REG-BARCLAYS PLC FORM 8.3 - MGM RESORTS INTERNATIONAL
05/01/2021 14:50
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FORM 8.3 - MGM RESORTS INTERNATIONAL
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose MGM RESORTS INTERNATIONAL
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 04 January 2021
(f) In addition to the company in 1(c) above, is the discloser making YES:
disclosures in respect of any other party to the offer? ENTAIN PLC
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: USD 0.01 common
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 461,425 0.09% 446,227 0.09%
(2) Cash-settled derivatives:
307,452 0.06% 0 0.00%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 996,000 0.20% 633,000 0.13%
TOTAL: 1,764,877 0.36% 1,079,227 0.22%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other
employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
USD 0.01 common Purchase 1 32.1500 USD
USD 0.01 common Purchase 44 29.6100 USD
USD 0.01 common Purchase 52 31.7050 USD
USD 0.01 common Purchase 100 29.7100 USD
USD 0.01 common Purchase 100 29.6200 USD
USD 0.01 common Purchase 100 29.8600 USD
USD 0.01 common Purchase 104 29.6344 USD
USD 0.01 common Purchase 200 29.6750 USD
USD 0.01 common Purchase 297 29.6300 USD
USD 0.01 common Purchase 339 30.1413 USD
USD 0.01 common Purchase 377 30.5531 USD
USD 0.01 common Purchase 400 30.1212 USD
USD 0.01 common Purchase 438 30.0550 USD
USD 0.01 common Purchase 535 30.1884 USD
USD 0.01 common Purchase 600 29.6675 USD
USD 0.01 common Purchase 865 30.1250 USD
USD 0.01 common Purchase 900 29.6900 USD
USD 0.01 common Purchase 1,335 30.1218 USD
USD 0.01 common Purchase 1,756 30.1279 USD
USD 0.01 common Purchase 2,000 30.1295 USD
USD 0.01 common Purchase 2,200 30.0861 USD
USD 0.01 common Purchase 2,223 30.5046 USD
USD 0.01 common Purchase 2,737 30.1046 USD
USD 0.01 common Purchase 3,200 30.0753 USD
USD 0.01 common Purchase 9,339 30.0145 USD
USD 0.01 common Purchase 10,618 30.3538 USD
USD 0.01 common Purchase 16,041 30.3133 USD
USD 0.01 common Purchase 18,424 31.6900 USD
USD 0.01 common Purchase 18,444 29.9622 USD
USD 0.01 common Purchase 24,728 30.1199 USD
USD 0.01 common Purchase 62,479 29.7000 USD
USD 0.01 common Purchase 64,846 30.3514 USD
USD 0.01 common Purchase 80,590 30.2660 USD
USD 0.01 common Purchase 163,423 30.0312 USD
USD 0.01 common Purchase 164,858 30.0386 USD
USD 0.01 common Purchase 213,395 30.4800 USD
USD 0.01 common Sale 8 30.0062 USD
USD 0.01 common Sale 24 29.7750 USD
USD 0.01 common Sale 32 29.6000 USD
USD 0.01 common Sale 44 29.6100 USD
USD 0.01 common Sale 97 29.6300 USD
USD 0.01 common Sale 97 29.7300 USD
USD 0.01 common Sale 100 30.0900 USD
USD 0.01 common Sale 107 29.6750 USD
USD 0.01 common Sale 128 29.7200 USD
USD 0.01 common Sale 163 29.7895 USD
USD 0.01 common Sale 164 29.6740 USD
USD 0.01 common Sale 203 30.2944 USD
USD 0.01 common Sale 300 29.9000 USD
USD 0.01 common Sale 300 30.2166 USD
USD 0.01 common Sale 300 30.2500 USD
USD 0.01 common Sale 400 30.2700 USD
USD 0.01 common Sale 400 30.2712 USD
USD 0.01 common Sale 416 29.6746 USD
USD 0.01 common Sale 438 30.0550 USD
USD 0.01 common Sale 438 30.2900 USD
USD 0.01 common Sale 500 30.2850 USD
USD 0.01 common Sale 600 29.6983 USD
USD 0.01 common Sale 900 29.6900 USD
USD 0.01 common Sale 1,100 29.7181 USD
USD 0.01 common Sale 2,484 30.0807 USD
USD 0.01 common Sale 2,488 30.0953 USD
USD 0.01 common Sale 2,517 30.1104 USD
USD 0.01 common Sale 2,600 30.1228 USD
USD 0.01 common Sale 2,940 30.0511 USD
USD 0.01 common Sale 3,500 30.0420 USD
USD 0.01 common Sale 5,944 30.0963 USD
USD 0.01 common Sale 6,576 30.1701 USD
USD 0.01 common Sale 6,603 30.1285 USD
USD 0.01 common Sale 10,390 29.7295 USD
USD 0.01 common Sale 18,980 31.6312 USD
USD 0.01 common Sale 26,467 30.0042 USD
USD 0.01 common Sale 28,680 30.5897 USD
USD 0.01 common Sale 31,186 30.2112 USD
USD 0.01 common Sale 47,796 30.3068 USD
USD 0.01 common Sale 53,351 30.5108 USD
USD 0.01 common Sale 58,019 30.3644 USD
USD 0.01 common Sale 60,863 29.7000 USD
USD 0.01 common Sale 115,320 30.4952 USD
USD 0.01 common Sale 372,078 30.0734 USD
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state “none”
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
“none”
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure: 5 Jan 2021
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel’s
Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(https://cts.businesswire.com/ct/CT?id=smartlink&url=http%3A%2F%2Fwww.thetakeoverpanel.org.uk%2F&esheet=52356495&newsitemid=20210105005631&lan=en-US&anchor=www.thetakeoverpanel.org.uk&index=1&md5=42928a7705b81baba24ced0b509fd322)
.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS,
AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
Identity of the person whose positions/dealings Barclays PLC.
are being disclosed:
Name of offeror/offeree in relation to whose MGM RESORTS INTERNATIONAL
relevant securities this from relates:
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class Product Writing, Number Exercise Type Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
relates
USD 0.01 common Call Options Purchased 10,500 20.0000 American 15 Jan 2021
USD 0.01 common Call Options Purchased 15,800 20.0000 American 21 Jan 2022
USD 0.01 common Call Options Purchased 99,800 15.0000 American 15 Jan 2021
USD 0.01 common Call Options Purchased 185,100 18.0000 American 15 Jan 2021
USD 0.01 common Call Options Written -244,000 23.0000 American 15 Jan 2021
USD 0.01 common Call Options Written -31,600 40.0000 American 21 Jan 2022
USD 0.01 common Put Options Purchased -120,000 27.0000 American 18 Jun 2021
USD 0.01 common Put Options Purchased -100,000 26.0000 American 19 Mar 2021
USD 0.01 common Put Options Purchased -99,400 20.0000 American 15 Jan 2021
USD 0.01 common Put Options Purchased -31,000 27.0000 American 15 Jan 2021
USD 0.01 common Put Options Purchased -5,700 5.0000 American 15 Jan 2021
USD 0.01 common Put Options Purchased -1,300 18.0000 American 18 Jun 2021
USD 0.01 common Put Options Written 120,000 20.0000 American 18 Jun 2021
USD 0.01 common Put Options Written 125,000 10.0000 American 15 Jan 2021
USD 0.01 common Put Options Written 200,000 35.0000 American 15 Jan 2021
USD 0.01 common Put Options Written 239,800 30.0000 American 15 Jan 2021
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position
can be fully understood:
It is not necessary to provide details on a Supplemental Form (Open Positions)
with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(https://cts.businesswire.com/ct/CT?id=smartlink&url=http%3A%2F%2Fwww.thetakeoverpanel.org.uk%2F&esheet=52356495&newsitemid=20210105005631&lan=en-US&anchor=www.thetakeoverpanel.org.uk&index=2&md5=33855a6b3287bd90223a2423fe0cff01)
.
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(https://www.businesswire.com/news/home/20210105005631/en/)
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