REG-BARCLAYS PLC Form 8.3 - KAZ MINERALS PLC - AMENDMENT
11/12/2020 07:40
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Form 8.3 - KAZ MINERALS PLC - AMENDMENT
FORM 8.3 Amendment to Purchase
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose KAZ MINERALS PLC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 08 December 2020
(f) In addition to the company in 1(c) above, is the discloser making NO
disclosures in respect of any other party to the offer?
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: 20p ordinary
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 4,724,428 1.00% 3,832,157 0.81%
(2) Cash-settled derivatives:
63,473 0.01% 4,608,053 0.98%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 4,787,901 1.01% 8,440,210 1.79%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other
employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
20p ordinary Purchase 48 6.5038 GBP
20p ordinary Purchase 304 6.4566 GBP
20p ordinary Purchase 487 6.4980 GBP
20p ordinary Purchase 589 6.5174 GBP
20p ordinary Purchase 600 6.5121 GBP
20p ordinary Purchase 610 6.5160 GBP
20p ordinary Purchase 642 6.5120 GBP
20p ordinary Purchase 755 6.5080 GBP
20p ordinary Purchase 775 6.5140 GBP
20p ordinary Purchase 827 6.5340 GBP
20p ordinary Purchase 844 6.5220 GBP
20p ordinary Purchase 1,141 6.5200 GBP
20p ordinary Purchase 1,430 6.5320 GBP
20p ordinary Purchase 1,553 6.5496 GBP
20p ordinary Purchase 2,131 6.4890 GBP
20p ordinary Purchase 2,589 6.5154 GBP
20p ordinary Purchase 2,914 6.5180 GBP
20p ordinary Purchase 5,239 6.4679 GBP
20p ordinary Purchase 8,750 6.5322 GBP
20p ordinary Purchase 9,447 6.5223 GBP
20p ordinary Purchase 11,052 6.4625 GBP
20p ordinary Purchase 68,978 6.4509 GBP
20p ordinary Purchase 130,243 6.5000 GBP
20p ordinary Sale 10 6.5080 GBP
20p ordinary Sale 89 6.4744 GBP
20p ordinary Sale 149 6.4482 GBP
20p ordinary Sale 414 6.5340 GBP
20p ordinary Sale 427 6.5200 GBP
20p ordinary Sale 562 6.5009 GBP
20p ordinary Sale 575 6.5140 GBP
20p ordinary Sale 610 6.5160 GBP
20p ordinary Sale 828 6.5220 GBP
20p ordinary Sale 850 6.5104 GBP
20p ordinary Sale 956 6.5089 GBP
20p ordinary Sale 977 6.4897 GBP
20p ordinary Sale 1,279 6.5120 GBP
20p ordinary Sale 1,430 6.5320 GBP
20p ordinary Sale 1,621 6.5471 GBP
20p ordinary Sale 1,661 6.5130 GBP
20p ordinary Sale 2,092 6.4930 GBP
20p ordinary Sale 2,098 6.5211 GBP
20p ordinary Sale 2,296 6.5219 GBP
20p ordinary Sale 2,914 6.5180 GBP
20p ordinary Sale 3,153 6.5147 GBP
20p ordinary Sale 3,602 6.4943 GBP
20p ordinary Sale 4,345 6.4540 GBP
20p ordinary Sale 4,741 6.5167 GBP
20p ordinary Sale 5,239 6.4679 GBP
20p ordinary Sale 6,351 6.5158 GBP
20p ordinary Sale 6,355 6.5129 GBP
20p ordinary Sale 6,838 6.5149 GBP
20p ordinary Sale 8,910 6.5500 GBP
20p ordinary Sale 10,548 6.4932 GBP
20p ordinary Sale 11,324 6.5172 GBP
20p ordinary Sale 11,396 6.5291 GBP
20p ordinary Sale 19,525 6.5343 GBP
20p ordinary Sale 46,831 6.5100 GBP
20p ordinary Sale 3,759,321 6.4380 GBP
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
20p ordinary SWAP Long 3,602 6.4943 GBP
20p ordinary SWAP Long 14,179 6.4932 GBP
20p ordinary SWAP Short 1 6.4400 GBP
20p ordinary SWAP Short 1,938 6.4805 GBP
20p ordinary CFD Short 2,093 6.5148 GBP
20p ordinary SWAP Short 7,726 6.5115 GBP
20p ordinary CFD Short 68,978 6.4509 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state “none”
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
“none”
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 11 Dec 2020
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel’s
Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(https://cts.businesswire.com/ct/CT?id=smartlink&url=http%3A%2F%2Fwww.thetakeoverpanel.org.uk%2F&esheet=52346929&newsitemid=20201210006276&lan=en-US&anchor=www.thetakeoverpanel.org.uk&index=1&md5=a0a2dc64aa19a549e606e9e18bd33289)
.
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