REG-BARCLAYS PLC FORM 8.3 - MGM RESORTS INTERNATIONAL
07/01/2021 12:35
For best results when printing this announcement, please click on link below:
http://newsfile.refinitiv.com/getnewsfile/v1/story?guid=urn:newsml:reuters.com:20210107:nBw146qdja&default-theme=true
FORM 8.3 - MGM RESORTS INTERNATIONAL
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose MGM RESORTS INTERNATIONAL
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 06 January 2021
(f) In addition to the company in 1(c) above, is the discloser making YES:
disclosures in respect of any other party to the offer? ENTAIN PLC
GVC HLDGS PLC
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: USD 0.01 common
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 446,356 0.09% 445,746 0.09%
(2) Cash-settled derivatives:
335,406 0.07% 0 0.00%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 996,000 0.20% 633,000 0.13%
TOTAL: 1,777,762 0.36% 1,078,746 0.22%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other
employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
USD 0.01 common Purchase 7 31.0857 USD
USD 0.01 common Purchase 7 31.0514 USD
USD 0.01 common Purchase 9 31.0777 USD
USD 0.01 common Purchase 12 31.6300 USD
USD 0.01 common Purchase 27 31.0944 USD
USD 0.01 common Purchase 32 31.1850 USD
USD 0.01 common Purchase 98 31.0100 USD
USD 0.01 common Purchase 100 31.6350 USD
USD 0.01 common Purchase 100 31.1000 USD
USD 0.01 common Purchase 100 30.9100 USD
USD 0.01 common Purchase 103 31.0575 USD
USD 0.01 common Purchase 107 31.5678 USD
USD 0.01 common Purchase 128 31.0862 USD
USD 0.01 common Purchase 128 31.1425 USD
USD 0.01 common Purchase 131 30.7616 USD
USD 0.01 common Purchase 140 31.0395 USD
USD 0.01 common Purchase 140 31.0603 USD
USD 0.01 common Purchase 142 31.0739 USD
USD 0.01 common Purchase 192 31.1225 USD
USD 0.01 common Purchase 352 31.1495 USD
USD 0.01 common Purchase 388 31.1112 USD
USD 0.01 common Purchase 510 31.1591 USD
USD 0.01 common Purchase 600 30.9958 USD
USD 0.01 common Purchase 652 31.1151 USD
USD 0.01 common Purchase 801 31.0597 USD
USD 0.01 common Purchase 891 31.1208 USD
USD 0.01 common Purchase 1,353 30.8724 USD
USD 0.01 common Purchase 1,600 30.8406 USD
USD 0.01 common Purchase 2,122 30.9381 USD
USD 0.01 common Purchase 2,982 31.1838 USD
USD 0.01 common Purchase 4,959 31.0370 USD
USD 0.01 common Purchase 8,558 31.0707 USD
USD 0.01 common Purchase 9,360 31.3920 USD
USD 0.01 common Purchase 11,311 31.0039 USD
USD 0.01 common Purchase 11,360 31.0880 USD
USD 0.01 common Purchase 16,711 31.0677 USD
USD 0.01 common Purchase 19,886 31.0750 USD
USD 0.01 common Purchase 20,749 30.9829 USD
USD 0.01 common Purchase 29,189 31.0487 USD
USD 0.01 common Purchase 29,301 31.0897 USD
USD 0.01 common Purchase 33,164 31.0484 USD
USD 0.01 common Purchase 36,714 31.1015 USD
USD 0.01 common Purchase 40,809 30.9762 USD
USD 0.01 common Purchase 44,692 31.1800 USD
USD 0.01 common Purchase 59,770 31.0779 USD
USD 0.01 common Purchase 95,892 30.9972 USD
USD 0.01 common Purchase 117,644 31.1954 USD
USD 0.01 common Purchase 180,271 31.1552 USD
USD 0.01 common Sale 100 31.0700 USD
USD 0.01 common Sale 100 31.4100 USD
USD 0.01 common Sale 100 31.2200 USD
USD 0.01 common Sale 100 31.1250 USD
USD 0.01 common Sale 100 31.4500 USD
USD 0.01 common Sale 100 31.0400 USD
USD 0.01 common Sale 174 31.0542 USD
USD 0.01 common Sale 200 30.8500 USD
USD 0.01 common Sale 200 31.0200 USD
USD 0.01 common Sale 200 31.1200 USD
USD 0.01 common Sale 200 30.7950 USD
USD 0.01 common Sale 295 31.0500 USD
USD 0.01 common Sale 300 30.9166 USD
USD 0.01 common Sale 300 31.1600 USD
USD 0.01 common Sale 303 31.2728 USD
USD 0.01 common Sale 397 31.3308 USD
USD 0.01 common Sale 400 31.0975 USD
USD 0.01 common Sale 400 30.9750 USD
USD 0.01 common Sale 400 31.0462 USD
USD 0.01 common Sale 400 31.1862 USD
USD 0.01 common Sale 500 30.9869 USD
USD 0.01 common Sale 500 31.5460 USD
USD 0.01 common Sale 531 31.1233 USD
USD 0.01 common Sale 531 31.0178 USD
USD 0.01 common Sale 600 30.9958 USD
USD 0.01 common Sale 649 31.1090 USD
USD 0.01 common Sale 709 31.0600 USD
USD 0.01 common Sale 770 30.8779 USD
USD 0.01 common Sale 781 31.2107 USD
USD 0.01 common Sale 885 31.0513 USD
USD 0.01 common Sale 900 30.9711 USD
USD 0.01 common Sale 1,003 31.0770 USD
USD 0.01 common Sale 1,152 30.9385 USD
USD 0.01 common Sale 1,293 31.4031 USD
USD 0.01 common Sale 1,300 30.9796 USD
USD 0.01 common Sale 1,300 31.0607 USD
USD 0.01 common Sale 1,302 31.0454 USD
USD 0.01 common Sale 1,304 31.1898 USD
USD 0.01 common Sale 1,400 31.0657 USD
USD 0.01 common Sale 1,475 31.0756 USD
USD 0.01 common Sale 1,500 31.1380 USD
USD 0.01 common Sale 1,600 31.1462 USD
USD 0.01 common Sale 1,700 31.4011 USD
USD 0.01 common Sale 1,700 31.0835 USD
USD 0.01 common Sale 1,800 31.0650 USD
USD 0.01 common Sale 1,867 31.4157 USD
USD 0.01 common Sale 1,908 31.0475 USD
USD 0.01 common Sale 2,045 31.0518 USD
USD 0.01 common Sale 2,100 31.2723 USD
USD 0.01 common Sale 3,210 31.0845 USD
USD 0.01 common Sale 3,300 31.3910 USD
USD 0.01 common Sale 3,700 30.9056 USD
USD 0.01 common Sale 3,737 31.0000 USD
USD 0.01 common Sale 5,500 31.0244 USD
USD 0.01 common Sale 6,869 31.0467 USD
USD 0.01 common Sale 7,200 30.8645 USD
USD 0.01 common Sale 8,234 31.2443 USD
USD 0.01 common Sale 8,600 30.8670 USD
USD 0.01 common Sale 10,535 31.0787 USD
USD 0.01 common Sale 11,385 31.1272 USD
USD 0.01 common Sale 17,964 31.0426 USD
USD 0.01 common Sale 18,392 31.1326 USD
USD 0.01 common Sale 26,373 31.1415 USD
USD 0.01 common Sale 35,543 31.0852 USD
USD 0.01 common Sale 36,527 31.0260 USD
USD 0.01 common Sale 42,756 31.1800 USD
USD 0.01 common Sale 48,069 31.1351 USD
USD 0.01 common Sale 60,336 31.2226 USD
USD 0.01 common Sale 385,937 31.0836 USD
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
USD 0.01 common SWAP Long 12,400 31.0942 USD
USD 0.01 common SWAP Long 22,754 30.8395 USD
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state “none”
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
“none”
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure: 7 Jan 2021
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel’s
Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(https://cts.businesswire.com/ct/CT?id=smartlink&url=http%3A%2F%2Fwww.thetakeoverpanel.org.uk%2F&esheet=52358003&newsitemid=20210107005489&lan=en-US&anchor=www.thetakeoverpanel.org.uk&index=1&md5=56c4ddabb0f33ce232661f7cac1d3618)
.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS,
AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
Identity of the person whose positions/dealings Barclays PLC.
are being disclosed:
Name of offeror/offeree in relation to whose MGM RESORTS INTERNATIONAL
relevant securities this from relates:
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class Product Writing, Number Exercise Type Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
relates
USD 0.01 common Call Options Purchased 10,500 20.0000 American 15 Jan 2021
USD 0.01 common Call Options Purchased 15,800 20.0000 American 21 Jan 2022
USD 0.01 common Call Options Purchased 99,800 15.0000 American 15 Jan 2021
USD 0.01 common Call Options Purchased 185,100 18.0000 American 15 Jan 2021
USD 0.01 common Call Options Written -244,000 23.0000 American 15 Jan 2021
USD 0.01 common Call Options Written -31,600 40.0000 American 21 Jan 2022
USD 0.01 common Put Options Purchased -120,000 27.0000 American 18 Jun 2021
USD 0.01 common Put Options Purchased -100,000 26.0000 American 19 Mar 2021
USD 0.01 common Put Options Purchased -99,400 20.0000 American 15 Jan 2021
USD 0.01 common Put Options Purchased -31,000 27.0000 American 15 Jan 2021
USD 0.01 common Put Options Purchased -5,700 5.0000 American 15 Jan 2021
USD 0.01 common Put Options Purchased -1,300 18.0000 American 18 Jun 2021
USD 0.01 common Put Options Written 120,000 20.0000 American 18 Jun 2021
USD 0.01 common Put Options Written 125,000 10.0000 American 15 Jan 2021
USD 0.01 common Put Options Written 200,000 35.0000 American 15 Jan 2021
USD 0.01 common Put Options Written 239,800 30.0000 American 15 Jan 2021
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position
can be fully understood:
It is not necessary to provide details on a Supplemental Form (Open Positions)
with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(https://cts.businesswire.com/ct/CT?id=smartlink&url=http%3A%2F%2Fwww.thetakeoverpanel.org.uk%2F&esheet=52358003&newsitemid=20210107005489&lan=en-US&anchor=www.thetakeoverpanel.org.uk&index=2&md5=83e2004d5de5ff94e8ce8980455fb3be)
.
View source version on businesswire.com:
https://www.businesswire.com/news/home/20210107005489/en/
(https://www.businesswire.com/news/home/20210107005489/en/)
BARCLAYS PLC
Copyright Business Wire 2021Recent news on Barclays
See all newsREG - Intnl Personal Fin Barclays PLC - Holding(s) in Company
AnnouncementREG - Barclays PLC Beazley PLC - Form 8.5 EPT/Non RI BEAZLEY PLC
AnnouncementREG - Barclays PLC Picton Property Inc. - Form 8.5 EPT/Non RI PICTON PROPERTY INCOME LIMITED
AnnouncementREG - Barclays PLC Senior PLC - Form 8.5 EPT/Non RI SENIOR PLC
AnnouncementREG - Barclays PLC CAB Payments Hldgs - Form 8.5 EPT/Non RI CAB PAYMENTS HOLDINGS PLC
Announcement