REG-BARCLAYS PLC FORM 8.3 - SHIRE PLC
. FORM 8.3 - SHIRE PLC
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | SHIRE PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 04 September 2018 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | TAKEDA PHARMACEUTICAL CO LTD |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | 5p ordinary | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 5,030,308 | 0.55% | 1,516,877 | 0.17% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 247,248 | 0.03% | 3,281,935 | 0.36% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 180,900 | 0.02% | 254,300 | 0.03% | |||||||
| (4) | |||||||||||
| TOTAL: | 5,458,456 | 0.60% | 5,053,112 | 0.55% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| 5p ordinary | Purchase | 37 | 45.0250 GBP | ||||
| 5p ordinary | Purchase | 64 | 44.9000 GBP | ||||
| 5p ordinary | Purchase | 64 | 44.9800 GBP | ||||
| 5p ordinary | Purchase | 65 | 45.0200 GBP | ||||
| 5p ordinary | Purchase | 73 | 45.0150 GBP | ||||
| 5p ordinary | Purchase | 73 | 45.0100 GBP | ||||
| 5p ordinary | Purchase | 73 | 45.0075 GBP | ||||
| 5p ordinary | Purchase | 75 | 44.9850 GBP | ||||
| 5p ordinary | Purchase | 78 | 45.0136 GBP | ||||
| 5p ordinary | Purchase | 82 | 45.0050 GBP | ||||
| 5p ordinary | Purchase | 108 | 44.9950 GBP | ||||
| 5p ordinary | Purchase | 166 | 44.9775 GBP | ||||
| 5p ordinary | Purchase | 195 | 44.9439 GBP | ||||
| 5p ordinary | Purchase | 216 | 44.7416 GBP | ||||
| 5p ordinary | Purchase | 277 | 45.0300 GBP | ||||
| 5p ordinary | Purchase | 294 | 44.6723 GBP | ||||
| 5p ordinary | Purchase | 309 | 44.9560 GBP | ||||
| 5p ordinary | Purchase | 329 | 45.0127 GBP | ||||
| 5p ordinary | Purchase | 501 | 44.9150 GBP | ||||
| 5p ordinary | Purchase | 1,109 | 44.9394 GBP | ||||
| 5p ordinary | Purchase | 1,822 | 44.6109 GBP | ||||
| 5p ordinary | Purchase | 1,871 | 44.9473 GBP | ||||
| 5p ordinary | Purchase | 2,000 | 44.8243 GBP | ||||
| 5p ordinary | Purchase | 2,678 | 44.6513 GBP | ||||
| 5p ordinary | Purchase | 4,717 | 44.8672 GBP | ||||
| 5p ordinary | Purchase | 5,171 | 44.6438 GBP | ||||
| 5p ordinary | Purchase | 7,332 | 44.9755 GBP | ||||
| 5p ordinary | Purchase | 17,903 | 44.8585 GBP | ||||
| 5p ordinary | Purchase | 44,894 | 44.8603 GBP | ||||
| 5p ordinary | Purchase | 121,869 | 44.8799 GBP | ||||
| 5p ordinary | Purchase | 1,540,683 | 44.8650 GBP | ||||
| 5p ordinary | Sale | 30 | 44.8078 GBP | ||||
| 5p ordinary | Sale | 37 | 45.0250 GBP | ||||
| 5p ordinary | Sale | 56 | 44.6980 GBP | ||||
| 5p ordinary | Sale | 57 | 44.7153 GBP | ||||
| 5p ordinary | Sale | 64 | 44.9800 GBP | ||||
| 5p ordinary | Sale | 65 | 45.0200 GBP | ||||
| 5p ordinary | Sale | 73 | 44.9000 GBP | ||||
| 5p ordinary | Sale | 73 | 45.0150 GBP | ||||
| 5p ordinary | Sale | 73 | 45.0100 GBP | ||||
| 5p ordinary | Sale | 73 | 45.0075 GBP | ||||
| 5p ordinary | Sale | 73 | 45.0050 GBP | ||||
| 5p ordinary | Sale | 75 | 44.9850 GBP | ||||
| 5p ordinary | Sale | 94 | 44.8400 GBP | ||||
| 5p ordinary | Sale | 131 | 45.0300 GBP | ||||
| 5p ordinary | Sale | 149 | 44.6350 GBP | ||||
| 5p ordinary | Sale | 229 | 44.8022 GBP | ||||
| 5p ordinary | Sale | 447 | 45.0384 GBP | ||||
| 5p ordinary | Sale | 534 | 44.9493 GBP | ||||
| 5p ordinary | Sale | 649 | 44.9236 GBP | ||||
| 5p ordinary | Sale | 735 | 44.7646 GBP | ||||
| 5p ordinary | Sale | 834 | 44.8682 GBP | ||||
| 5p ordinary | Sale | 887 | 44.7654 GBP | ||||
| 5p ordinary | Sale | 929 | 44.8627 GBP | ||||
| 5p ordinary | Sale | 1,467 | 44.9507 GBP | ||||
| 5p ordinary | Sale | 1,701 | 44.9564 GBP | ||||
| 5p ordinary | Sale | 2,398 | 44.9370 GBP | ||||
| 5p ordinary | Sale | 2,727 | 44.7787 GBP | ||||
| 5p ordinary | Sale | 3,500 | 44.9021 GBP | ||||
| 5p ordinary | Sale | 3,748 | 44.9180 GBP | ||||
| 5p ordinary | Sale | 3,782 | 45.0096 GBP | ||||
| 5p ordinary | Sale | 4,827 | 44.9654 GBP | ||||
| 5p ordinary | Sale | 5,535 | 44.6426 GBP | ||||
| 5p ordinary | Sale | 6,763 | 44.9797 GBP | ||||
| 5p ordinary | Sale | 7,097 | 44.9595 GBP | ||||
| 5p ordinary | Sale | 14,873 | 44.8252 GBP | ||||
| 5p ordinary | Sale | 15,777 | 44.8862 GBP | ||||
| 5p ordinary | Sale | 17,903 | 44.8585 GBP | ||||
| 5p ordinary | Sale | 29,099 | 44.6952 GBP | ||||
| 5p ordinary | Sale | 44,388 | 44.8619 GBP | ||||
| 5p ordinary | Sale | 48,014 | 44.8018 GBP | ||||
| 5p ordinary | Sale | 96,663 | 44.8730 GBP | ||||
| ADR | Purchase | 38 | 172.7989 USD | ||||
| ADR | Purchase | 100 | 172.7100 USD | ||||
| ADR | Purchase | 100 | 172.8199 USD | ||||
| ADR | Purchase | 200 | 172.7010 USD | ||||
| ADR | Purchase | 200 | 173.0857 USD | ||||
| ADR | Purchase | 500 | 172.8060 USD | ||||
| ADR | Purchase | 872 | 173.0632 USD | ||||
| ADR | Purchase | 900 | 172.8405 USD | ||||
| ADR | Purchase | 1,379 | 172.8000 USD | ||||
| ADR | Purchase | 2,768 | 172.9129 USD | ||||
| ADR | Purchase | 3,200 | 172.9550 USD | ||||
| ADR | Purchase | 5,400 | 172.9122 USD | ||||
| ADR | Purchase | 6,300 | 172.9019 USD | ||||
| ADR | Purchase | 14,033 | 172.7888 USD | ||||
| ADR | Purchase | 37,231 | 172.7904 USD | ||||
| ADR | Sale | 15 | 172.4900 USD | ||||
| ADR | Sale | 38 | 172.7989 USD | ||||
| ADR | Sale | 76 | 172.5001 USD | ||||
| ADR | Sale | 100 | 172.8500 USD | ||||
| ADR | Sale | 100 | 172.8200 USD | ||||
| ADR | Sale | 100 | 172.8700 USD | ||||
| ADR | Sale | 120 | 172.2494 USD | ||||
| ADR | Sale | 121 | 172.2029 USD | ||||
| ADR | Sale | 130 | 172.8369 USD | ||||
| ADR | Sale | 200 | 173.2400 USD | ||||
| ADR | Sale | 200 | 172.8099 USD | ||||
| ADR | Sale | 233 | 172.8300 USD | ||||
| ADR | Sale | 239 | 172.6070 USD | ||||
| ADR | Sale | 291 | 172.8420 USD | ||||
| ADR | Sale | 300 | 172.7933 USD | ||||
| ADR | Sale | 370 | 172.8562 USD | ||||
| ADR | Sale | 565 | 172.7132 USD | ||||
| ADR | Sale | 580 | 172.5817 USD | ||||
| ADR | Sale | 829 | 172.8583 USD | ||||
| ADR | Sale | 869 | 172.0714 USD | ||||
| ADR | Sale | 910 | 172.8263 USD | ||||
| ADR | Sale | 918 | 172.8310 USD | ||||
| ADR | Sale | 1,130 | 172.7346 USD | ||||
| ADR | Sale | 1,379 | 172.8000 USD | ||||
| ADR | Sale | 1,600 | 172.8342 USD | ||||
| ADR | Sale | 1,650 | 172.7754 USD | ||||
| ADR | Sale | 1,703 | 172.7692 USD | ||||
| ADR | Sale | 2,200 | 172.7938 USD | ||||
| ADR | Sale | 2,274 | 172.9604 USD | ||||
| ADR | Sale | 2,900 | 172.9062 USD | ||||
| ADR | Sale | 3,200 | 172.9550 USD | ||||
| ADR | Sale | 4,040 | 172.9411 USD | ||||
| ADR | Sale | 4,700 | 172.9250 USD | ||||
| ADR | Sale | 4,958 | 172.7655 USD | ||||
| ADR | Sale | 6,200 | 172.9033 USD | ||||
| ADR | Sale | 13,162 | 172.7570 USD | ||||
| ADR | Sale | 15,592 | 172.8248 USD |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| 5p ordinary | SWAP | Long | 30 | 44.8078 GBP | |||||
| 5p ordinary | SWAP | Long | 56 | 44.6980 GBP | |||||
| 5p ordinary | SWAP | Long | 57 | 44.7153 GBP | |||||
| 5p ordinary | SWAP | Long | 76 | 45.0150 GBP | |||||
| 5p ordinary | SWAP | Long | 102 | 45.0217 GBP | |||||
| 5p ordinary | CFD | Long | 222 | 44.8963 GBP | |||||
| 5p ordinary | SWAP | Long | 229 | 44.8023 GBP | |||||
| 5p ordinary | SWAP | Long | 624 | 44.8561 GBP | |||||
| 5p ordinary | CFD | Long | 834 | 44.8682 GBP | |||||
| 5p ordinary | SWAP | Long | 887 | 44.7654 GBP | |||||
| 5p ordinary | SWAP | Long | 929 | 44.8627 GBP | |||||
| 5p ordinary | SWAP | Long | 958 | 44.9025 GBP | |||||
| 5p ordinary | CFD | Long | 1,090 | 44.8614 GBP | |||||
| 5p ordinary | SWAP | Long | 1,184 | 44.9650 GBP | |||||
| 5p ordinary | SWAP | Long | 2,359 | 44.9734 GBP | |||||
| 5p ordinary | CFD | Long | 2,550 | 44.9047 GBP | |||||
| 5p ordinary | SWAP | Long | 2,727 | 44.7787 GBP | |||||
| 5p ordinary | CFD | Long | 7,097 | 44.9595 GBP | |||||
| 5p ordinary | SWAP | Long | 7,213 | 44.9178 GBP | |||||
| 5p ordinary | SWAP | Long | 15,628 | 44.8609 GBP | |||||
| 5p ordinary | CFD | Long | 15,777 | 44.8862 GBP | |||||
| 5p ordinary | SWAP | Long | 17,998 | 44.7664 GBP | |||||
| 5p ordinary | CFD | Long | 26,448 | 44.7942 GBP | |||||
| 5p ordinary | CFD | Long | 29,099 | 44.6952 GBP | |||||
| 5p ordinary | SWAP | Short | 86 | 44.7575 GBP | |||||
| 5p ordinary | SWAP | Short | 128 | 44.9400 GBP | |||||
| 5p ordinary | CFD | Short | 222 | 44.8686 GBP | |||||
| 5p ordinary | CFD | Short | 294 | 44.6723 GBP | |||||
| 5p ordinary | CFD | Short | 300 | 44.9027 GBP | |||||
| 5p ordinary | SWAP | Short | 604 | 44.6672 GBP | |||||
| 5p ordinary | SWAP | Short | 677 | 44.9732 GBP | |||||
| 5p ordinary | SWAP | Short | 865 | 44.9150 GBP | |||||
| 5p ordinary | CFD | Short | 1,822 | 44.6109 GBP | |||||
| 5p ordinary | CFD | Short | 1,871 | 44.9473 GBP | |||||
| 5p ordinary | CFD | Short | 2,678 | 44.6513 GBP | |||||
| 5p ordinary | SWAP | Short | 3,313 | 44.8614 GBP | |||||
| 5p ordinary | SWAP | Short | 20,300 | 44.9144 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit |
Type
e.g. American, European etc. |
Expiry date | Option money paid/ received per unit |
(ii) Exercise
| Class of relevant security |
Product description
e.g. call option |
Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security |
Nature of dealing
e.g. subscription, conversion |
Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
|
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities
which may be an inducement to deal or refrain from dealing entered
into by the person making the disclosure and any party to the offer
or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
|
None |
(b) Agreements, arrangements or understandings relating to options or derivatives
|
Details of any agreement, arrangement or understanding, formal or
informal, between the person making the disclosure and any other
person relating to:
(i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
|
None |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | |
| Date of disclosure: | 5 Sep 2018 | |
| Contact name: | Large Holdings Regulatory Operations | |
| Telephone number: | 020 3134 7213 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | |
| are being disclosed: | ||
| Name of offeror/offeree in relation to whose | SHIRE PLC | |
| relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| 5p ordinary | Call Options | Written | -125,000 | 3600.0000 | American | 21 Dec 2018 | |||||||
| 5p ordinary | Put Options | Written | 125,000 | 3600.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 100 | 140.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 100 | 220.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 100 | 105.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 100 | 110.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 155.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 160.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 130.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 210.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 200 | 120.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 135.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 300 | 175.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 300 | 115.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 400 | 230.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 500 | 195.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 500 | 125.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 500 | 130.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 500 | 165.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 500 | 150.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 1,000 | 180.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 1,000 | 135.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 1,000 | 170.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 1,200 | 170.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 1,300 | 165.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 1,600 | 170.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 1,700 | 195.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 2,000 | 150.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 2,300 | 185.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 3,100 | 155.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 3,600 | 185.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 4,500 | 200.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 5,000 | 195.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Written | -10,000 | 180.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -4,000 | 180.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Written | -2,700 | 145.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -1,100 | 210.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Written | -1,000 | 85.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -900 | 175.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Written | -800 | 160.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Written | -500 | 160.0000 | American | 18 Apr 2019 | |||||||
| ADR | Call Options | Written | -300 | 175.0000 | American | 7 Sep 2018 | |||||||
| ADR | Call Options | Written | -100 | 173.0000 | American | 21 Sep 2018 | |||||||
| ADR | Call Options | Written | -100 | 140.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -100 | 130.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -100 | 145.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -44,000 | 145.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -8,900 | 135.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -8,600 | 170.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -6,600 | 165.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -5,800 | 180.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -4,600 | 155.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -3,700 | 145.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -2,700 | 80.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,500 | 120.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -2,300 | 85.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,100 | 160.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,000 | 175.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -1,800 | 115.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,500 | 165.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,200 | 135.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,100 | 150.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -1,000 | 140.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,000 | 150.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,000 | 170.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,000 | 105.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,000 | 80.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -800 | 150.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -700 | 160.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -500 | 140.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -400 | 165.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -400 | 145.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -200 | 115.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -200 | 170.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 100 | 95.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 165.0000 | American | 14 Sep 2018 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 75.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Written | 100 | 140.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Written | 200 | 125.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Written | 200 | 100.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 200 | 200.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 200 | 70.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Written | 500 | 125.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 1,000 | 90.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 1,000 | 160.0000 | American | 21 Sep 2018 | |||||||
| ADR | Put Options | Written | 2,300 | 130.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 5,300 | 120.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 10,000 | 160.0000 | American | 19 Jul 2019 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: https://www.businesswire.com/news/home/20180905005464/en/
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AnnouncementREG - Barclays PLC Senior PLC - Form 8.5 EPT/Non RI SENIOR PLC
AnnouncementREG - Barclays PLC CAB Payments Hldgs - Form 8.5 EPT/Non RI CAB PAYMENTS HOLDINGS PLC
AnnouncementREG - Barclays PLC Beazley PLC - Form 8.5 EPT/Non RI BEAZLEY PLC
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