REG-BARCLAYS PLC FORM 8.3 - AON PLC - AMENDMENT
14/10/2020 07:20
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FORM 8.3 - AON PLC - AMENDMENT
FORM 8.3
Amendment to Sales
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER
RULES, 2013
DEALINGS BY PERSONS WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR
MORE
1. KEY INFORMATION
Name of person dealing (Note 1) Barclays PLC.
Company dealt in AON PLC
Class of relevant security to which the ORD
dealings being disclosed relate (Note 2)
Date of dealing 09 October 2020
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant
security dealt in (Note 3)
Class of relevant security: ORD
Long Short
Number (%) Number (%)
(1) Relevant securities
378,865 0.16% 2,745,695 1.19%
(2) Derivatives (other than options):
557,898 0.24% 28,200 0.01%
(3) Options and agreements to
purchase/sell: 106,599 0.05% 106,599 0.05%
(4) TOTAL:
1,043,362 0.45% 2,880,494 1.24%
(b) Interests and short positions in relevant securities of the company, other
than the class dealt in (Note 3)
Class of relevant security: Long Short
Number (%) Number (%)
(1) Relevant securities
(2) Derivatives (other than options)
(3) Options and agreements to purchase/sell
Total
Ap20
1. DEALINGS (Note 4)
(a) Purchases and sales
Purchase/sale Number of relevant securities Price per unit
Purchase 3 209.1450 USD
Purchase 3 209.4400 USD
Purchase 9 210.2556 USD
Purchase 64 209.1150 USD
Purchase 64 209.6000 USD
Purchase 70 209.3900 USD
Purchase 100 209.3300 USD
Purchase 100 208.9200 USD
Purchase 108 208.9179 USD
Purchase 126 208.7417 USD
Purchase 208 208.9412 USD
Purchase 263 208.7404 USD
Purchase 316 209.1417 USD
Purchase 618 208.7863 USD
Purchase 670 208.8921 USD
Purchase 698 208.9267 USD
Purchase 716 209.1500 USD
Purchase 879 209.2046 USD
Purchase 1,006 209.1900 USD
Purchase 1,105 209.6471 USD
Purchase 1,404 208.9003 USD
Purchase 3,195 209.1697 USD
Purchase 4,316 208.9114 USD
Purchase 5,594 209.1971 USD
Purchase 5,616 209.1428 USD
Purchase 6,584 208.9683 USD
Purchase 7,513 209.1801 USD
Purchase 8,832 209.1046 USD
Purchase 13,000 208.6679 USD
Purchase 20,436 209.2205 USD
Purchase 77,131 209.1879 USD
Sale 5 210.2600 USD
Sale 12 209.4100 USD
Sale 61 208.7400 USD
Sale 64 209.6000 USD
Sale 64 209.1150 USD
Sale 97 208.5500 USD
Sale 100 208.5700 USD
Sale 100 209.4400 USD
Sale 100 209.4300 USD
Sale 100 209.2300 USD
Sale 100 208.9200 USD
Sale 100 208.8300 USD
Sale 103 208.7700 USD
Sale 163 208.7345 USD
Sale 200 209.3150 USD
Sale 200 209.3675 USD
Sale 202 209.2249 USD
Sale 220 208.6009 USD
Sale 232 208.9732 USD
Sale 240 209.1900 USD
Sale 264 209.3159 USD
Sale 300 208.7866 USD
Sale 400 209.0125 USD
Sale 400 209.0900 USD
Sale 479 209.0993 USD
Sale 512 208.7413 USD
Sale 588 209.3900 USD
Sale 710 208.8226 USD
Sale 769 209.1898 USD
Sale 807 208.6805 USD
Sale 897 208.5822 USD
Sale 1,236 209.1369 USD
Sale 1,250 209.2022 USD
Sale 1,358 208.6221 USD
Sale 1,378 209.0675 USD
Sale 1,400 209.2075 USD
Sale 1,833 208.6605 USD
Sale 2,024 208.7494 USD
Sale 2,155 209.3373 USD
Sale 2,305 209.4333 USD
Sale 2,353 209.1674 USD
Sale 2,975 209.2644 USD
Sale 4,354 209.1863 USD
Sale 4,442 208.6377 USD
Sale 6,596 209.1782 USD
Sale 7,110 209.1022 USD
Sale 7,117 209.1797 USD
Sale 9,922 209.1483 USD
Sale 11,327 208.9758 USD
Sale 13,199 209.2225 USD
Sale 13,939 209.2593 USD
Sale 15,277 209.1536 USD
Sale 16,893 209.0508 USD
Sale 21,840 209.2090 USD
(b) Derivatives transactions (other than options transactions)
Product Name Nature of transaction Number of relevant securities Price per
unit
SWAP Long 828 209.3518 USD
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
Product name, Writing, selling, purchasing, varying etc. Number of securities to which the option relates (Note 7) Exercise price Type, e.g. American, European etc. Expiry date Option money paid/received per unit (Note 5)
e.g. call option
(ii) Exercising
Product name, Number of securities Exercise price per unit (Note 5)
e.g. call option
(d) Other dealings (including transactions in respect of new securities) (Note
4)
Nature of transaction Details Price per unit
(Note 8) (if applicable) (Note 5)
Ap21
2. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
Full details of any agreement, arrangement or understanding between the person
disclosing and any other person relating to the voting rights of any relevant
securities under any option referred to on this form or relating to the voting
rights or future acquisition or disposal of any relevant securities to which
any derivative referred to on this form is referenced. If none, this should be
stated.
None
Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure: 14 Oct 2020
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
If a connected EFM, name of offeree/offeror with which connected
If a connected EFM, state nature of connection
SUPPLEMENTAL FORM 8
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 8.1 AND RULE 8.3 OF THE IRISH TAKEOVER PANEL ACT, 1997,
TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
(This form should be attached to Form 8.1(a) & (b)(i), Form 8.1(b)(ii) or
Form 8.3, as appropriate)
OPEN POSITIONS (Note 1)
Product name Written or Number of Exercise Type Expiry
purchased relevant securities price date
to which the option
or derivative
relates
Put Options Purchased -106,599 214.5780 European Oct 20, 2020
Put Options Written 106,599 214.5780 European Oct 20, 2020
Notes
1. Where there are open option positions or open derivative positions (except
for CFDs), full details should be given. Full details of any existing
agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rule 8 of the Rules. If in
doubt, consult the Panel.
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