PLC FORM 8.3 - AON PLC - AMENDMENT
01/10/2020 07:20
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FORM 8.3 - AON PLC - AMENDMENT
FORM 8.3
Amendment to Purchase and Sales
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER
RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR
MORE
1. KEY INFORMATION
Name of person dealing (Note 1) Barclays PLC.
Company dealt in AON PLC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 28 September 2020
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Class of relevant security: ORD
Long Short
Number (%) Number (%)
(1) Relevant securities
392,650 0.17% 2,440,290 1.05%
(2) Derivatives (other than options):
540,999 0.23% 28,200 0.01%
(3) Options and agreements to
purchase/sell: 106,599 0.05% 106,599 0.05%
(4) TOTAL:
1,040,248 0.45% 2,575,089 1.11%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of relevant security: Long Short
Number (%) Number (%)
(1) Relevant securities
(2) Derivatives (other than options)
(3) Options and agreements to purchase/sell
Total
Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of relevant securities Price per unit
Purchase 1 201.4800 USD
Purchase 3 202.0100 USD
Purchase 4 201.2250 USD
Purchase 8 203.4000 USD
Purchase 9 202.4044 USD
Purchase 9 202.7877 USD
Purchase 10 202.4275 USD
Purchase 10 202.6920 USD
Purchase 13 202.6950 USD
Purchase 13 202.3584 USD
Purchase 18 202.4627 USD
Purchase 26 199.7900 USD
Purchase 27 203.1814 USD
Purchase 42 200.4730 USD
Purchase 46 202.5097 USD
Purchase 82 203.4400 USD
Purchase 97 203.3957 USD
Purchase 100 203.5200 USD
Purchase 100 203.5900 USD
Purchase 100 203.9500 USD
Purchase 200 202.0900 USD
Purchase 200 203.0200 USD
Purchase 234 202.5690 USD
Purchase 300 203.9100 USD
Purchase 349 202.7561 USD
Purchase 384 202.0670 USD
Purchase 400 202.3975 USD
Purchase 982 201.3723 USD
Purchase 1,049 203.4287 USD
Purchase 1,191 203.6966 USD
Purchase 2,182 201.8077 USD
Purchase 3,316 202.5618 USD
Purchase 4,121 203.3431 USD
Purchase 5,178 203.1326 USD
Purchase 6,000 204.5050 USD
Purchase 9,760 203.4300 USD
Purchase 12,197 202.7687 USD
Purchase 13,249 203.5627 USD
Purchase 22,015 202.7280 USD
Purchase 27,284 203.6360 USD
Purchase 46,879 202.9945 USD
Sale 1 201.0500 USD
Sale 1 203.8400 USD
Sale 1 202.1400 USD
Sale 3 199.0600 USD
Sale 6 202.9400 USD
Sale 11 203.4409 USD
Sale 13 201.6700 USD
Sale 13 197.9100 USD
Sale 13 202.6950 USD
Sale 23 199.3165 USD
Sale 24 201.5500 USD
Sale 43 204.7000 USD
Sale 62 204.4500 USD
Sale 100 199.9600 USD
Sale 100 200.0300 USD
Sale 100 203.9300 USD
Sale 100 203.8700 USD
Sale 100 203.7400 USD
Sale 100 203.6400 USD
Sale 100 203.5100 USD
Sale 100 203.4500 USD
Sale 100 203.0400 USD
Sale 100 201.5100 USD
Sale 100 200.2300 USD
Sale 104 202.0396 USD
Sale 136 201.9602 USD
Sale 153 202.0542 USD
Sale 182 203.7125 USD
Sale 199 201.0400 USD
Sale 200 200.7850 USD
Sale 200 202.7150 USD
Sale 200 202.4950 USD
Sale 200 203.6700 USD
Sale 200 203.9050 USD
Sale 200 202.9800 USD
Sale 200 201.7300 USD
Sale 200 201.5175 USD
Sale 200 202.8275 USD
Sale 201 202.5318 USD
Sale 278 202.5404 USD
Sale 300 203.2600 USD
Sale 300 204.0100 USD
Sale 333 202.5264 USD
Sale 387 202.0996 USD
Sale 391 203.6998 USD
Sale 400 203.7100 USD
Sale 400 203.5812 USD
Sale 400 203.5300 USD
Sale 454 203.1380 USD
Sale 488 201.5246 USD
Sale 500 202.9840 USD
Sale 514 202.1608 USD
Sale 600 200.1775 USD
Sale 700 203.4142 USD
Sale 745 203.4326 USD
Sale 800 203.3300 USD
Sale 900 202.5444 USD
Sale 1,037 203.6444 USD
Sale 1,065 202.2373 USD
Sale 1,200 203.2166 USD
Sale 1,200 203.6754 USD
Sale 1,618 203.2493 USD
Sale 1,674 203.2902 USD
Sale 1,736 204.1650 USD
Sale 2,355 202.3697 USD
Sale 2,718 203.6412 USD
Sale 2,914 203.2085 USD
Sale 3,234 202.3313 USD
Sale 4,123 203.1743 USD
Sale 5,009 202.5330 USD
Sale 5,454 203.0394 USD
Sale 6,000 204.5050 USD
Sale 6,058 202.7131 USD
Sale 6,124 201.9870 USD
Sale 8,028 203.7918 USD
Sale 8,939 203.5211 USD
Sale 10,811 203.4300 USD
Sale 12,405 202.9146 USD
Sale 13,194 203.3932 USD
Sale 19,211 203.4878 USD
Sale 22,797 202.7465 USD
(b) Derivatives transactions (other than options transactions)
Product Name Nature of transaction Number of relevant securities Price per
unit
SWAP Long 414 201.4985 USD
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
Product name, Writing, selling, purchasing, varying etc. Number of securities to which the option relates (Note 7) Exercise price Type, e.g. American, European etc. Expiry date Option money paid/received per unit (Note 5)
e.g. call option
(ii) Exercising
Product name, Number of securities Exercise price per unit (Note 5)
e.g. call option
(d) Other dealings (including transactions in respect of new securities) (Note
4)
Nature of transaction Details Price per unit
(Note 8) (if applicable) (Note 5)
Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person
disclosing and any other person relating to the voting rights of any relevant
securities under any option referred to on this form or relating to the voting
rights or future acquisition or disposal of any relevant securities to which
any derivative referred to on this form is referenced. If none, this should be
stated.
None
Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure: 1 Oct 2020
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997,
TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or
Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative
relates
Put Options Purchased -106,599 214.5780 European Oct 20, 2020
Put Options Written 106,599 214.5780 European Oct 20, 2020
Notes
1. Where there are open option positions or open derivative positions (except
for CFDs), full details should be given. Full details of any existing
agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in
doubt, consult the Panel.
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