REG-BARCLAYS PLC Form 8.3 - SHIRE PLC
. Form 8.3 - SHIRE PLC
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | SHIRE PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 05 September 2018 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | TAKEDA PHARMACEUTICAL CO LTD |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | 5p ordinary | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 4,965,355 | 0.54% | 1,573,033 | 0.17% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 247,556 | 0.03% | 3,143,749 | 0.34% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 180,800 | 0.02% | 254,300 | 0.03% | |||||||
| TOTAL: | 5,393,711 | 0.59% | 4,971,082 | 0.54% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| 5p ordinary | Purchase | 28 | 44.3085 GBP | ||||
| 5p ordinary | Purchase | 37 | 44.5400 GBP | ||||
| 5p ordinary | Purchase | 37 | 44.1750 GBP | ||||
| 5p ordinary | Purchase | 42 | 44.0950 GBP | ||||
| 5p ordinary | Purchase | 43 | 43.8975 GBP | ||||
| 5p ordinary | Purchase | 64 | 44.2700 GBP | ||||
| 5p ordinary | Purchase | 65 | 44.2550 GBP | ||||
| 5p ordinary | Purchase | 65 | 44.4500 GBP | ||||
| 5p ordinary | Purchase | 65 | 44.1650 GBP | ||||
| 5p ordinary | Purchase | 65 | 44.0650 GBP | ||||
| 5p ordinary | Purchase | 65 | 44.5850 GBP | ||||
| 5p ordinary | Purchase | 66 | 44.0550 GBP | ||||
| 5p ordinary | Purchase | 73 | 44.0900 GBP | ||||
| 5p ordinary | Purchase | 73 | 44.0175 GBP | ||||
| 5p ordinary | Purchase | 75 | 44.5650 GBP | ||||
| 5p ordinary | Purchase | 80 | 43.8950 GBP | ||||
| 5p ordinary | Purchase | 86 | 43.9200 GBP | ||||
| 5p ordinary | Purchase | 92 | 44.2600 GBP | ||||
| 5p ordinary | Purchase | 100 | 44.1700 GBP | ||||
| 5p ordinary | Purchase | 104 | 43.8800 GBP | ||||
| 5p ordinary | Purchase | 104 | 44.1800 GBP | ||||
| 5p ordinary | Purchase | 109 | 44.3975 GBP | ||||
| 5p ordinary | Purchase | 166 | 44.4000 GBP | ||||
| 5p ordinary | Purchase | 187 | 44.0298 GBP | ||||
| 5p ordinary | Purchase | 207 | 44.5050 GBP | ||||
| 5p ordinary | Purchase | 610 | 44.1709 GBP | ||||
| 5p ordinary | Purchase | 721 | 44.4784 GBP | ||||
| 5p ordinary | Purchase | 1,142 | 44.1094 GBP | ||||
| 5p ordinary | Purchase | 1,626 | 44.0205 GBP | ||||
| 5p ordinary | Purchase | 2,343 | 44.1150 GBP | ||||
| 5p ordinary | Purchase | 2,587 | 44.1731 GBP | ||||
| 5p ordinary | Purchase | 2,794 | 44.0579 GBP | ||||
| 5p ordinary | Purchase | 4,848 | 44.3034 GBP | ||||
| 5p ordinary | Purchase | 5,035 | 44.0869 GBP | ||||
| 5p ordinary | Purchase | 11,239 | 43.9884 GBP | ||||
| 5p ordinary | Purchase | 12,564 | 44.2526 GBP | ||||
| 5p ordinary | Purchase | 16,667 | 44.1630 GBP | ||||
| 5p ordinary | Purchase | 18,065 | 44.4134 GBP | ||||
| 5p ordinary | Purchase | 22,923 | 44.1500 GBP | ||||
| 5p ordinary | Purchase | 93,407 | 44.0526 GBP | ||||
| 5p ordinary | Sale | 5 | 44.0640 GBP | ||||
| 5p ordinary | Sale | 10 | 44.1365 GBP | ||||
| 5p ordinary | Sale | 21 | 44.1747 GBP | ||||
| 5p ordinary | Sale | 25 | 44.3008 GBP | ||||
| 5p ordinary | Sale | 37 | 44.5400 GBP | ||||
| 5p ordinary | Sale | 37 | 44.1750 GBP | ||||
| 5p ordinary | Sale | 42 | 44.0950 GBP | ||||
| 5p ordinary | Sale | 43 | 43.8975 GBP | ||||
| 5p ordinary | Sale | 62 | 44.1619 GBP | ||||
| 5p ordinary | Sale | 65 | 44.0650 GBP | ||||
| 5p ordinary | Sale | 65 | 44.2550 GBP | ||||
| 5p ordinary | Sale | 65 | 44.1650 GBP | ||||
| 5p ordinary | Sale | 65 | 44.4500 GBP | ||||
| 5p ordinary | Sale | 65 | 44.5850 GBP | ||||
| 5p ordinary | Sale | 66 | 44.0550 GBP | ||||
| 5p ordinary | Sale | 73 | 44.0175 GBP | ||||
| 5p ordinary | Sale | 75 | 44.5650 GBP | ||||
| 5p ordinary | Sale | 80 | 43.8950 GBP | ||||
| 5p ordinary | Sale | 84 | 44.0900 GBP | ||||
| 5p ordinary | Sale | 86 | 43.9200 GBP | ||||
| 5p ordinary | Sale | 104 | 43.8800 GBP | ||||
| 5p ordinary | Sale | 109 | 44.3975 GBP | ||||
| 5p ordinary | Sale | 123 | 44.1742 GBP | ||||
| 5p ordinary | Sale | 166 | 44.4000 GBP | ||||
| 5p ordinary | Sale | 208 | 44.2534 GBP | ||||
| 5p ordinary | Sale | 882 | 44.1325 GBP | ||||
| 5p ordinary | Sale | 955 | 44.2480 GBP | ||||
| 5p ordinary | Sale | 1,094 | 44.1005 GBP | ||||
| 5p ordinary | Sale | 1,594 | 44.2243 GBP | ||||
| 5p ordinary | Sale | 1,626 | 44.0793 GBP | ||||
| 5p ordinary | Sale | 1,718 | 44.1020 GBP | ||||
| 5p ordinary | Sale | 1,945 | 44.2520 GBP | ||||
| 5p ordinary | Sale | 2,021 | 44.1202 GBP | ||||
| 5p ordinary | Sale | 2,390 | 44.4264 GBP | ||||
| 5p ordinary | Sale | 2,587 | 44.1731 GBP | ||||
| 5p ordinary | Sale | 4,000 | 43.9834 GBP | ||||
| 5p ordinary | Sale | 4,231 | 43.9769 GBP | ||||
| 5p ordinary | Sale | 5,000 | 43.9869 GBP | ||||
| 5p ordinary | Sale | 6,521 | 44.3465 GBP | ||||
| 5p ordinary | Sale | 8,000 | 44.2656 GBP | ||||
| 5p ordinary | Sale | 9,976 | 44.2290 GBP | ||||
| 5p ordinary | Sale | 10,773 | 44.1127 GBP | ||||
| 5p ordinary | Sale | 13,808 | 44.3558 GBP | ||||
| 5p ordinary | Sale | 25,240 | 44.1896 GBP | ||||
| 5p ordinary | Sale | 31,165 | 43.9750 GBP | ||||
| 5p ordinary | Sale | 31,379 | 44.0904 GBP | ||||
| 5p ordinary | Sale | 34,373 | 44.1965 GBP | ||||
| 5p ordinary | Sale | 62,554 | 44.0297 GBP | ||||
| 5p ordinary | Sale | 70,878 | 44.1001 GBP | ||||
| ADR | Purchase | 12 | 170.4400 USD | ||||
| ADR | Purchase | 19 | 170.4100 USD | ||||
| ADR | Purchase | 27 | 171.0500 USD | ||||
| ADR | Purchase | 40 | 171.1701 USD | ||||
| ADR | Purchase | 42 | 171.2400 USD | ||||
| ADR | Purchase | 50 | 170.2200 USD | ||||
| ADR | Purchase | 71 | 171.1400 USD | ||||
| ADR | Purchase | 100 | 170.3200 USD | ||||
| ADR | Purchase | 100 | 170.8000 USD | ||||
| ADR | Purchase | 126 | 170.8400 USD | ||||
| ADR | Purchase | 200 | 171.5362 USD | ||||
| ADR | Purchase | 200 | 170.2100 USD | ||||
| ADR | Purchase | 240 | 171.1775 USD | ||||
| ADR | Purchase | 300 | 171.3450 USD | ||||
| ADR | Purchase | 400 | 170.2600 USD | ||||
| ADR | Purchase | 661 | 170.6800 USD | ||||
| ADR | Purchase | 735 | 171.1574 USD | ||||
| ADR | Purchase | 900 | 170.5972 USD | ||||
| ADR | Purchase | 1,000 | 170.1365 USD | ||||
| ADR | Purchase | 1,000 | 170.1380 USD | ||||
| ADR | Purchase | 1,448 | 170.8843 USD | ||||
| ADR | Purchase | 2,000 | 170.4123 USD | ||||
| ADR | Purchase | 2,350 | 170.2342 USD | ||||
| ADR | Purchase | 4,498 | 170.5873 USD | ||||
| ADR | Purchase | 4,800 | 170.4364 USD | ||||
| ADR | Purchase | 5,000 | 170.4558 USD | ||||
| ADR | Purchase | 5,200 | 170.4802 USD | ||||
| ADR | Purchase | 7,916 | 171.1209 USD | ||||
| ADR | Sale | 19 | 170.4100 USD | ||||
| ADR | Sale | 40 | 171.1701 USD | ||||
| ADR | Sale | 42 | 171.2400 USD | ||||
| ADR | Sale | 100 | 170.3800 USD | ||||
| ADR | Sale | 100 | 170.3300 USD | ||||
| ADR | Sale | 100 | 170.3200 USD | ||||
| ADR | Sale | 100 | 171.5500 USD | ||||
| ADR | Sale | 100 | 171.5225 USD | ||||
| ADR | Sale | 100 | 171.1500 USD | ||||
| ADR | Sale | 100 | 170.8100 USD | ||||
| ADR | Sale | 100 | 170.8000 USD | ||||
| ADR | Sale | 200 | 170.9200 USD | ||||
| ADR | Sale | 200 | 170.6800 USD | ||||
| ADR | Sale | 270 | 170.3700 USD | ||||
| ADR | Sale | 348 | 171.2200 USD | ||||
| ADR | Sale | 473 | 170.6739 USD | ||||
| ADR | Sale | 700 | 170.4432 USD | ||||
| ADR | Sale | 700 | 170.3171 USD | ||||
| ADR | Sale | 1,000 | 170.7697 USD | ||||
| ADR | Sale | 1,100 | 170.7781 USD | ||||
| ADR | Sale | 1,200 | 170.4012 USD | ||||
| ADR | Sale | 1,754 | 170.4644 USD | ||||
| ADR | Sale | 2,300 | 170.6952 USD | ||||
| ADR | Sale | 2,700 | 170.5742 USD | ||||
| ADR | Sale | 2,800 | 170.2766 USD | ||||
| ADR | Sale | 3,500 | 170.4301 USD | ||||
| ADR | Sale | 5,000 | 170.1964 USD | ||||
| ADR | Sale | 8,718 | 171.1300 USD |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| 5p ordinary | SWAP | Long | 25 | 44.3005 GBP | |||||
| 5p ordinary | SWAP | Long | 78 | 44.0350 GBP | |||||
| 5p ordinary | SWAP | Long | 95 | 44.2593 GBP | |||||
| 5p ordinary | SWAP | Long | 208 | 44.2534 GBP | |||||
| 5p ordinary | SWAP | Long | 246 | 44.2136 GBP | |||||
| 5p ordinary | SWAP | Long | 438 | 44.1514 GBP | |||||
| 5p ordinary | SWAP | Long | 472 | 43.9919 GBP | |||||
| 5p ordinary | SWAP | Long | 955 | 44.2480 GBP | |||||
| 5p ordinary | SWAP | Long | 1,265 | 44.1461 GBP | |||||
| 5p ordinary | CFD | Long | 1,594 | 44.2243 GBP | |||||
| 5p ordinary | SWAP | Long | 1,945 | 44.2520 GBP | |||||
| 5p ordinary | SWAP | Long | 3,162 | 44.1721 GBP | |||||
| 5p ordinary | CFD | Long | 4,000 | 43.9834 GBP | |||||
| 5p ordinary | CFD | Long | 4,125 | 44.1301 GBP | |||||
| 5p ordinary | CFD | Long | 10,773 | 44.1127 GBP | |||||
| 5p ordinary | SWAP | Long | 18,693 | 44.0566 GBP | |||||
| 5p ordinary | SWAP | Long | 27,286 | 44.1676 GBP | |||||
| 5p ordinary | CFD | Long | 30,889 | 43.9750 GBP | |||||
| 5p ordinary | SWAP | Long | 30,889 | 43.9750 GBP | |||||
| 5p ordinary | CFD | Long | 34,373 | 44.1965 GBP | |||||
| 5p ordinary | CFD | Long | 47,768 | 44.0753 GBP | |||||
| 5p ordinary | SWAP | Short | 319 | 44.2633 GBP | |||||
| 5p ordinary | SWAP | Short | 563 | 43.9642 GBP | |||||
| 5p ordinary | CFD | Short | 721 | 44.4784 GBP | |||||
| 5p ordinary | SWAP | Short | 910 | 44.5811 GBP | |||||
| 5p ordinary | CFD | Short | 4,140 | 44.1512 GBP | |||||
| 5p ordinary | CFD | Short | 4,848 | 44.3034 GBP | |||||
| 5p ordinary | CFD | Short | 11,239 | 43.9884 GBP | |||||
| 5p ordinary | SWAP | Short | 11,248 | 43.9750 GBP | |||||
| 5p ordinary | SWAP | Short | 15,908 | 44.1766 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| ADR | Put Options | Purchasing | 100 | 165 USD | American | 14 Sep 2018 | 0.5500 USD |
(ii) Exercise
| Class of relevant security |
Product description
e.g. call option |
Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security |
Nature of dealing
e.g. subscription, conversion |
Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
|
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities
which may be an inducement to deal or refrain from dealing entered
into by the person making the disclosure and any party to the offer
or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
|
None |
(b) Agreements, arrangements or understandings relating to options or derivatives
|
Details of any agreement, arrangement or understanding, formal or
informal, between the person making the disclosure and any other
person relating to:
(i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
|
None |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | ||
| Date of disclosure: | 6 Sep 2018 | ||
| Contact name: | Large Holdings Regulatory Operations | ||
| Telephone number: | 020 3134 7213 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | ||
| are being disclosed: | |||
| Name of offeror/offeree in relation to whose | SHIRE PLC | ||
| relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| 5p ordinary | Call Options | Written | -125,000 | 3600.0000 | American | 21 Dec 2018 | |||||||
| 5p ordinary | Put Options | Written | 125,000 | 3600.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 100 | 105.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 100 | 110.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 100 | 140.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 100 | 220.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 200 | 155.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 210.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 200 | 135.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 120.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 160.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 130.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 300 | 115.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 300 | 175.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 400 | 230.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 500 | 130.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 500 | 150.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 500 | 165.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 500 | 195.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 500 | 125.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 1,000 | 135.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 1,000 | 170.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 1,000 | 180.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 1,200 | 170.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 1,300 | 165.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 1,600 | 170.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 1,700 | 195.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 2,000 | 150.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 2,300 | 185.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 3,100 | 155.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 3,600 | 185.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 4,500 | 200.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 5,000 | 195.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Written | -10,000 | 180.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -4,000 | 180.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Written | -2,700 | 145.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -1,100 | 210.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Written | -1,000 | 85.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -900 | 175.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Written | -800 | 160.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Written | -500 | 160.0000 | American | 18 Apr 2019 | |||||||
| ADR | Call Options | Written | -300 | 175.0000 | American | 7 Sep 2018 | |||||||
| ADR | Call Options | Written | -100 | 145.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Written | -100 | 130.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -100 | 140.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -100 | 173.0000 | American | 21 Sep 2018 | |||||||
| ADR | Put Options | Purchased | -44,000 | 145.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -8,900 | 135.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -8,600 | 170.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -6,600 | 165.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -5,800 | 180.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -4,600 | 155.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -3,700 | 145.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -2,700 | 80.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,500 | 120.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -2,300 | 85.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,100 | 160.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,000 | 175.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -1,800 | 115.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,500 | 165.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,200 | 135.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,100 | 150.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -1,000 | 140.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,000 | 80.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,000 | 170.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,000 | 150.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,000 | 105.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -800 | 150.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -700 | 160.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -500 | 140.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -400 | 145.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -400 | 165.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -200 | 170.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -200 | 115.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 100 | 95.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 75.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Written | 100 | 140.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Written | 200 | 125.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Written | 200 | 100.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 200 | 70.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Written | 200 | 200.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 500 | 125.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 1,000 | 90.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 1,000 | 160.0000 | American | 21 Sep 2018 | |||||||
| ADR | Put Options | Written | 2,300 | 130.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 5,300 | 120.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 10,000 | 160.0000 | American | 19 Jul 2019 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: https://www.businesswire.com/news/home/20180906005554/en/
BARCLAYS PLC
Recent news on Barclays
See all newsREG - Barclays PLC Just Group plc - Form 8.3 JUST GROUP PLC
AnnouncementREG - Barclays PLC NCC Group PLC - Form 8.3 NCC GROUP PLC
AnnouncementREG - Barclays PLC Spire Healthcare Grp - Form 8.3 SPIRE HEALTHCARE GROUP PLC
AnnouncementREG - Barclays PLC Life Science REIT - Form 8.3 LIFE SCIENCE REIT PLC
AnnouncementREG - Barclays PLC British Land Co PLC - Form 8.3 BRITISH LAND COMPANY PLC, THE
Announcement