REG-BARCLAYS PLC Form 8.3 - GREENE KING PLC - Amendment

BarclaysAnnouncement

30/09/2019 16:35

Form 8.3 - GREENE KING PLC - Amendment

 

FORM 8.3 - Amendment to Purchase

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION



(a) Full name of discloser:



Barclays PLC.





(b) Owner or controller of interests and short positions disclosed, if different from 1(a):


The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named.



 





(c) Name of offeror/offeree in relation to whose relevant securities this form relates:


Use a separate form for each offeror/offeree



GREENE KING PLC





(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:



 





(e) Date position held/dealing undertaken:


For an opening position disclosure, state the latest practicable date prior to the disclosure



25 September 2019





(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?


If it is a cash offer or possible cash offer, state “N/A”



NO




2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)


Class of relevant security:
12.5p ordinary





Interests
Short Positions



Number
(%)
Number
(%)



(1)


Relevant securities owned







and/or controlled:

7,952,163



2.56%



5,511,874



1.78%








 



(2)


Cash-settled derivatives:









168



0.00%



7,629,527



2.46%








 



(3)


Stock-settled derivatives (including options)







and agreements to purchase/sell:

0



0.00%



0



0.00%








 



(4)










TOTAL:

7,952,331



2.56%



13,141,401



4.24%








 


All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)



Class of relevant security in relation to which subscription right exists:



 





Details, including nature of the rights concerned and relevant percentages:



 




3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales


Class of relevant
Purchase/sale
Number of
Price per unit


security

securities



12.5p ordinary
Purchase

1,031


8.4582 GBP


12.5p ordinary
Purchase

3,089


8.4550 GBP


12.5p ordinary
Purchase

4,437


8.4551 GBP


12.5p ordinary
Purchase

10,739


8.4552 GBP


12.5p ordinary
Purchase

11,020


8.4541 GBP


12.5p ordinary
Purchase

11,036


8.4553 GBP


12.5p ordinary
Purchase

11,706


8.4558 GBP


12.5p ordinary
Purchase

20,449


8.4546 GBP


12.5p ordinary
Purchase

20,525


8.4547 GBP


12.5p ordinary
Purchase

40,951


8.4557 GBP


12.5p ordinary
Purchase

53,104


8.4569 GBP


12.5p ordinary
Purchase

69,114


8.4560 GBP


12.5p ordinary
Purchase

122,858


8.4559 GBP


12.5p ordinary
Purchase

212,550


8.4539 GBP


12.5p ordinary
Purchase

282,870


8.4540 GBP


12.5p ordinary
Sale

794


8.4576 GBP


12.5p ordinary
Sale

2,350


8.4554 GBP


12.5p ordinary
Sale

2,582


8.4530 GBP


12.5p ordinary
Sale

2,937


8.4560 GBP


12.5p ordinary
Sale

4,566


8.4546 GBP


12.5p ordinary
Sale

16,766


8.4542 GBP


12.5p ordinary
Sale

16,966


8.4550 GBP


12.5p ordinary
Sale

25,112


8.4540 GBP


12.5p ordinary
Sale

50,000


8.4590 GBP


12.5p ordinary
Sale

63,598


8.4536 GBP


12.5p ordinary
Sale

500,000


8.4602 GBP


(b) Cash-settled derivative transactions


Class of
Product
Nature of dealing
Number of
Price per


relevant
description

reference
unit


security


securities



12.5p ordinary
SWAP
Long

496


8.4539 GBP


12.5p ordinary
SWAP
Long

900


8.4565 GBP


12.5p ordinary
SWAP
Long

1,797


8.4533 GBP


12.5p ordinary
CFD
Long

7,315


8.4532 GBP


12.5p ordinary
SWAP
Long

68,237


8.4535 GBP


12.5p ordinary
SWAP
Short

165


8.4600 GBP


12.5p ordinary
SWAP
Short

417


8.4564 GBP


12.5p ordinary
CFD
Short

796


8.4583 GBP


12.5p ordinary
CFD
Short

1,823


8.4611 GBP


12.5p ordinary
SWAP
Short

2,407


8.4557 GBP


12.5p ordinary
CFD
Short

3,846


8.4560 GBP


12.5p ordinary
SWAP
Short

4,176


8.4542 GBP


12.5p ordinary
CFD
Short

11,036


8.4553 GBP


12.5p ordinary
SWAP
Short

18,644


8.4548 GBP


12.5p ordinary
SWAP
Short

26,767


8.4561 GBP


12.5p ordinary
CFD
Short

40,951


8.4557 GBP


12.5p ordinary
SWAP
Short

70,994


8.4566 GBP


(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying



Class of relevant security



Product description e.g. call option



Writing, purchasing, selling, varying etc.



Number of securities to which option relates



Exercise price per unit



Type


e.g. American, European etc.



Expiry date



Option money paid/ received per unit





 



 



 



 



 



 



 



 




(ii) Exercise



Class of relevant security



Product description


e.g. call option



Exercising/ exercised against



Number of securities



Exercise price per unit





 



 



 



 



 


 




(d) Other dealings (including subscribing for new securities)



Class of relevant security



Nature of dealing


e.g. subscription, conversion



Details



Price per unit (if applicable)





 



 


 



 



 




4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements



Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:


Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”





 


None


 




(b) Agreements, arrangements or understandings relating to options or derivatives



Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:


(i) the voting rights of any relevant securities under any option; or


(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:


If there are no such agreements, arrangements or understandings, state “none”





 


None


 




(c) Attachments



Is a Supplemental Form 8 (Open Positions) attached?



NO






Date of disclosure:



30 Sept 2019





Contact name:



Large Holdings Regulatory Operations





Telephone number*:



020 3134 7213




Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
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BARCLAYS PLC