REG-BARCLAYS PLC Form 8.3 - MGM RESORTS INTERNATIONAL - Amendment
08/01/2021 08:30
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Form 8.3 - MGM RESORTS INTERNATIONAL - Amendment
FORM 8.3 - Amendment to Sales
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose MGM RESORTS INTERNATIONAL
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 05 January 2021
(f) In addition to the company in 1(c) above, is the discloser making YES:
disclosures in respect of any other party to the offer? ENTAIN PLC
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: USD 0.01 common
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 463,501 0.09% 423,639 0.09%
(2) Cash-settled derivatives:
300,252 0.06% 0 0.00%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 996,000 0.20% 633,000 0.13%
TOTAL: 1,759,753 0.36% 1,056,639 0.21%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other
employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
USD 0.01 common Purchase 184 30.1426 USD
USD 0.01 common Purchase 200 30.3950 USD
USD 0.01 common Purchase 200 30.1600 USD
USD 0.01 common Purchase 240 30.0950 USD
USD 0.01 common Purchase 320 30.3093 USD
USD 0.01 common Purchase 400 30.3775 USD
USD 0.01 common Purchase 700 30.2457 USD
USD 0.01 common Purchase 720 30.2566 USD
USD 0.01 common Purchase 840 30.2664 USD
USD 0.01 common Purchase 903 30.1309 USD
USD 0.01 common Purchase 1,000 30.3580 USD
USD 0.01 common Purchase 1,100 30.2654 USD
USD 0.01 common Purchase 1,196 30.1977 USD
USD 0.01 common Purchase 1,300 30.0542 USD
USD 0.01 common Purchase 1,320 30.2934 USD
USD 0.01 common Purchase 1,549 30.1133 USD
USD 0.01 common Purchase 1,600 30.1181 USD
USD 0.01 common Purchase 1,770 30.1323 USD
USD 0.01 common Purchase 1,793 30.0990 USD
USD 0.01 common Purchase 2,008 30.1459 USD
USD 0.01 common Purchase 2,040 30.1761 USD
USD 0.01 common Purchase 2,178 30.1651 USD
USD 0.01 common Purchase 2,242 30.0917 USD
USD 0.01 common Purchase 2,595 30.0790 USD
USD 0.01 common Purchase 3,314 30.1701 USD
USD 0.01 common Purchase 3,335 29.9692 USD
USD 0.01 common Purchase 3,410 30.0469 USD
USD 0.01 common Purchase 3,508 30.0677 USD
USD 0.01 common Purchase 3,526 30.0704 USD
USD 0.01 common Purchase 3,559 30.1262 USD
USD 0.01 common Purchase 3,866 30.1011 USD
USD 0.01 common Purchase 3,998 29.7895 USD
USD 0.01 common Purchase 4,110 30.0762 USD
USD 0.01 common Purchase 4,138 30.0394 USD
USD 0.01 common Purchase 4,474 30.1141 USD
USD 0.01 common Purchase 4,836 30.0812 USD
USD 0.01 common Purchase 7,110 30.0366 USD
USD 0.01 common Purchase 7,930 30.1083 USD
USD 0.01 common Purchase 8,071 29.8157 USD
USD 0.01 common Purchase 8,605 29.9926 USD
USD 0.01 common Purchase 10,799 30.1321 USD
USD 0.01 common Purchase 12,800 30.1090 USD
USD 0.01 common Purchase 17,597 30.3600 USD
USD 0.01 common Purchase 20,422 30.2758 USD
USD 0.01 common Purchase 30,410 30.0652 USD
USD 0.01 common Purchase 30,523 30.1342 USD
USD 0.01 common Purchase 36,503 30.1167 USD
USD 0.01 common Purchase 37,185 30.0629 USD
USD 0.01 common Purchase 42,179 30.0726 USD
USD 0.01 common Purchase 47,968 30.1504 USD
USD 0.01 common Purchase 63,291 30.0479 USD
USD 0.01 common Purchase 77,489 30.2249 USD
USD 0.01 common Purchase 142,430 30.1080 USD
USD 0.01 common Purchase 239,293 30.0756 USD
USD 0.01 common Sale 100 30.4100 USD
USD 0.01 common Sale 100 30.0100 USD
USD 0.01 common Sale 200 30.3500 USD
USD 0.01 common Sale 200 30.3450 USD
USD 0.01 common Sale 200 30.3075 USD
USD 0.01 common Sale 200 29.9950 USD
USD 0.01 common Sale 400 30.4050 USD
USD 0.01 common Sale 400 30.3800 USD
USD 0.01 common Sale 400 30.3700 USD
USD 0.01 common Sale 532 30.2647 USD
USD 0.01 common Sale 833 30.0939 USD
USD 0.01 common Sale 1,320 30.2934 USD
USD 0.01 common Sale 1,400 29.9985 USD
USD 0.01 common Sale 1,587 29.9435 USD
USD 0.01 common Sale 1,700 29.9270 USD
USD 0.01 common Sale 2,202 30.0188 USD
USD 0.01 common Sale 2,409 29.9889 USD
USD 0.01 common Sale 2,900 29.9905 USD
USD 0.01 common Sale 3,053 29.9927 USD
USD 0.01 common Sale 3,259 29.9806 USD
USD 0.01 common Sale 3,360 29.9828 USD
USD 0.01 common Sale 3,500 30.2918 USD
USD 0.01 common Sale 3,655 30.2926 USD
USD 0.01 common Sale 4,663 29.5200 USD
USD 0.01 common Sale 5,001 29.8950 USD
USD 0.01 common Sale 6,200 30.0732 USD
USD 0.01 common Sale 6,545 29.9800 USD
USD 0.01 common Sale 7,538 30.3714 USD
USD 0.01 common Sale 8,477 30.0004 USD
USD 0.01 common Sale 8,680 30.1761 USD
USD 0.01 common Sale 11,090 29.9836 USD
USD 0.01 common Sale 12,180 30.1838 USD
USD 0.01 common Sale 17,392 30.3643 USD
USD 0.01 common Sale 18,921 30.2753 USD
USD 0.01 common Sale 19,354 30.1699 USD
USD 0.01 common Sale 19,696 30.1775 USD
USD 0.01 common Sale 20,794 30.3600 USD
USD 0.01 common Sale 33,128 30.0597 USD
USD 0.01 common Sale 34,475 30.0814 USD
USD 0.01 common Sale 37,247 30.1679 USD
USD 0.01 common Sale 67,253 30.1171 USD
USD 0.01 common Sale 525,519 30.0912 USD
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
USD 0.01 common SWAP Long 25,425 29.9652 USD
USD 0.01 common SWAP Long 27,475 29.9683 USD
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state “none”
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
“none”
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure: 8 Jan 2021
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel’s
Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(https://cts.businesswire.com/ct/CT?id=smartlink&url=http%3A%2F%2Fwww.thetakeoverpanel.org.uk%2F&esheet=52358557&newsitemid=20210108005132&lan=en-US&anchor=www.thetakeoverpanel.org.uk&index=1&md5=0d5831a152931884e7e93cd2f023a9bd)
.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS,
AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
Identity of the person whose positions/dealings Barclays PLC.
are being disclosed:
Name of offeror/offeree in relation to whose MGM RESORTS INTERNATIONAL
relevant securities this from relates:
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class Product Writing, Number Exercise Type Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
relates
USD 0.01 common Call Options Purchased 10,500 20.0000 American 15 Jan 2021
USD 0.01 common Call Options Purchased 15,800 20.0000 American 21 Jan 2022
USD 0.01 common Call Options Purchased 99,800 15.0000 American 15 Jan 2021
USD 0.01 common Call Options Purchased 185,100 18.0000 American 15 Jan 2021
USD 0.01 common Call Options Written -244,000 23.0000 American 15 Jan 2021
USD 0.01 common Call Options Written -31,600 40.0000 American 21 Jan 2022
USD 0.01 common Put Options Purchased -120,000 27.0000 American 18 Jun 2021
USD 0.01 common Put Options Purchased -100,000 26.0000 American 19 Mar 2021
USD 0.01 common Put Options Purchased -99,400 20.0000 American 15 Jan 2021
USD 0.01 common Put Options Purchased -31,000 27.0000 American 15 Jan 2021
USD 0.01 common Put Options Purchased -5,700 5.0000 American 15 Jan 2021
USD 0.01 common Put Options Purchased -1,300 18.0000 American 18 Jun 2021
USD 0.01 common Put Options Written 120,000 20.0000 American 18 Jun 2021
USD 0.01 common Put Options Written 125,000 10.0000 American 15 Jan 2021
USD 0.01 common Put Options Written 200,000 35.0000 American 15 Jan 2021
USD 0.01 common Put Options Written 239,800 30.0000 American 15 Jan 2021
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position
can be fully understood:
It is not necessary to provide details on a Supplemental Form (Open Positions)
with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(https://cts.businesswire.com/ct/CT?id=smartlink&url=http%3A%2F%2Fwww.thetakeoverpanel.org.uk%2F&esheet=52358557&newsitemid=20210108005132&lan=en-US&anchor=www.thetakeoverpanel.org.uk&index=2&md5=392ea0abeaf69103236321d9063a39e8)
.
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