REG-BARCLAYS PLC Form 8.3 - MGM RESORTS INTERNATIONAL AMENDMENT
14/01/2021 09:30
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Form 8.3 - MGM RESORTS INTERNATIONAL AMENDMENT
FORM 8.3 Amendment to Sales
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose MGM RESORTS INTERNATIONAL
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 08 January 2021
(f) In addition to the company in 1(c) above, is the discloser making YES:
disclosures in respect of any other party to the offer? ENTAIN PLC
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: USD 0.01 common
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 451,786 0.09% 495,944 0.10%
(2) Cash-settled derivatives:
384,373 0.08% 0 0.00%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 1,021,000 0.21% 633,000 0.13%
TOTAL: 1,857,159 0.38% 1,128,944 0.23%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other
employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
USD 0.01 common Purchase 4 30.5600 USD
USD 0.01 common Purchase 9 30.6600 USD
USD 0.01 common Purchase 44 31.0300 USD
USD 0.01 common Purchase 64 31.1400 USD
USD 0.01 common Purchase 100 30.9100 USD
USD 0.01 common Purchase 100 31.1100 USD
USD 0.01 common Purchase 186 31.4183 USD
USD 0.01 common Purchase 214 31.0000 USD
USD 0.01 common Purchase 243 30.7811 USD
USD 0.01 common Purchase 297 31.1300 USD
USD 0.01 common Purchase 300 30.9300 USD
USD 0.01 common Purchase 312 31.3652 USD
USD 0.01 common Purchase 324 31.0779 USD
USD 0.01 common Purchase 334 30.5701 USD
USD 0.01 common Purchase 344 31.2113 USD
USD 0.01 common Purchase 351 31.2000 USD
USD 0.01 common Purchase 404 31.1810 USD
USD 0.01 common Purchase 500 31.2800 USD
USD 0.01 common Purchase 531 30.8482 USD
USD 0.01 common Purchase 609 30.8799 USD
USD 0.01 common Purchase 617 31.2956 USD
USD 0.01 common Purchase 700 31.0657 USD
USD 0.01 common Purchase 814 30.5337 USD
USD 0.01 common Purchase 833 30.7005 USD
USD 0.01 common Purchase 1,016 31.1627 USD
USD 0.01 common Purchase 1,076 31.1166 USD
USD 0.01 common Purchase 1,193 31.1804 USD
USD 0.01 common Purchase 1,231 30.9865 USD
USD 0.01 common Purchase 1,269 31.0155 USD
USD 0.01 common Purchase 1,307 31.0122 USD
USD 0.01 common Purchase 1,458 30.8913 USD
USD 0.01 common Purchase 1,500 30.9520 USD
USD 0.01 common Purchase 1,668 30.8086 USD
USD 0.01 common Purchase 1,701 31.0966 USD
USD 0.01 common Purchase 1,765 31.1413 USD
USD 0.01 common Purchase 1,809 31.0268 USD
USD 0.01 common Purchase 1,854 30.9056 USD
USD 0.01 common Purchase 1,912 31.2036 USD
USD 0.01 common Purchase 2,000 31.0552 USD
USD 0.01 common Purchase 2,131 31.0067 USD
USD 0.01 common Purchase 2,256 31.1278 USD
USD 0.01 common Purchase 2,378 31.3600 USD
USD 0.01 common Purchase 2,804 31.1812 USD
USD 0.01 common Purchase 2,961 31.0852 USD
USD 0.01 common Purchase 3,600 31.0219 USD
USD 0.01 common Purchase 3,730 31.2111 USD
USD 0.01 common Purchase 3,899 31.2324 USD
USD 0.01 common Purchase 16,884 31.1753 USD
USD 0.01 common Purchase 17,030 31.1710 USD
USD 0.01 common Purchase 17,723 31.1796 USD
USD 0.01 common Purchase 20,154 31.2224 USD
USD 0.01 common Purchase 23,565 31.2590 USD
USD 0.01 common Purchase 24,606 31.2099 USD
USD 0.01 common Purchase 29,725 30.7621 USD
USD 0.01 common Purchase 33,715 31.0827 USD
USD 0.01 common Purchase 48,998 31.1218 USD
USD 0.01 common Purchase 72,122 31.1878 USD
USD 0.01 common Purchase 130,204 31.1922 USD
USD 0.01 common Purchase 199,190 31.2301 USD
USD 0.01 common Sale 18 30.6600 USD
USD 0.01 common Sale 32 31.1393 USD
USD 0.01 common Sale 44 31.1300 USD
USD 0.01 common Sale 64 31.1400 USD
USD 0.01 common Sale 72 31.0875 USD
USD 0.01 common Sale 100 30.5500 USD
USD 0.01 common Sale 100 31.6300 USD
USD 0.01 common Sale 106 31.3249 USD
USD 0.01 common Sale 114 30.6566 USD
USD 0.01 common Sale 200 30.6700 USD
USD 0.01 common Sale 200 31.4400 USD
USD 0.01 common Sale 200 31.0500 USD
USD 0.01 common Sale 214 31.0000 USD
USD 0.01 common Sale 231 31.1863 USD
USD 0.01 common Sale 240 31.1137 USD
USD 0.01 common Sale 300 31.3033 USD
USD 0.01 common Sale 300 31.4566 USD
USD 0.01 common Sale 300 31.3233 USD
USD 0.01 common Sale 333 31.3215 USD
USD 0.01 common Sale 342 31.2200 USD
USD 0.01 common Sale 352 31.2844 USD
USD 0.01 common Sale 357 31.1588 USD
USD 0.01 common Sale 367 31.0843 USD
USD 0.01 common Sale 396 31.1295 USD
USD 0.01 common Sale 396 31.1840 USD
USD 0.01 common Sale 400 31.2700 USD
USD 0.01 common Sale 400 31.3037 USD
USD 0.01 common Sale 400 31.3075 USD
USD 0.01 common Sale 402 31.3016 USD
USD 0.01 common Sale 479 31.3416 USD
USD 0.01 common Sale 500 31.2900 USD
USD 0.01 common Sale 500 31.3100 USD
USD 0.01 common Sale 500 31.2800 USD
USD 0.01 common Sale 540 31.1560 USD
USD 0.01 common Sale 601 30.6518 USD
USD 0.01 common Sale 601 30.6519 USD
USD 0.01 common Sale 630 31.0996 USD
USD 0.01 common Sale 694 31.1663 USD
USD 0.01 common Sale 700 30.6478 USD
USD 0.01 common Sale 700 30.5971 USD
USD 0.01 common Sale 707 30.6497 USD
USD 0.01 common Sale 754 31.1865 USD
USD 0.01 common Sale 774 31.1702 USD
USD 0.01 common Sale 800 31.3300 USD
USD 0.01 common Sale 988 31.1402 USD
USD 0.01 common Sale 1,000 31.1969 USD
USD 0.01 common Sale 1,000 30.9990 USD
USD 0.01 common Sale 1,080 31.1975 USD
USD 0.01 common Sale 1,100 31.1609 USD
USD 0.01 common Sale 1,100 30.6181 USD
USD 0.01 common Sale 1,119 31.3247 USD
USD 0.01 common Sale 1,163 31.1954 USD
USD 0.01 common Sale 1,185 31.1825 USD
USD 0.01 common Sale 1,300 31.3146 USD
USD 0.01 common Sale 1,403 30.6610 USD
USD 0.01 common Sale 1,600 30.6340 USD
USD 0.01 common Sale 1,657 31.0226 USD
USD 0.01 common Sale 1,790 31.1657 USD
USD 0.01 common Sale 1,880 31.0614 USD
USD 0.01 common Sale 2,258 31.2523 USD
USD 0.01 common Sale 2,378 31.3600 USD
USD 0.01 common Sale 2,417 31.3459 USD
USD 0.01 common Sale 2,520 31.1728 USD
USD 0.01 common Sale 2,650 31.3200 USD
USD 0.01 common Sale 3,000 31.2273 USD
USD 0.01 common Sale 5,930 31.3034 USD
USD 0.01 common Sale 6,881 31.1745 USD
USD 0.01 common Sale 8,000 30.6463 USD
USD 0.01 common Sale 8,635 31.1222 USD
USD 0.01 common Sale 14,199 30.8925 USD
USD 0.01 common Sale 16,077 31.2125 USD
USD 0.01 common Sale 16,602 31.0954 USD
USD 0.01 common Sale 17,224 31.3696 USD
USD 0.01 common Sale 30,435 31.2494 USD
USD 0.01 common Sale 33,437 31.1323 USD
USD 0.01 common Sale 41,552 31.2580 USD
USD 0.01 common Sale 41,675 30.9565 USD
USD 0.01 common Sale 56,421 31.2068 USD
USD 0.01 common Sale 58,552 31.2395 USD
USD 0.01 common Sale 280,005 31.1897 USD
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
USD 0.01 common SWAP Long 24,680 30.6203 USD
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry Option
of description purchasing, of price date money
relevant selling, securities per unit paid/
security varying etc to which received
option per unit
relates
USD 0.01 common Call Options Purchasing 25,000 31 USD American 15 Jan 2021 0.8166 USD
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state “none”
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
“none”
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure: 14 Jan 2021
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel’s
Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(https://cts.businesswire.com/ct/CT?id=smartlink&url=http%3A%2F%2Fwww.thetakeoverpanel.org.uk%2F&esheet=52361823&newsitemid=20210114005431&lan=en-US&anchor=www.thetakeoverpanel.org.uk&index=1&md5=1657dfeac9608c8e6a3a0286de2ba72f)
.SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS,
AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
Identity of the person whose positions/dealings Barclays PLC.
are being disclosed:
Name of offeror/offeree in relation to whose MGM RESORTS INTERNATIONAL
relevant securities this from relates:
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class Product Writing, Number Exercise Type Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
relates
USD 0.01 common Call Options Purchased 10,500 20.0000 American 15 Jan 2021
USD 0.01 common Call Options Purchased 15,800 20.0000 American 21 Jan 2022
USD 0.01 common Call Options Purchased 25,000 31.0000 American 15 Jan 2021
USD 0.01 common Call Options Purchased 99,800 15.0000 American 15 Jan 2021
USD 0.01 common Call Options Purchased 185,100 18.0000 American 15 Jan 2021
USD 0.01 common Call Options Written -244,000 23.0000 American 15 Jan 2021
USD 0.01 common Call Options Written -31,600 40.0000 American 21 Jan 2022
USD 0.01 common Put Options Purchased -120,000 27.0000 American 18 Jun 2021
USD 0.01 common Put Options Purchased -100,000 26.0000 American 19 Mar 2021
USD 0.01 common Put Options Purchased -99,400 20.0000 American 15 Jan 2021
USD 0.01 common Put Options Purchased -31,000 27.0000 American 15 Jan 2021
USD 0.01 common Put Options Purchased -5,700 5.0000 American 15 Jan 2021
USD 0.01 common Put Options Purchased -1,300 18.0000 American 18 Jun 2021
USD 0.01 common Put Options Written 120,000 20.0000 American 18 Jun 2021
USD 0.01 common Put Options Written 125,000 10.0000 American 15 Jan 2021
USD 0.01 common Put Options Written 200,000 35.0000 American 15 Jan 2021
USD 0.01 common Put Options Written 239,800 30.0000 American 15 Jan 2021
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position
can be fully understood:
It is not necessary to provide details on a Supplemental Form (Open Positions)
with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(https://cts.businesswire.com/ct/CT?id=smartlink&url=http%3A%2F%2Fwww.thetakeoverpanel.org.uk%2F&esheet=52361823&newsitemid=20210114005431&lan=en-US&anchor=www.thetakeoverpanel.org.uk&index=2&md5=3e64a6af89b6daae36b221b27caef03e)
.
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