REG-BARCLAYS PLC Form 8.3 - SHIRE PLC
. Form 8.3 - SHIRE PLC
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | SHIRE PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 24 August 2018 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | TAKEDA PHARMACEUTICAL CO LTD |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | 5p ordinary | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 5,596,481 | 0.61% | 3,497,907 | 0.38% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 228,307 | 0.02% | 3,591,006 | 0.39% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 185,400 | 0.02% | 254,500 | 0.03% | |||||||
| (4) | |||||||||||
| TOTAL: | 6,010,188 | 0.66% | 7,343,413 | 0.80% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| 5p ordinary | Purchase | 31 | 45.2975 GBP | ||||
| 5p ordinary | Purchase | 61 | 45.1875 GBP | ||||
| 5p ordinary | Purchase | 73 | 45.0525 GBP | ||||
| 5p ordinary | Purchase | 73 | 45.1925 GBP | ||||
| 5p ordinary | Purchase | 73 | 45.1550 GBP | ||||
| 5p ordinary | Purchase | 73 | 45.1625 GBP | ||||
| 5p ordinary | Purchase | 87 | 45.3566 GBP | ||||
| 5p ordinary | Purchase | 194 | 45.1900 GBP | ||||
| 5p ordinary | Purchase | 211 | 45.2039 GBP | ||||
| 5p ordinary | Purchase | 438 | 45.1725 GBP | ||||
| 5p ordinary | Purchase | 467 | 45.2000 GBP | ||||
| 5p ordinary | Purchase | 618 | 45.1774 GBP | ||||
| 5p ordinary | Purchase | 992 | 45.1300 GBP | ||||
| 5p ordinary | Purchase | 1,334 | 45.2012 GBP | ||||
| 5p ordinary | Purchase | 1,345 | 45.2852 GBP | ||||
| 5p ordinary | Purchase | 1,397 | 45.2015 GBP | ||||
| 5p ordinary | Purchase | 1,452 | 45.3360 GBP | ||||
| 5p ordinary | Purchase | 1,578 | 45.1783 GBP | ||||
| 5p ordinary | Purchase | 1,625 | 45.2781 GBP | ||||
| 5p ordinary | Purchase | 2,089 | 45.2468 GBP | ||||
| 5p ordinary | Purchase | 2,552 | 45.2228 GBP | ||||
| 5p ordinary | Purchase | 4,323 | 45.1443 GBP | ||||
| 5p ordinary | Purchase | 7,345 | 45.1951 GBP | ||||
| 5p ordinary | Purchase | 8,620 | 45.2479 GBP | ||||
| 5p ordinary | Purchase | 13,587 | 45.1284 GBP | ||||
| 5p ordinary | Purchase | 55,581 | 45.1602 GBP | ||||
| 5p ordinary | Purchase | 68,630 | 45.1643 GBP | ||||
| 5p ordinary | Sale | 57 | 45.0200 GBP | ||||
| 5p ordinary | Sale | 61 | 45.1875 GBP | ||||
| 5p ordinary | Sale | 73 | 45.0525 GBP | ||||
| 5p ordinary | Sale | 73 | 45.1625 GBP | ||||
| 5p ordinary | Sale | 73 | 45.1550 GBP | ||||
| 5p ordinary | Sale | 86 | 45.2000 GBP | ||||
| 5p ordinary | Sale | 211 | 45.2039 GBP | ||||
| 5p ordinary | Sale | 279 | 45.2018 GBP | ||||
| 5p ordinary | Sale | 325 | 45.0997 GBP | ||||
| 5p ordinary | Sale | 446 | 45.1367 GBP | ||||
| 5p ordinary | Sale | 452 | 45.2322 GBP | ||||
| 5p ordinary | Sale | 470 | 45.2281 GBP | ||||
| 5p ordinary | Sale | 990 | 45.1935 GBP | ||||
| 5p ordinary | Sale | 1,030 | 45.2229 GBP | ||||
| 5p ordinary | Sale | 1,066 | 45.1350 GBP | ||||
| 5p ordinary | Sale | 1,334 | 45.2012 GBP | ||||
| 5p ordinary | Sale | 2,434 | 45.1595 GBP | ||||
| 5p ordinary | Sale | 2,485 | 45.1300 GBP | ||||
| 5p ordinary | Sale | 2,584 | 45.2467 GBP | ||||
| 5p ordinary | Sale | 5,202 | 45.1581 GBP | ||||
| 5p ordinary | Sale | 7,378 | 45.2730 GBP | ||||
| 5p ordinary | Sale | 8,596 | 45.2289 GBP | ||||
| 5p ordinary | Sale | 9,000 | 45.2117 GBP | ||||
| 5p ordinary | Sale | 19,475 | 45.2654 GBP | ||||
| 5p ordinary | Sale | 23,446 | 45.2060 GBP | ||||
| 5p ordinary | Sale | 23,728 | 45.2448 GBP | ||||
| 5p ordinary | Sale | 38,528 | 45.1504 GBP | ||||
| ADR | Purchase | 39 | 174.2000 USD | ||||
| ADR | Purchase | 40 | 173.9600 USD | ||||
| ADR | Purchase | 42 | 174.2899 USD | ||||
| ADR | Purchase | 100 | 174.1600 USD | ||||
| ADR | Purchase | 100 | 173.9350 USD | ||||
| ADR | Purchase | 120 | 174.2100 USD | ||||
| ADR | Purchase | 181 | 173.9000 USD | ||||
| ADR | Purchase | 400 | 174.1325 USD | ||||
| ADR | Purchase | 600 | 173.8067 USD | ||||
| ADR | Purchase | 800 | 174.1612 USD | ||||
| ADR | Purchase | 916 | 174.1855 USD | ||||
| ADR | Purchase | 1,837 | 174.1400 USD | ||||
| ADR | Purchase | 2,802 | 174.0963 USD | ||||
| ADR | Purchase | 3,400 | 173.9858 USD | ||||
| ADR | Purchase | 3,600 | 173.9792 USD | ||||
| ADR | Purchase | 3,671 | 174.1415 USD | ||||
| ADR | Purchase | 8,200 | 174.2638 USD | ||||
| ADR | Purchase | 14,500 | 174.1750 USD | ||||
| ADR | Purchase | 30,781 | 174.0265 USD | ||||
| ADR | Sale | 39 | 174.2000 USD | ||||
| ADR | Sale | 40 | 173.9600 USD | ||||
| ADR | Sale | 42 | 174.2899 USD | ||||
| ADR | Sale | 99 | 173.7900 USD | ||||
| ADR | Sale | 100 | 173.8500 USD | ||||
| ADR | Sale | 100 | 174.5000 USD | ||||
| ADR | Sale | 100 | 173.6700 USD | ||||
| ADR | Sale | 120 | 174.2100 USD | ||||
| ADR | Sale | 181 | 173.9000 USD | ||||
| ADR | Sale | 300 | 173.6500 USD | ||||
| ADR | Sale | 401 | 173.8000 USD | ||||
| ADR | Sale | 500 | 174.1600 USD | ||||
| ADR | Sale | 600 | 174.1837 USD | ||||
| ADR | Sale | 700 | 173.8560 USD | ||||
| ADR | Sale | 1,000 | 173.9235 USD | ||||
| ADR | Sale | 1,100 | 174.0390 USD | ||||
| ADR | Sale | 1,837 | 174.1400 USD | ||||
| ADR | Sale | 2,032 | 174.0097 USD | ||||
| ADR | Sale | 2,600 | 174.0006 USD | ||||
| ADR | Sale | 2,800 | 174.0164 USD | ||||
| ADR | Sale | 6,300 | 174.0594 USD | ||||
| ADR | Sale | 7,689 | 174.1252 USD | ||||
| ADR | Sale | 11,906 | 174.0133 USD | ||||
| ADR | Sale | 14,343 | 174.0389 USD | ||||
| ADR | Sale | 16,341 | 174.2638 USD |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| 5p ordinary | CFD | Long | 150 | 45.1959 GBP | |||||
| 5p ordinary | SWAP | Long | 325 | 45.0997 GBP | |||||
| 5p ordinary | SWAP | Long | 360 | 45.1258 GBP | |||||
| 5p ordinary | SWAP | Long | 1,162 | 45.1255 GBP | |||||
| 5p ordinary | CFD | Long | 2,434 | 45.1595 GBP | |||||
| 5p ordinary | SWAP | Long | 7,122 | 45.1616 GBP | |||||
| 5p ordinary | CFD | Long | 19,475 | 45.2654 GBP | |||||
| 5p ordinary | SWAP | Long | 22,988 | 45.2327 GBP | |||||
| 5p ordinary | SWAP | Long | 31,865 | 45.1484 GBP | |||||
| 5p ordinary | SWAP | Short | 204 | 45.1698 GBP | |||||
| 5p ordinary | SWAP | Short | 1,177 | 45.1571 GBP | |||||
| 5p ordinary | SWAP | Short | 1,236 | 45.2732 GBP | |||||
| 5p ordinary | CFD | Short | 1,345 | 45.1759 GBP | |||||
| 5p ordinary | CFD | Short | 1,452 | 45.3360 GBP | |||||
| 5p ordinary | CFD | Short | 2,145 | 45.1426 GBP | |||||
| 5p ordinary | CFD | Short | 2,178 | 45.1460 GBP | |||||
| 5p ordinary | SWAP | Short | 6,451 | 45.0621 GBP | |||||
| 5p ordinary | SWAP | Short | 18,158 | 45.1300 GBP | |||||
| 5p ordinary | SWAP | Short | 18,836 | 45.1257 GBP | |||||
| 5p ordinary | CFD | Short | 55,581 | 45.1602 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| ADR | Call Options | Purchasing | 1,000 | 180 USD | American | 19 Oct 2018 | 2.2000 USD | ||||||||
| ADR | Put Options | Purchasing | 3,600 | 170 USD | American | 19 Oct 2018 | 2.8736 USD |
(ii) Exercise
| Class of relevant security |
Product description
e.g. call option |
Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security |
Nature of dealing
e.g. subscription, conversion |
Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
|
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities
which may be an inducement to deal or refrain from dealing entered
into by the person making the disclosure and any party to the offer
or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
|
None |
(b) Agreements, arrangements or understandings relating to options or derivatives
|
Details of any agreement, arrangement or understanding, formal or
informal, between the person making the disclosure and any other
person relating to:
(i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
|
None |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | ||
| Date of disclosure: | 28 Aug 2018 | ||
| Contact name: | Large Holdings Regulatory Operations | ||
| Telephone number: | 020 3134 7213 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | ||
| are being disclosed: | |||
| Name of offeror/offeree in relation to whose | SHIRE | ||
| relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| 5p ordinary | Call Options | Written | -125,000 | 3600.0000 | American | 21 Dec 2018 | |||||||
| 5p ordinary | Put Options | Written | 125,000 | 3600.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 100 | 140.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 100 | 110.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 100 | 173.0000 | American | 24 Aug 2018 | |||||||
| ADR | Call Options | Purchased | 100 | 105.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 100 | 220.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 200 | 155.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 135.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 130.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 160.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 210.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 200 | 120.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 300 | 115.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 300 | 175.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 400 | 230.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 500 | 165.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 500 | 150.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 500 | 195.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 500 | 125.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 500 | 130.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 1,000 | 135.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 1,000 | 180.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 1,000 | 170.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 1,200 | 170.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 1,300 | 165.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 1,600 | 170.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 1,700 | 195.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 2,000 | 150.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 2,300 | 185.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 3,100 | 155.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 3,600 | 185.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 4,500 | 200.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 5,000 | 195.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Written | -10,000 | 180.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -4,000 | 180.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Written | -2,700 | 145.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -1,100 | 210.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Written | -1,000 | 85.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -900 | 175.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Written | -800 | 160.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Written | -500 | 160.0000 | American | 18 Apr 2019 | |||||||
| ADR | Call Options | Written | -300 | 175.0000 | American | 7 Sep 2018 | |||||||
| ADR | Call Options | Written | -100 | 145.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Written | -100 | 140.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -100 | 130.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -44,000 | 145.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -8,900 | 135.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -8,600 | 170.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -6,600 | 165.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -5,800 | 180.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -4,600 | 155.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -3,700 | 145.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -2,700 | 80.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,500 | 120.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -2,300 | 85.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,100 | 160.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,000 | 175.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -1,800 | 115.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,500 | 165.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,200 | 135.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,100 | 150.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -1,000 | 105.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,000 | 80.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,000 | 140.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,000 | 170.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,000 | 150.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -800 | 150.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -700 | 160.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -500 | 140.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -400 | 165.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -400 | 145.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -200 | 170.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -200 | 163.0000 | American | 24 Aug 2018 | |||||||
| ADR | Put Options | Purchased | -200 | 115.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -100 | 165.0000 | American | 24 Aug 2018 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 165.0000 | American | 14 Sep 2018 | |||||||
| ADR | Put Options | Written | 100 | 75.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Written | 100 | 95.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 140.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Written | 200 | 100.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 200 | 125.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Written | 200 | 70.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Written | 200 | 200.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 500 | 125.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 1,000 | 160.0000 | American | 21 Sep 2018 | |||||||
| ADR | Put Options | Written | 1,000 | 90.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 2,300 | 130.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 4,400 | 168.0000 | American | 24 Aug 2018 | |||||||
| ADR | Put Options | Written | 5,300 | 120.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 10,000 | 160.0000 | American | 19 Jul 2019 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: https://www.businesswire.com/news/home/20180828005445/en/
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