REG-BARCLAYS PLC FORM 8.3 - MGM RESORTS INTERNATIONAL - AMENDMENT
14/01/2021 09:05
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FORM 8.3 - MGM RESORTS INTERNATIONAL - AMENDMENT
FORM 8.3
Amendment to Purchase
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose MGM RESORTS INTERNATIONAL
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 07 January 2021
(f) In addition to the company in 1(c) above, is the discloser making YES:
disclosures in respect of any other party to the offer? ENTAIN PLC
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: USD 0.01 common
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 450,724 0.09% 483,229 0.10%
(2) Cash-settled derivatives:
359,693 0.07% 0 0.00%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 996,000 0.20% 633,000 0.13%
(4)
TOTAL: 1,806,417 0.37% 1,116,229 0.23%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other
employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
USD 0.01 common Purchase 1 31.0200 USD
USD 0.01 common Purchase 11 30.6300 USD
USD 0.01 common Purchase 13 30.6600 USD
USD 0.01 common Purchase 39 30.7133 USD
USD 0.01 common Purchase 53 30.6850 USD
USD 0.01 common Purchase 63 30.7000 USD
USD 0.01 common Purchase 100 30.7200 USD
USD 0.01 common Purchase 100 30.7250 USD
USD 0.01 common Purchase 106 30.8241 USD
USD 0.01 common Purchase 117 30.7222 USD
USD 0.01 common Purchase 131 30.7310 USD
USD 0.01 common Purchase 156 30.7050 USD
USD 0.01 common Purchase 180 30.6818 USD
USD 0.01 common Purchase 300 30.7083 USD
USD 0.01 common Purchase 300 30.7300 USD
USD 0.01 common Purchase 300 30.9150 USD
USD 0.01 common Purchase 300 30.7683 USD
USD 0.01 common Purchase 390 30.6500 USD
USD 0.01 common Purchase 464 30.8029 USD
USD 0.01 common Purchase 501 30.7211 USD
USD 0.01 common Purchase 1,489 30.7279 USD
USD 0.01 common Purchase 1,703 30.7678 USD
USD 0.01 common Purchase 2,166 30.7657 USD
USD 0.01 common Purchase 4,200 30.8050 USD
USD 0.01 common Purchase 4,245 30.8429 USD
USD 0.01 common Purchase 4,400 30.8002 USD
USD 0.01 common Purchase 5,333 30.7080 USD
USD 0.01 common Purchase 6,461 31.2506 USD
USD 0.01 common Purchase 7,760 31.0547 USD
USD 0.01 common Purchase 8,812 30.8262 USD
USD 0.01 common Purchase 10,890 30.6000 USD
USD 0.01 common Purchase 12,202 30.9248 USD
USD 0.01 common Purchase 13,400 30.9137 USD
USD 0.01 common Purchase 17,621 30.7251 USD
USD 0.01 common Purchase 24,891 30.7964 USD
USD 0.01 common Purchase 29,985 31.1350 USD
USD 0.01 common Purchase 30,299 30.8960 USD
USD 0.01 common Purchase 32,023 30.6322 USD
USD 0.01 common Purchase 82,556 30.6806 USD
USD 0.01 common Purchase 87,547 30.7697 USD
USD 0.01 common Purchase 129,697 30.8682 USD
USD 0.01 common Sale 25 30.7728 USD
USD 0.01 common Sale 81 30.8400 USD
USD 0.01 common Sale 90 30.6500 USD
USD 0.01 common Sale 100 31.2500 USD
USD 0.01 common Sale 100 31.0500 USD
USD 0.01 common Sale 100 30.8500 USD
USD 0.01 common Sale 107 31.2231 USD
USD 0.01 common Sale 144 30.8436 USD
USD 0.01 common Sale 158 30.8700 USD
USD 0.01 common Sale 200 30.8800 USD
USD 0.01 common Sale 200 30.8850 USD
USD 0.01 common Sale 201 30.6623 USD
USD 0.01 common Sale 300 30.7766 USD
USD 0.01 common Sale 400 30.6875 USD
USD 0.01 common Sale 401 31.2600 USD
USD 0.01 common Sale 428 31.2696 USD
USD 0.01 common Sale 500 31.2900 USD
USD 0.01 common Sale 600 30.6666 USD
USD 0.01 common Sale 674 30.9915 USD
USD 0.01 common Sale 819 30.5826 USD
USD 0.01 common Sale 853 30.7178 USD
USD 0.01 common Sale 900 30.7255 USD
USD 0.01 common Sale 900 30.6661 USD
USD 0.01 common Sale 1,000 30.6725 USD
USD 0.01 common Sale 1,000 31.2560 USD
USD 0.01 common Sale 1,000 31.2710 USD
USD 0.01 common Sale 1,029 30.8440 USD
USD 0.01 common Sale 1,200 30.8433 USD
USD 0.01 common Sale 1,203 31.2651 USD
USD 0.01 common Sale 1,204 30.8428 USD
USD 0.01 common Sale 1,403 30.8475 USD
USD 0.01 common Sale 1,439 30.7966 USD
USD 0.01 common Sale 1,500 30.6874 USD
USD 0.01 common Sale 1,500 31.2623 USD
USD 0.01 common Sale 1,672 30.7704 USD
USD 0.01 common Sale 1,800 30.9116 USD
USD 0.01 common Sale 2,100 30.7233 USD
USD 0.01 common Sale 2,600 30.7007 USD
USD 0.01 common Sale 2,603 30.9727 USD
USD 0.01 common Sale 2,800 30.8375 USD
USD 0.01 common Sale 2,878 31.0289 USD
USD 0.01 common Sale 4,460 31.2496 USD
USD 0.01 common Sale 4,500 30.9503 USD
USD 0.01 common Sale 4,609 31.3100 USD
USD 0.01 common Sale 4,732 30.9688 USD
USD 0.01 common Sale 5,916 31.3075 USD
USD 0.01 common Sale 6,805 31.2577 USD
USD 0.01 common Sale 7,567 30.9307 USD
USD 0.01 common Sale 8,585 30.9140 USD
USD 0.01 common Sale 9,102 30.8009 USD
USD 0.01 common Sale 9,380 30.6000 USD
USD 0.01 common Sale 9,775 30.8303 USD
USD 0.01 common Sale 12,481 30.9621 USD
USD 0.01 common Sale 20,381 30.9261 USD
USD 0.01 common Sale 21,840 30.8851 USD
USD 0.01 common Sale 40,887 30.9047 USD
USD 0.01 common Sale 41,927 30.6489 USD
USD 0.01 common Sale 52,523 30.8757 USD
USD 0.01 common Sale 221,404 30.7425 USD
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
USD 0.01 common SWAP Long 24,287 31.2404 USD
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state “none”
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
“none”
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure: 14 Jan 2021
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel’s
Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(https://cts.businesswire.com/ct/CT?id=smartlink&url=http%3A%2F%2Fwww.thetakeoverpanel.org.uk%2F&esheet=52359513&newsitemid=20210114005415&lan=en-US&anchor=www.thetakeoverpanel.org.uk&index=1&md5=ff6906a854ed7c6a8e96e3d0483f5c11)
.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS,
AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
Identity of the person whose positions/dealings Barclays PLC.
are being disclosed:
Name of offeror/offeree in relation to whose MGM RESORTS INTERNATIONAL
relevant securities this from relates:
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class Product Writing, Number Exercise Type Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
relates
USD 0.01 common Call Options Purchased 10,500 20.0000 American 15 Jan 2021
USD 0.01 common Call Options Purchased 15,800 20.0000 American 21 Jan 2022
USD 0.01 common Call Options Purchased 99,800 15.0000 American 15 Jan 2021
USD 0.01 common Call Options Purchased 185,100 18.0000 American 15 Jan 2021
USD 0.01 common Call Options Written -244,000 23.0000 American 15 Jan 2021
USD 0.01 common Call Options Written -31,600 40.0000 American 21 Jan 2022
USD 0.01 common Put Options Purchased -120,000 27.0000 American 18 Jun 2021
USD 0.01 common Put Options Purchased -100,000 26.0000 American 19 Mar 2021
USD 0.01 common Put Options Purchased -99,400 20.0000 American 15 Jan 2021
USD 0.01 common Put Options Purchased -31,000 27.0000 American 15 Jan 2021
USD 0.01 common Put Options Purchased -5,700 5.0000 American 15 Jan 2021
USD 0.01 common Put Options Purchased -1,300 18.0000 American 18 Jun 2021
USD 0.01 common Put Options Written 120,000 20.0000 American 18 Jun 2021
USD 0.01 common Put Options Written 125,000 10.0000 American 15 Jan 2021
USD 0.01 common Put Options Written 200,000 35.0000 American 15 Jan 2021
USD 0.01 common Put Options Written 239,800 30.0000 American 15 Jan 2021
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position
can be fully understood:
It is not necessary to provide details on a Supplemental Form (Open Positions)
with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(https://cts.businesswire.com/ct/CT?id=smartlink&url=http%3A%2F%2Fwww.thetakeoverpanel.org.uk%2F&esheet=52359513&newsitemid=20210114005415&lan=en-US&anchor=www.thetakeoverpanel.org.uk&index=2&md5=2bac0da0dac0f5e5a403b14771d55dac)
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