REG-BARCLAYS PLC Form 8.3 - SHIRE PLC

BarclaysAnnouncement

04/09/2018 13:30

      Form 8.3 - SHIRE PLC
    

    

      FORM 8.3
    

      PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
    

      A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
    

      Rule 8.3 of the Takeover Code (the “Code”)
    

      1. KEY INFORMATION
    

      

        

          (a)
        
        

           
        
        

          Full name of discloser:
        
        

           
        
        

          Barclays PLC.
        
        

        
      
      

        

           
        
        

        
        

           
        
        

        
        

           
        
        

        
      
      

        

          (b)
        
        

        
        

          Owner or controller of interest and short
        
        

        
        

        
        

        
      
      

        

           
        
        

        
        

          positions disclosed, if different from 1(a):
        
        

        
        

           
        
        

        
      
      

        

          (c)
        
        

        
        

          Name of offeror/offeree in relation to whose
        
        

        
        

          SHIRE PLC
        
        

        
      
      

        

           
        
        

        
        

          relevant securities this form relates:
        
        

        
        

           
        
        

        
      
      

        

          (d)
        
        

        
        

          If an exempt fund manager connected with an
        
        

        
        

        
        

        
      
      

        

        
        

        
        

          offeror/offeree, state this and specify identity of
        
        

        
        

        
        

        
      
      

        

           
        
        

        
        

          offeror/offeree:
        
        

        
        

           
        
        

        
      
      

        

          (e)
        
        

        
        

          Date position held/dealing undertaken:
        
        

        
        

          03 September 2018
        
        

        
      
      

        

          (f)
        
        

        
        

          In addition to the company in 1(c) above, is the discloser making
        
        

        
        

          YES:
        
        

        
      
      

        

           
        
        

        
        

          disclosures in respect of any other party to the offer?
        
        

        
        

          TAKEDA PHARMACEUTICAL CO LTD
        
        

        
      
    

      2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
    

      If there are positions or rights to subscribe to disclose in more 
      than one class of relevant securities of the offeror or offeree named in 
      1(c), copy table 2(a) or (b) (as appropriate) for each additional class 
      of relevant security.
    

      (a) Interests and short positions in the relevant securities of the 
      offeror or offeree to which the disclosure relates following the dealing 
      (if any)
    

      

        

          Class of relevant security:
        
        

           
        
        

           
        
        

           
        
        

          5p ordinary
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

           
        
        

        
      
      

        

        
        

        
        

        
        

        
        

          Interests
        
        

        
        

          Short Positions
        
        

        
      
      

        

           
        
        

        
        

           
        
        

        
        

          Number
        
        

        
        

          (%)
        
        

        
        

          Number
        
        

        
        

          (%)
        
        

        
      
      

        

          (1)
        
        

        
        

          Relevant securities owned
        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
      
      

        

        
        

        
        

          and/or controlled:
        
        

        
        

          5,095,227
        
        

        
        

          0.56%
        
        

        
        

          3,018,168
        
        

        
        

          0.33%
        
        

        
      
      

        

           
        
        

        
        

           
        
        

        
        

           
        
        

        
        

           
        
        

        
        

           
        
        

        
        

           
        
        

        
      
      

        

          (2)
        
        

        
        

          Cash-settled derivatives:
        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
      
      

        

        
        

        
        

        
        

        
        

          244,978
        
        

        
        

          0.03%
        
        

        
        

          3,380,679
        
        

        
        

          0.37%
        
        

        
      
      

        

           
        
        

        
        

           
        
        

        
        

           
        
        

        
        

           
        
        

        
        

           
        
        

        
        

           
        
        

        
      
      

        

          (3)
        
        

        
        

          Stock-settled derivatives (including options)
        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
      
      

        

        
        

        
        

          and agreements to purchase/sell:
        
        

        
        

          180,900
        
        

        
        

          0.02%
        
        

        
        

          254,300
        
        

        
        

          0.03%
        
        

        
      
      

        

           
        
        

        
        

           
        
        

        
        

           
        
        

        
        

           
        
        

        
        

           
        
        

        
        

           
        
        

        
      
      

        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
        

           
        
      
      

        

        
        

        
        

          TOTAL:
        
        

        
        

          5,521,105
        
        

        
        

          0.60%
        
        

        
        

          6,653,147
        
        

        
        

          0.73%
        
        

        
      
    

      All interests and all short positions should be disclosed.
    

      Details of any open stock-settled derivative positions (including 
      traded options), or agreements to purchase or sell relevant securities, 
      should be given on a Supplemental Form 8 (Open Positions).
    

      (b) Rights to subscribe for new securities (including directors’ and 
      other employee options)
    

      

        

          Class of relevant security in relation to which subscription right 
          exists:
        
        

           
        
      
      

        

          Details, including nature of the rights concerned and relevant 
          percentages:
        
        

           
        
      
    

      3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
    

      Where there have been dealings in more than one class of relevant 
      securities of the offeror or offeree named in 1(c), copy table 3(a), 
      (b), (c) or (d) (as appropriate) for each additional class of relevant 
      security dealt in.
    

      The currency of all prices and other monetary amounts should be 
      stated.
    

      (a) Purchases and sales
    

      

        

          Class of relevant
        
        

           
        
        

          Purchase/sale
        
        

           
        
        

          Number of
        
        

           
        
        

          Price per unit
        
        

        
      
      

        

          security
        
        

        
        

           
        
        

        
        

          securities
        
        

        
        

           
        
        

        
      
      

        

          5p ordinary
        
        

        
        

          Purchase
        
        

        
        

          40
        
        

        
        

          45.0000 GBP
        
        

        
      
      

        

          5p ordinary
        
        

        
        

          Purchase
        
        

        
        

          97
        
        

        
        

          44.8800 GBP
        
        

        
      
      

        

          5p ordinary
        
        

        
        

          Purchase
        
        

        
        

          181
        
        

        
        

          45.0826 GBP
        
        

        
      
      

        

          5p ordinary
        
        

        
        

          Purchase
        
        

        
        

          220
        
        

        
        

          45.1250 GBP
        
        

        
      
      

        

          5p ordinary
        
        

        
        

          Purchase
        
        

        
        

          391
        
        

        
        

          45.1047 GBP
        
        

        
      
      

        

          5p ordinary
        
        

        
        

          Purchase
        
        

        
        

          400
        
        

        
        

          45.1723 GBP
        
        

        
      
      

        

          5p ordinary
        
        

        
        

          Purchase
        
        

        
        

          600
        
        

        
        

          44.9533 GBP
        
        

        
      
      

        

          5p ordinary
        
        

        
        

          Purchase
        
        

        
        

          1,036
        
        

        
        

          44.9795 GBP
        
        

        
      
      

        

          5p ordinary
        
        

        
        

          Purchase
        
        

        
        

          2,130
        
        

        
        

          45.0546 GBP
        
        

        
      
      

        

          5p ordinary
        
        

        
        

          Purchase
        
        

        
        

          2,191
        
        

        
        

          44.9775 GBP
        
        

        
      
      

        

          5p ordinary
        
        

        
        

          Purchase
        
        

        
        

          2,291
        
        

        
        

          44.9655 GBP
        
        

        
      
      

        

          5p ordinary
        
        

        
        

          Purchase
        
        

        
        

          2,665
        
        

        
        

          44.9649 GBP
        
        

        
      
      

        

          5p ordinary
        
        

        
        

          Purchase
        
        

        
        

          3,260
        
        

        
        

          44.9630 GBP
        
        

        
      
      

        

          5p ordinary
        
        

        
        

          Purchase
        
        

        
        

          3,352
        
        

        
        

          45.0897 GBP
        
        

        
      
      

        

          5p ordinary
        
        

        
        

          Purchase
        
        

        
        

          6,713
        
        

        
        

          45.0558 GBP
        
        

        
      
      

        

          5p ordinary
        
        

        
        

          Purchase
        
        

        
        

          7,054
        
        

        
        

          45.0562 GBP
        
        

        
      
      

        

          5p ordinary
        
        

        
        

          Purchase
        
        

        
        

          9,585
        
        

        
        

          44.8796 GBP
        
        

        
      
      

        

          5p ordinary
        
        

        
        

          Purchase
        
        

        
        

          10,327
        
        

        
        

          44.9968 GBP
        
        

        
      
      

        

          5p ordinary
        
        

        
        

          Purchase
        
        

        
        

          31,138
        
        

        
        

          44.9857 GBP
        
        

        
      
      

        

          5p ordinary
        
        

        
        

          Purchase
        
        

        
        

          90,564
        
        

        
        

          44.9905 GBP
        
        

        
      
      

        

          5p ordinary
        
        

        
        

          Purchase
        
        

        
        

          471,935
        
        

        
        

          44.9750 GBP
        
        

        
      
      

        

          5p ordinary
        
        

        
        

          Sale
        
        

        
        

          20
        
        

        
        

          45.0065 GBP
        
        

        
      
      

        

          5p ordinary
        
        

        
        

          Sale
        
        

        
        

          53
        
        

        
        

          45.0000 GBP
        
        

        
      
      

        

          5p ordinary
        
        

        
        

          Sale
        
        

        
        

          89
        
        

        
        

          45.0270 GBP
        
        

        
      
      

        

          5p ordinary
        
        

        
        

          Sale
        
        

        
        

          287
        
        

        
        

          45.0625 GBP
        
        

        
      
      

        

          5p ordinary
        
        

        
        

          Sale
        
        

        
        

          332
        
        

        
        

          44.9487 GBP
        
        

        
      
      

        

          5p ordinary
        
        

        
        

          Sale
        
        

        
        

          750
        
        

        
        

          44.9150 GBP
        
        

        
      
      

        

          5p ordinary
        
        

        
        

          Sale
        
        

        
        

          779
        
        

        
        

          45.0569 GBP
        
        

        
      
      

        

          5p ordinary
        
        

        
        

          Sale
        
        

        
        

          1,344
        
        

        
        

          44.9782 GBP
        
        

        
      
      

        

          5p ordinary
        
        

        
        

          Sale
        
        

        
        

          1,482
        
        

        
        

          45.0031 GBP
        
        

        
      
      

        

          5p ordinary
        
        

        
        

          Sale
        
        

        
        

          2,665
        
        

        
        

          44.9649 GBP
        
        

        
      
      

        

          5p ordinary
        
        

        
        

          Sale
        
        

        
        

          3,603
        
        

        
        

          44.9970 GBP
        
        

        
      
      

        

          5p ordinary
        
        

        
        

          Sale
        
        

        
        

          13,610
        
        

        
        

          44.9355 GBP
        
        

        
      
      

        

          5p ordinary
        
        

        
        

          Sale
        
        

        
        

          25,546
        
        

        
        

          44.9761 GBP
        
        

        
      
      

        

          5p ordinary
        
        

        
        

          Sale
        
        

        
        

          47,502
        
        

        
        

          44.9947 GBP
        
        

        
      
    

      (b) Cash-settled derivative transactions
    

      

        

          Class of
        
        

           
        
        

          Product
        
        

           
        
        

          Nature of dealing
        
        

           
        
        

          Number of
        
        

           
        
        

          Price per
        
        

        
      
      

        

          relevant
        
        

        
        

          description
        
        

        
        

        
        

        
        

          reference
        
        

        
        

          unit
        
        

        
      
      

        

          security
        
        

        
        

           
        
        

        
        

           
        
        

        
        

          securities
        
        

        
        

           
        
        

        
      
      

        

          5p ordinary
        
        

        
        

          SWAP
        
        

        
        

          Long
        
        

        
        

          20
        
        

        
        

          44.9615 GBP
        
        

        
      
      

        

          5p ordinary
        
        

        
        

          SWAP
        
        

        
        

          Long
        
        

        
        

          43
        
        

        
        

          44.9500 GBP
        
        

        
      
      

        

          5p ordinary
        
        

        
        

          SWAP
        
        

        
        

          Long
        
        

        
        

          53
        
        

        
        

          44.9550 GBP
        
        

        
      
      

        

          5p ordinary
        
        

        
        

          SWAP
        
        

        
        

          Long
        
        

        
        

          739
        
        

        
        

          44.9694 GBP
        
        

        
      
      

        

          5p ordinary
        
        

        
        

          SWAP
        
        

        
        

          Long
        
        

        
        

          809
        
        

        
        

          44.9652 GBP
        
        

        
      
      

        

          5p ordinary
        
        

        
        

          SWAP
        
        

        
        

          Long
        
        

        
        

          1,005
        
        

        
        

          45.0152 GBP
        
        

        
      
      

        

          5p ordinary
        
        

        
        

          SWAP
        
        

        
        

          Short
        
        

        
        

          1
        
        

        
        

          44.8800 GBP
        
        

        
      
      

        

          5p ordinary
        
        

        
        

          SWAP
        
        

        
        

          Short
        
        

        
        

          40
        
        

        
        

          45.0000 GBP
        
        

        
      
      

        

          5p ordinary
        
        

        
        

          SWAP
        
        

        
        

          Short
        
        

        
        

          360
        
        

        
        

          44.9206 GBP
        
        

        
      
      

        

          5p ordinary
        
        

        
        

          SWAP
        
        

        
        

          Short
        
        

        
        

          598
        
        

        
        

          44.9279 GBP
        
        

        
      
      

        

          5p ordinary
        
        

        
        

          SWAP
        
        

        
        

          Short
        
        

        
        

          1,018
        
        

        
        

          44.9459 GBP
        
        

        
      
      

        

          5p ordinary
        
        

        
        

          CFD
        
        

        
        

          Short
        
        

        
        

          1,036
        
        

        
        

          44.9795 GBP
        
        

        
      
      

        

          5p ordinary
        
        

        
        

          SWAP
        
        

        
        

          Short
        
        

        
        

          1,602
        
        

        
        

          44.9992 GBP
        
        

        
      
      

        

          5p ordinary
        
        

        
        

          CFD
        
        

        
        

          Short
        
        

        
        

          2,130
        
        

        
        

          45.0546 GBP
        
        

        
      
      

        

          5p ordinary
        
        

        
        

          CFD
        
        

        
        

          Short
        
        

        
        

          2,291
        
        

        
        

          44.9655 GBP
        
        

        
      
      

        

          5p ordinary
        
        

        
        

          CFD
        
        

        
        

          Short
        
        

        
        

          6,713
        
        

        
        

          45.0558 GBP
        
        

        
      
      

        

          5p ordinary
        
        

        
        

          CFD
        
        

        
        

          Short
        
        

        
        

          7,054
        
        

        
        

          45.0561 GBP
        
        

        
      
      

        

          5p ordinary
        
        

        
        

          CFD
        
        

        
        

          Short
        
        

        
        

          10,018
        
        

        
        

          45.0791 GBP
        
        

        
      
      

        

          5p ordinary
        
        

        
        

          CFD
        
        

        
        

          Short
        
        

        
        

          10,327
        
        

        
        

          44.9968 GBP
        
        

        
      
      

        

          5p ordinary
        
        

        
        

          SWAP
        
        

        
        

          Short
        
        

        
        

          36,264
        
        

        
        

          44.9699 GBP
        
        

        
      
    

      (c) Stock-settled derivative transactions (including options)
    

      (i) Writing, selling, purchasing or varying
    

      

        

          Class of relevant security
        
        

           
        
        

          Product description e.g. call option
        
        

           
        
        

          Writing, purchasing, selling, varying etc.
        
        

           
        
        

          Number of securities to which option relates
        
        

           
        
        

          Exercise price per unit
        
        

           
        
        

          Type

          

            e.g. American, European etc.
          
        
        

           
        
        

          Expiry date
        
        

           
        
        

          Option money paid/ received per unit
        
      
    

      (ii) Exercise
    

      

        

          Class of relevant security
        
        

           
        
        

          Product description

          

            e.g. call option
          
        
        

           
        
        

          Exercising/ exercised against
        
        

           
        
        

          Number of securities
        
        

           
        
        

          Exercise price per unit
        
      
    

      (d) Other dealings (including subscribing for new securities)
    

      

        

          Class of relevant security
        
        

           
        
        

          Nature of dealing

          

            e.g. subscription, conversion
          
        
        

           
        
        

          Details
        
        

           
        
        

          Price per unit (if applicable)
        
      
    

      4. OTHER INFORMATION
    

      (a) Indemnity and other dealing arrangements
    

      

        

          Details of any indemnity or option arrangement, or any agreement or 
          understanding, formal or informal, relating to relevant securities 
          which may be an inducement to deal or refrain from dealing entered 
          into by the person making the disclosure and any party to the offer 
          or any person acting in concert with a party to the offer:

          

            Irrevocable commitments and letters of intent should not be 
            included. If there are no such agreements, arrangements or 
            understandings, state “none”
          
        
      
      

        

          

            None
          
        
      
    

      (b) Agreements, arrangements or understandings relating to options or 
      derivatives
    

      

        

          Details of any agreement, arrangement or understanding, formal or 
          informal, between the person making the disclosure and any other 
          person relating to:

          

            (i) the voting rights of any relevant securities under any option; 
            or
          
          

            (ii) the voting rights or future acquisition or disposal of any 
            relevant securities to which any derivative is referenced:
          
          

            If there are no such agreements, arrangements or 
            understandings, state “none”
          
        
      
      

        

          

            None
          
        
      
    

      (c) Attachments
    

      

        

          Is a Supplemental Form 8 (Open Positions) attached?
        
        

           
        
        

          YES
        
        

        
      
      

        

          Date of disclosure:
        
        

        
        

          4 Sep 2018
        
        

        
      
      

        

          Contact name:
        
        

        
        

          Large Holdings Regulatory Operations
        
        

        
      
      

        

          Telephone number:
        
        

        
        

          020 3134 7213
        
        

        
      
    

      Public disclosures under Rule 8 of the Code must be made to a 
      Regulatory Information Service.
    

      The Panel’s Market Surveillance Unit is available for consultation in 
      relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
    

      The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
    

      143221.01
    

      SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
    

      DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, 
      AGREEMENTS TO PURCHASE OR SELL ETC.
    

      Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
    

      1. KEY INFORMATION
    

      

        

          Identity of the person whose positions/dealings
        
        

           
        
        

          Barclays PLC.
        
        

        
      
      

        

          are being disclosed:
        
        

        
        

           
        
        

        
      
      

        

          Name of offeror/offeree in relation to whose
        
        

        
        

          SHIRE PLC
        
        

        
      
      

        

          relevant securities this from relates:
        
        

        
        

           
        
        

        
      
    

      2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
    

      

        

          Class
        
        

           
        
        

          Product
        
        

           
        
        

          Writing,
        
        

           
        
        

          Number
        
        

           
        
        

          Exercise
        
        

           
        
        

          Type
        
        

           
        
        

          Expiry
        
        

        
      
      

        

          of
        
        

        
        

          description
        
        

        
        

          purchasing,
        
        

        
        

          of
        
        

        
        

          price
        
        

        
        

        
        

        
        

          date
        
        

        
      
      

        

          relevant
        
        

        
        

        
        

        
        

          selling,
        
        

        
        

          securities
        
        

        
        

          per unit
        
        

        
        

        
        

        
        

        
        

        
      
      

        

          security
        
        

        
        

        
        

        
        

          varying etc
        
        

        
        

          to which
        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
      
      

        

        
        

        
        

        
        

        
        

        
        

        
        

          option
        
        

        
        

        
        

        
        

        
        

        
        

        
        

        
      
      

        

           
        
        

        
        

           
        
        

        
        

           
        
        

        
        

          relates
        
        

        
        

           
        
        

        
        

           
        
        

        
        

           
        
        

        
      
      

        

          5p ordinary
        
        

        
        

          Call Options
        
        

        
        

          Written
        
        

        
        

          -125,000
        
        

        
        

          3600.0000
        
        

        
        

          American
        
        

        
        

          21 Dec 2018
        
        

        
      
      

        

          5p ordinary
        
        

        
        

          Put Options
        
        

        
        

          Written
        
        

        
        

          125,000
        
        

        
        

          3600.0000
        
        

        
        

          American
        
        

        
        

          21 Dec 2018
        
        

        
      
      

        

          ADR
        
        

        
        

          Call Options
        
        

        
        

          Purchased
        
        

        
        

          100
        
        

        
        

          105.0000
        
        

        
        

          American
        
        

        
        

          18 Jan 2019
        
        

        
      
      

        

          ADR
        
        

        
        

          Call Options
        
        

        
        

          Purchased
        
        

        
        

          100
        
        

        
        

          110.0000
        
        

        
        

          American
        
        

        
        

          17 Jan 2020
        
        

        
      
      

        

          ADR
        
        

        
        

          Call Options
        
        

        
        

          Purchased
        
        

        
        

          100
        
        

        
        

          140.0000
        
        

        
        

          American
        
        

        
        

          18 Jan 2019
        
        

        
      
      

        

          ADR
        
        

        
        

          Call Options
        
        

        
        

          Purchased
        
        

        
        

          100
        
        

        
        

          220.0000
        
        

        
        

          American
        
        

        
        

          18 Jan 2019
        
        

        
      
      

        

          ADR
        
        

        
        

          Call Options
        
        

        
        

          Purchased
        
        

        
        

          200
        
        

        
        

          135.0000
        
        

        
        

          American
        
        

        
        

          17 Jan 2020
        
        

        
      
      

        

          ADR
        
        

        
        

          Call Options
        
        

        
        

          Purchased
        
        

        
        

          200
        
        

        
        

          160.0000
        
        

        
        

          American
        
        

        
        

          17 Jan 2020
        
        

        
      
      

        

          ADR
        
        

        
        

          Call Options
        
        

        
        

          Purchased
        
        

        
        

          200
        
        

        
        

          210.0000
        
        

        
        

          American
        
        

        
        

          18 Jan 2019
        
        

        
      
      

        

          ADR
        
        

        
        

          Call Options
        
        

        
        

          Purchased
        
        

        
        

          200
        
        

        
        

          120.0000
        
        

        
        

          American
        
        

        
        

          17 Jan 2020
        
        

        
      
      

        

          ADR
        
        

        
        

          Call Options
        
        

        
        

          Purchased
        
        

        
        

          200
        
        

        
        

          155.0000
        
        

        
        

          American
        
        

        
        

          17 Jan 2020
        
        

        
      
      

        

          ADR
        
        

        
        

          Call Options
        
        

        
        

          Purchased
        
        

        
        

          200
        
        

        
        

          130.0000
        
        

        
        

          American
        
        

        
        

          17 Jan 2020
        
        

        
      
      

        

          ADR
        
        

        
        

          Call Options
        
        

        
        

          Purchased
        
        

        
        

          300
        
        

        
        

          115.0000
        
        

        
        

          American
        
        

        
        

          18 Jan 2019
        
        

        
      
      

        

          ADR
        
        

        
        

          Call Options
        
        

        
        

          Purchased
        
        

        
        

          300
        
        

        
        

          175.0000
        
        

        
        

          American
        
        

        
        

          18 Jan 2019
        
        

        
      
      

        

          ADR
        
        

        
        

          Call Options
        
        

        
        

          Purchased
        
        

        
        

          400
        
        

        
        

          230.0000
        
        

        
        

          American
        
        

        
        

          18 Jan 2019
        
        

        
      
      

        

          ADR
        
        

        
        

          Call Options
        
        

        
        

          Purchased
        
        

        
        

          500
        
        

        
        

          165.0000
        
        

        
        

          American
        
        

        
        

          18 Jan 2019
        
        

        
      
      

        

          ADR
        
        

        
        

          Call Options
        
        

        
        

          Purchased
        
        

        
        

          500
        
        

        
        

          150.0000
        
        

        
        

          American
        
        

        
        

          18 Jan 2019
        
        

        
      
      

        

          ADR
        
        

        
        

          Call Options
        
        

        
        

          Purchased
        
        

        
        

          500
        
        

        
        

          125.0000
        
        

        
        

          American
        
        

        
        

          18 Jan 2019
        
        

        
      
      

        

          ADR
        
        

        
        

          Call Options
        
        

        
        

          Purchased
        
        

        
        

          500
        
        

        
        

          130.0000
        
        

        
        

          American
        
        

        
        

          19 Oct 2018
        
        

        
      
      

        

          ADR
        
        

        
        

          Call Options
        
        

        
        

          Purchased
        
        

        
        

          500
        
        

        
        

          195.0000
        
        

        
        

          American
        
        

        
        

          18 Jan 2019
        
        

        
      
      

        

          ADR
        
        

        
        

          Call Options
        
        

        
        

          Purchased
        
        

        
        

          1,000
        
        

        
        

          180.0000
        
        

        
        

          American
        
        

        
        

          17 Jan 2020
        
        

        
      
      

        

          ADR
        
        

        
        

          Call Options
        
        

        
        

          Purchased
        
        

        
        

          1,000
        
        

        
        

          135.0000
        
        

        
        

          American
        
        

        
        

          18 Jan 2019
        
        

        
      
      

        

          ADR
        
        

        
        

          Call Options
        
        

        
        

          Purchased
        
        

        
        

          1,000
        
        

        
        

          170.0000
        
        

        
        

          American
        
        

        
        

          17 Jan 2020
        
        

        
      
      

        

          ADR
        
        

        
        

          Call Options
        
        

        
        

          Purchased
        
        

        
        

          1,200
        
        

        
        

          170.0000
        
        

        
        

          American
        
        

        
        

          18 Jan 2019
        
        

        
      
      

        

          ADR
        
        

        
        

          Call Options
        
        

        
        

          Purchased
        
        

        
        

          1,300
        
        

        
        

          165.0000
        
        

        
        

          American
        
        

        
        

          19 Oct 2018
        
        

        
      
      

        

          ADR
        
        

        
        

          Call Options
        
        

        
        

          Purchased
        
        

        
        

          1,600
        
        

        
        

          170.0000
        
        

        
        

          American
        
        

        
        

          19 Oct 2018
        
        

        
      
      

        

          ADR
        
        

        
        

          Call Options
        
        

        
        

          Purchased
        
        

        
        

          1,700
        
        

        
        

          195.0000
        
        

        
        

          American
        
        

        
        

          17 Jan 2020
        
        

        
      
      

        

          ADR
        
        

        
        

          Call Options
        
        

        
        

          Purchased
        
        

        
        

          2,000
        
        

        
        

          150.0000
        
        

        
        

          American
        
        

        
        

          17 Jan 2020
        
        

        
      
      

        

          ADR
        
        

        
        

          Call Options
        
        

        
        

          Purchased
        
        

        
        

          2,300
        
        

        
        

          185.0000
        
        

        
        

          American
        
        

        
        

          18 Jan 2019
        
        

        
      
      

        

          ADR
        
        

        
        

          Call Options
        
        

        
        

          Purchased
        
        

        
        

          3,100
        
        

        
        

          155.0000
        
        

        
        

          American
        
        

        
        

          18 Jan 2019
        
        

        
      
      

        

          ADR
        
        

        
        

          Call Options
        
        

        
        

          Purchased
        
        

        
        

          3,600
        
        

        
        

          185.0000
        
        

        
        

          American
        
        

        
        

          19 Oct 2018
        
        

        
      
      

        

          ADR
        
        

        
        

          Call Options
        
        

        
        

          Purchased
        
        

        
        

          4,500
        
        

        
        

          200.0000
        
        

        
        

          American
        
        

        
        

          18 Jan 2019
        
        

        
      
      

        

          ADR
        
        

        
        

          Call Options
        
        

        
        

          Purchased
        
        

        
        

          5,000
        
        

        
        

          195.0000
        
        

        
        

          American
        
        

        
        

          19 Oct 2018
        
        

        
      
      

        

          ADR
        
        

        
        

          Call Options
        
        

        
        

          Written
        
        

        
        

          -10,000
        
        

        
        

          180.0000
        
        

        
        

          American
        
        

        
        

          18 Jan 2019
        
        

        
      
      

        

          ADR
        
        

        
        

          Call Options
        
        

        
        

          Written
        
        

        
        

          -4,000
        
        

        
        

          180.0000
        
        

        
        

          American
        
        

        
        

          19 Oct 2018
        
        

        
      
      

        

          ADR
        
        

        
        

          Call Options
        
        

        
        

          Written
        
        

        
        

          -2,700
        
        

        
        

          145.0000
        
        

        
        

          American
        
        

        
        

          18 Jan 2019
        
        

        
      
      

        

          ADR
        
        

        
        

          Call Options
        
        

        
        

          Written
        
        

        
        

          -1,100
        
        

        
        

          210.0000
        
        

        
        

          American
        
        

        
        

          19 Oct 2018
        
        

        
      
      

        

          ADR
        
        

        
        

          Call Options
        
        

        
        

          Written
        
        

        
        

          -1,000
        
        

        
        

          85.0000
        
        

        
        

          American
        
        

        
        

          18 Jan 2019
        
        

        
      
      

        

          ADR
        
        

        
        

          Call Options
        
        

        
        

          Written
        
        

        
        

          -900
        
        

        
        

          175.0000
        
        

        
        

          American
        
        

        
        

          19 Oct 2018
        
        

        
      
      

        

          ADR
        
        

        
        

          Call Options
        
        

        
        

          Written
        
        

        
        

          -800
        
        

        
        

          160.0000
        
        

        
        

          American
        
        

        
        

          19 Oct 2018
        
        

        
      
      

        

          ADR
        
        

        
        

          Call Options
        
        

        
        

          Written
        
        

        
        

          -500
        
        

        
        

          160.0000
        
        

        
        

          American
        
        

        
        

          18 Apr 2019
        
        

        
      
      

        

          ADR
        
        

        
        

          Call Options
        
        

        
        

          Written
        
        

        
        

          -300
        
        

        
        

          175.0000
        
        

        
        

          American
        
        

        
        

          7 Sep 2018
        
        

        
      
      

        

          ADR
        
        

        
        

          Call Options
        
        

        
        

          Written
        
        

        
        

          -100
        
        

        
        

          140.0000
        
        

        
        

          American
        
        

        
        

          17 Jan 2020
        
        

        
      
      

        

          ADR
        
        

        
        

          Call Options
        
        

        
        

          Written
        
        

        
        

          -100
        
        

        
        

          130.0000
        
        

        
        

          American
        
        

        
        

          18 Jan 2019
        
        

        
      
      

        

          ADR
        
        

        
        

          Call Options
        
        

        
        

          Written
        
        

        
        

          -100
        
        

        
        

          145.0000
        
        

        
        

          American
        
        

        
        

          19 Oct 2018
        
        

        
      
      

        

          ADR
        
        

        
        

          Call Options
        
        

        
        

          Written
        
        

        
        

          -100
        
        

        
        

          173.0000
        
        

        
        

          American
        
        

        
        

          21 Sep 2018
        
        

        
      
      

        

          ADR
        
        

        
        

          Put Options
        
        

        
        

          Purchased
        
        

        
        

          -44,000
        
        

        
        

          145.0000
        
        

        
        

          American
        
        

        
        

          19 Oct 2018
        
        

        
      
      

        

          ADR
        
        

        
        

          Put Options
        
        

        
        

          Purchased
        
        

        
        

          -8,900
        
        

        
        

          135.0000
        
        

        
        

          American
        
        

        
        

          18 Jan 2019
        
        

        
      
      

        

          ADR
        
        

        
        

          Put Options
        
        

        
        

          Purchased
        
        

        
        

          -8,600
        
        

        
        

          170.0000
        
        

        
        

          American
        
        

        
        

          19 Oct 2018
        
        

        
      
      

        

          ADR
        
        

        
        

          Put Options
        
        

        
        

          Purchased
        
        

        
        

          -6,600
        
        

        
        

          165.0000
        
        

        
        

          American
        
        

        
        

          19 Oct 2018
        
        

        
      
      

        

          ADR
        
        

        
        

          Put Options
        
        

        
        

          Purchased
        
        

        
        

          -5,800
        
        

        
        

          180.0000
        
        

        
        

          American
        
        

        
        

          18 Jan 2019
        
        

        
      
      

        

          ADR
        
        

        
        

          Put Options
        
        

        
        

          Purchased
        
        

        
        

          -4,600
        
        

        
        

          155.0000
        
        

        
        

          American
        
        

        
        

          18 Jan 2019
        
        

        
      
      

        

          ADR
        
        

        
        

          Put Options
        
        

        
        

          Purchased
        
        

        
        

          -3,700
        
        

        
        

          145.0000
        
        

        
        

          American
        
        

        
        

          17 Jan 2020
        
        

        
      
      

        

          ADR
        
        

        
        

          Put Options
        
        

        
        

          Purchased
        
        

        
        

          -2,700
        
        

        
        

          80.0000
        
        

        
        

          American
        
        

        
        

          18 Jan 2019
        
        

        
      
      

        

          ADR
        
        

        
        

          Put Options
        
        

        
        

          Purchased
        
        

        
        

          -2,500
        
        

        
        

          120.0000
        
        

        
        

          American
        
        

        
        

          17 Jan 2020
        
        

        
      
      

        

          ADR
        
        

        
        

          Put Options
        
        

        
        

          Purchased
        
        

        
        

          -2,300
        
        

        
        

          85.0000
        
        

        
        

          American
        
        

        
        

          18 Jan 2019
        
        

        
      
      

        

          ADR
        
        

        
        

          Put Options
        
        

        
        

          Purchased
        
        

        
        

          -2,100
        
        

        
        

          160.0000
        
        

        
        

          American
        
        

        
        

          18 Jan 2019
        
        

        
      
      

        

          ADR
        
        

        
        

          Put Options
        
        

        
        

          Purchased
        
        

        
        

          -2,000
        
        

        
        

          175.0000
        
        

        
        

          American
        
        

        
        

          19 Oct 2018
        
        

        
      
      

        

          ADR
        
        

        
        

          Put Options
        
        

        
        

          Purchased
        
        

        
        

          -1,800
        
        

        
        

          115.0000
        
        

        
        

          American
        
        

        
        

          18 Jan 2019
        
        

        
      
      

        

          ADR
        
        

        
        

          Put Options
        
        

        
        

          Purchased
        
        

        
        

          -1,500
        
        

        
        

          165.0000
        
        

        
        

          American
        
        

        
        

          18 Jan 2019
        
        

        
      
      

        

          ADR
        
        

        
        

          Put Options
        
        

        
        

          Purchased
        
        

        
        

          -1,200
        
        

        
        

          135.0000
        
        

        
        

          American
        
        

        
        

          17 Jan 2020
        
        

        
      
      

        

          ADR
        
        

        
        

          Put Options
        
        

        
        

          Purchased
        
        

        
        

          -1,100
        
        

        
        

          150.0000
        
        

        
        

          American
        
        

        
        

          19 Oct 2018
        
        

        
      
      

        

          ADR
        
        

        
        

          Put Options
        
        

        
        

          Purchased
        
        

        
        

          -1,000
        
        

        
        

          150.0000
        
        

        
        

          American
        
        

        
        

          18 Jan 2019
        
        

        
      
      

        

          ADR
        
        

        
        

          Put Options
        
        

        
        

          Purchased
        
        

        
        

          -1,000
        
        

        
        

          105.0000
        
        

        
        

          American
        
        

        
        

          18 Jan 2019
        
        

        
      
      

        

          ADR
        
        

        
        

          Put Options
        
        

        
        

          Purchased
        
        

        
        

          -1,000
        
        

        
        

          80.0000
        
        

        
        

          American
        
        

        
        

          17 Jan 2020
        
        

        
      
      

        

          ADR
        
        

        
        

          Put Options
        
        

        
        

          Purchased
        
        

        
        

          -1,000
        
        

        
        

          170.0000
        
        

        
        

          American
        
        

        
        

          17 Jan 2020
        
        

        
      
      

        

          ADR
        
        

        
        

          Put Options
        
        

        
        

          Purchased
        
        

        
        

          -1,000
        
        

        
        

          140.0000
        
        

        
        

          American
        
        

        
        

          18 Jan 2019
        
        

        
      
      

        

          ADR
        
        

        
        

          Put Options
        
        

        
        

          Purchased
        
        

        
        

          -800
        
        

        
        

          150.0000
        
        

        
        

          American
        
        

        
        

          17 Jan 2020
        
        

        
      
      

        

          ADR
        
        

        
        

          Put Options
        
        

        
        

          Purchased
        
        

        
        

          -700
        
        

        
        

          160.0000
        
        

        
        

          American
        
        

        
        

          17 Jan 2020
        
        

        
      
      

        

          ADR
        
        

        
        

          Put Options
        
        

        
        

          Purchased
        
        

        
        

          -500
        
        

        
        

          140.0000
        
        

        
        

          American
        
        

        
        

          17 Jan 2020
        
        

        
      
      

        

          ADR
        
        

        
        

          Put Options
        
        

        
        

          Purchased
        
        

        
        

          -400
        
        

        
        

          165.0000
        
        

        
        

          American
        
        

        
        

          17 Jan 2020
        
        

        
      
      

        

          ADR
        
        

        
        

          Put Options
        
        

        
        

          Purchased
        
        

        
        

          -400
        
        

        
        

          145.0000
        
        

        
        

          American
        
        

        
        

          18 Jan 2019
        
        

        
      
      

        

          ADR
        
        

        
        

          Put Options
        
        

        
        

          Purchased
        
        

        
        

          -200
        
        

        
        

          115.0000
        
        

        
        

          American
        
        

        
        

          19 Oct 2018
        
        

        
      
      

        

          ADR
        
        

        
        

          Put Options
        
        

        
        

          Purchased
        
        

        
        

          -200
        
        

        
        

          170.0000
        
        

        
        

          American
        
        

        
        

          18 Jan 2019
        
        

        
      
      

        

          ADR
        
        

        
        

          Put Options
        
        

        
        

          Written
        
        

        
        

          100
        
        

        
        

          110.0000
        
        

        
        

          American
        
        

        
        

          17 Jan 2020
        
        

        
      
      

        

          ADR
        
        

        
        

          Put Options
        
        

        
        

          Written
        
        

        
        

          100
        
        

        
        

          75.0000
        
        

        
        

          American
        
        

        
        

          19 Oct 2018
        
        

        
      
      

        

          ADR
        
        

        
        

          Put Options
        
        

        
        

          Written
        
        

        
        

          100
        
        

        
        

          110.0000
        
        

        
        

          American
        
        

        
        

          18 Jan 2019
        
        

        
      
      

        

          ADR
        
        

        
        

          Put Options
        
        

        
        

          Written
        
        

        
        

          100
        
        

        
        

          165.0000
        
        

        
        

          American
        
        

        
        

          14 Sep 2018
        
        

        
      
      

        

          ADR
        
        

        
        

          Put Options
        
        

        
        

          Written
        
        

        
        

          100
        
        

        
        

          95.0000
        
        

        
        

          American
        
        

        
        

          18 Jan 2019
        
        

        
      
      

        

          ADR
        
        

        
        

          Put Options
        
        

        
        

          Written
        
        

        
        

          100
        
        

        
        

          140.0000
        
        

        
        

          American
        
        

        
        

          19 Oct 2018
        
        

        
      
      

        

          ADR
        
        

        
        

          Put Options
        
        

        
        

          Written
        
        

        
        

          200
        
        

        
        

          100.0000
        
        

        
        

          American
        
        

        
        

          18 Jan 2019
        
        

        
      
      

        

          ADR
        
        

        
        

          Put Options
        
        

        
        

          Written
        
        

        
        

          200
        
        

        
        

          70.0000
        
        

        
        

          American
        
        

        
        

          19 Oct 2018
        
        

        
      
      

        

          ADR
        
        

        
        

          Put Options
        
        

        
        

          Written
        
        

        
        

          200
        
        

        
        

          200.0000
        
        

        
        

          American
        
        

        
        

          17 Jan 2020
        
        

        
      
      

        

          ADR
        
        

        
        

          Put Options
        
        

        
        

          Written
        
        

        
        

          200
        
        

        
        

          125.0000
        
        

        
        

          American
        
        

        
        

          19 Oct 2018
        
        

        
      
      

        

          ADR
        
        

        
        

          Put Options
        
        

        
        

          Written
        
        

        
        

          500
        
        

        
        

          125.0000
        
        

        
        

          American
        
        

        
        

          18 Jan 2019
        
        

        
      
      

        

          ADR
        
        

        
        

          Put Options
        
        

        
        

          Written
        
        

        
        

          1,000
        
        

        
        

          160.0000
        
        

        
        

          American
        
        

        
        

          21 Sep 2018
        
        

        
      
      

        

          ADR
        
        

        
        

          Put Options
        
        

        
        

          Written
        
        

        
        

          1,000
        
        

        
        

          90.0000
        
        

        
        

          American
        
        

        
        

          18 Jan 2019
        
        

        
      
      

        

          ADR
        
        

        
        

          Put Options
        
        

        
        

          Written
        
        

        
        

          2,300
        
        

        
        

          130.0000
        
        

        
        

          American
        
        

        
        

          18 Jan 2019
        
        

        
      
      

        

          ADR
        
        

        
        

          Put Options
        
        

        
        

          Written
        
        

        
        

          5,300
        
        

        
        

          120.0000
        
        

        
        

          American
        
        

        
        

          18 Jan 2019
        
        

        
      
      

        

          ADR
        
        

        
        

          Put Options
        
        

        
        

          Written
        
        

        
        

          10,000
        
        

        
        

          160.0000
        
        

        
        

          American
        
        

        
        

          19 Jul 2019
        
        

        
      
    

      3. AGREEMENTS TO PURCHASE OR SELL ETC.
    

      

        

          Full details should be given so that the nature of the interest or 
          position can be fully understood:
        
      
    

      It is not necessary to provide details on a Supplemental Form (Open 
      Positions) with regard to cash-settled derivatives.
    

      The currency of all prices and other monetary amounts should be 
      stated.
    

      The Panel’s Market Surveillance Unit is available for consultation in 
      relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
    

      The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
    

    
View source version on businesswire.com: https://www.businesswire.com/news/home/20180904005466/en/

      BARCLAYS PLC